SUPREME COURT OF THE UNITED STATES
OTIS M
c
DONALD,
et al
., PETITIONERS
v.
CITY OF CHICAGO, ILLINOIS,
et al
.
on writ of certiorari to the united states court of appeals for the seventh circuit
[June 28, 2010]
Justice Alito
announced the judgment of the Court and delivered the opinion of
the Court with respect to Parts I, II–A, II–B, II–D, III–A, and III–B,
in which
The Chief Justice, Justice Scalia, Justice Kennedy,
and
Justice Thomas
join, and an opinion with respect to Parts II–C, IV, and V, in which
The Chief Justice, Justice Scalia,
and
Justice Kennedy
join.
Two years ago, in
District of Columbia
v.
Heller
, 554 U. S. ___ (2008), we held that the
Second Amendment
protects the right to keep and bear arms for the purpose of
self-defense, and we struck down a District of Columbia law that banned
the possession of handguns in the home. The city of Chicago (City) and
the village of Oak Park, a Chicago suburb, have laws that are similar to
the District of Columbia’s, but Chicago and Oak Park argue that their
laws are constitutional because the
Second Amendment
has no application to the States. We have previously held that most
of the provisions of the Bill of Rights apply with full force to both
the Federal Government and the States. Applying the standard that is
well established in our case law, we hold that the
Second Amendment right is fully applicable to the States.
I
Otis McDonald, Adam Orlov, Colleen Lawson, and David Lawson (Chicago
petitioners) are Chicago residents who would like to keep handguns in
their homes for self-defense but are prohibited from doing so by
Chicago’s firearms laws. A City ordinance provides that “[n]o person
shall … possess … any firearm unless such person is the holder of a
valid registration certificate for such firearm.” Chicago, Ill.,
Municipal Code §8–20–040(a) (2009). The Code then prohibits
registration of most handguns, thus effectively banning handgun
possession by almost all private citizens who reside in the City.
§8–20–050(c). Like Chicago, Oak Park makes it “unlawful for any person
to possess … any firearm,” a term that includes “pistols, revolvers,
guns and small arms … commonly known as handguns.” Oak Park, Ill.,
Municipal Code §§27–2–1 (2007), 27–1–1 (2009).
Chicago enacted its handgun ban to protect its residents “from the
loss of property and injury or death from firearms.” See Chicago, Ill.,
Journal of Proceedings of the City Council, p. 10049 (Mar. 19, 1982).
The Chicago petitioners and their
amici
, however, argue that the handgun ban has left them vulnerable to
criminals. Chicago Police Department statistics, we are told, reveal
that the City’s handgun murder rate has actually increased since the ban
was enacted
1
and that Chicago residents now face one of the highest murder rates
in the country and rates of other violent crimes that exceed the
average in comparable cities.
2
Several of the Chicago petitioners have been the targets of threats
and violence. For instance, Otis McDonald, who is in his late
seventies, lives in a high-crime neighborhood. He is a community
activist involved with alternative policing strategies, and his efforts
to improve his neighborhood have subjected him to violent threats from
drug dealers. App. 16–17; Brief for State Firearm Associations as
Amici Curiae
20–21; Brief for State of Texas et al. as
Amici Curiae
7–8. Colleen Lawson is a Chicago resident whose home has been
targeted by burglars. “In Mrs. Lawson’s judgment, possessing a handgun
in Chicago would decrease her chances of suffering serious injury or
death should she ever be threatened again in her home.”
3
McDonald, Lawson, and the other Chicago petitioners own handguns
that they store outside of the city limits, but they would like to keep
their handguns in their homes for protection. See App. 16–19, 43–44
(McDonald), 20–24 (C. Lawson), 19, 36 (Orlov), 20–21, 40 (D. Lawson).
After our decision in
Heller
, the Chicago petitioners and two groups
4
filed suit against the City in the United States District Court for
the Northern District of Illinois. They sought a declaration that the
handgun ban and several related Chicago ordinances violate the Second
and
Fourteenth Amendment
s to the United States Constitution. Another action challenging the
Oak Park law was filed in the same District Court by the National Rifle
Association (NRA) and two Oak Park residents. In addition, the NRA and
others filed a third action challenging the Chicago ordinances. All
three cases were assigned to the same District Judge.
The District Court rejected plaintiffs’ argument that the Chicago and Oak Park laws are unconstitutional. See App. 83–84;
NRA, Inc.
v.
Oak Park
, 617 F. Supp. 2d 752, 754 (ND Ill. 2008). The court noted that the
Seventh Circuit had “squarely upheld the constitutionality of a ban on
handguns a quarter century ago,”
id
., at 753 (citing
Quilici
v.
Morton Grove
, 695 F. 2d 261 (CA7 1982)), and that
Heller
had explicitly refrained from “opin[ing] on the subject of incorporation vel non of the
Second Amendment ,”
NRA
, 617 F. Supp. 2d, at 754. The court observed that a district judge
has a “duty to follow established precedent in the Court of Appeals to
which he or she is beholden, even though the logic of more recent
caselaw may point in a different direction.”
Id.,
at 753.
The Seventh Circuit affirmed, relying on three 19th-century cases—
United States
v.
Cruikshank
,
92 U. S. 542 (1876)
,
Presser
v.
Illinois
,
116 U. S. 252 (1886)
, and
Miller
v.
Texas
,
153 U. S. 535 (1894)
—that were decided in the wake of this Court’s interpretation of the Privileges or Immunities Clause of the
Fourteenth Amendment in the
Slaughter-House Cases,
16 Wall. 36 (1873)
.
The Seventh Circuit described the rationale of those cases as
“defunct” and recognized that they did not consider the question whether
the
Fourteenth Amendment ’s Due Process Clause incorporates the
Second Amendment right to keep and bear arms.
NRA, Inc.
v.
Chicago
, 567 F. 3d 856, 857, 858 (2009). Nevertheless, the Seventh Circuit
observed that it was obligated to follow Supreme Court precedents that
have “direct application,” and it declined to predict how the
Second Amendment would fare under this Court’s modern “selective incorporation” approach.
Id.,
at 857–858 (internal quotation marks omitted).
We granted certiorari. 557 U. S. ___ (2009).
II
A
Petitioners argue that the Chicago and Oak Park laws violate the
right to keep and bear arms for two reasons. Petitioners’ primary
submission is that this right is among the “privileges or immunities of
citizens of the United States” and that the narrow interpretation of the
Privileges or Immunities Clause adopted in the
Slaughter-House Cases
,
supra
, should now be rejected. As a secondary argument, petitioners contend that the
Fourteenth Amendment ’s Due Process Clause “incorporates” the
Second Amendment right.
Chicago and Oak Park (municipal respondents) maintain that a right
set out in the Bill of Rights applies to the States only if that right
is an indispensable attribute of
any
“ ‘civilized’ ” legal system. Brief for Municipal Respondents 9.
If it is possible to imagine a civilized country that does not recognize
the right, the municipal respondents tell us, then that right is not
protected by due process.
Ibid.
And since there are civilized countries that ban or strictly
regulate the private possession of handguns, the municipal respondents
maintain that due process does not preclude such measures.
Id.
,
at 21–23. In light of the parties’ far-reaching arguments, we begin
by recounting this Court’s analysis over the years of the relationship
between the provisions of the Bill of Rights and the States.
B
The Bill of Rights, including the
Second Amendment , originally applied only to the Federal Government. In
Barron ex rel. Tiernan
v.
Mayor of Baltimore
, 7 Pet. 243 (1833), the Court, in an opinion by Chief Justice
Marshall, explained that this question was “of great importance” but
“not of much difficulty.”
Id
., at 247. In less than four pages, the Court firmly rejected the
proposition that the first eight Amendments operate as limitations on
the States, holding that they apply only to the Federal Government. See
also
Lessee of Livingston
v.
Moore
, 7 Pet. 469, 551–552 (1833) (“[I]t is now settled that those
amendments [in the Bill of Rights] do not extend to the states”).
The constitutional Amendments adopted in the aftermath of the Civil
War fundamentally altered our country’s federal system. The provision
at issue in this case, §1 of the
Fourteenth Amendment
, provides, among other things, that a State may not abridge “the
privileges or immunities of citizens of the United States” or deprive
“any person of life, liberty, or property, without due process of law.”
Four years after the adoption of the
Fourteenth Amendment
, this Court was asked to interpret the Amendment’s reference to “the
privileges or immunities of citizens of the United States.” The
Slaughter-House Cases
,
supra
,
involved challenges to a Louisiana law permitting the creation of a
state-sanctioned monopoly on the butchering of animals within the city
of New Orleans. Justice Samuel Miller’s opinion for the Court concluded
that the Privileges or Immunities Clause protects only those rights
“which owe their existence to the Federal government, its National
character, its Constitution, or its laws.”
Id.
,
at 79. The Court held that other fundamental rights—rights that
predated the creation of the Federal Government and that “the State
governments were created to establish and secure”—were not protected by
the Clause.
Id.
,
at 76.
In drawing a sharp distinction between the rights of federal and
state citizenship, the Court relied on two principal arguments. First,
the Court emphasized that the
Fourteenth Amendment ’s Privileges or Immunities Clause spoke of “the privileges or immunities of
citizens of the United States
,” and the Court contrasted this phrasing with the wording in the first sentence of the
Fourteenth Amendment and in the Privileges and Immunities Clause of Article IV, both of which refer to
state
citizenship.
5
(Emphasis added.) Second, the Court stated that a contrary reading
would “radically chang[e] the whole theory of the relations of the
State and Federal governments to each other and of both these
governments to the people,” and the Court refused to conclude that such a
change had been made “in the absence of language which expresses such a
purpose too clearly to admit of doubt.”
Id.
, at 78. Finding the phrase “privileges or immunities of citizens
of the United States” lacking by this high standard, the Court reasoned
that the phrase must mean something more limited.
Under the Court’s narrow reading, the Privileges or Immunities Clause protects such things as the right
“to come to the seat of government to assert any claim [a citizen]
may have upon that government, to transact any business he may have with
it, to seek its protection, to share its offices, to engage in
administering its functions … [and to] become a citizen of any State of
the Union by a
bon<f f="Times New Roman">รข<f f="Century Schoolbook"> fide
residence therein, with the same rights as other citizens of that State.”
Id.
, at 79–80 (internal quotation marks omitted).
Finding no constitutional protection against state intrusion of the
kind envisioned by the Louisiana statute, the Court upheld the statute.
Four Justices dissented. Justice Field, joined by Chief Justice Chase
and Justices Swayne and Bradley, criticized the majority for reducing
the
Fourteenth Amendment
’s Privileges or Immunities Clause to “a vain and idle enactment, which
accomplished nothing, and most unnecessarily excited Congress and the
people on its passage.”
Id.
,
at 96; see also
id.
, at 104. Justice Field opined that the Privileges or Immunities
Clause protects rights that are “in their nature … fundamental,”
including the right of every man to pursue his profession without the
imposition of unequal or discriminatory restrictions.
Id.
, at 96–97. Justice Bradley’s dissent observed that “we are not
bound to resort to implication … to find an authoritative declaration of
some of the most important privileges and immunities of citizens of the
United States. It is in the Constitution itself.”
Id
., at 118. Justice Bradley would have construed the Privileges or
Immunities Clause to include those rights enumerated in the Constitution
as well as some unenumerated rights.
Id.
,
at 119. Justice Swayne described the majority’s narrow reading of
the Privileges or Immunities Clause as “turn[ing] … what was meant for
bread into a stone.”
Id
., at 129 (dissenting opinion).
Today, many legal scholars dispute the correctness of the narrow
Slaughter-House
interpretation. See,
e.g.
,
Saenz
v.
Roe
,
526 U. S. 489
, n. 1, 527 (1999) (
Thomas
, J., dissenting) (scholars of the
Fourteenth Amendment agree “that the Clause does not mean what the Court said it meant in 1873”); Amar, Substance and Method in the Year 2000,
28 Pepperdine L. Rev. 601, 631, n. 178 (2001) (“Virtually no serious
modern scholar—left, right, and center—thinks that this
[interpretation] is a plausible reading of the Amendment”); Brief for
Constitutional Law Professors as
Amici Curiae
33 (claiming an “overwhelming consensus among leading
constitutional scholars” that the opinion is “egregiously wrong”); C.
Black, A New Birth of Freedom 74–75 (1997).
Three years after the decision in the
Slaughter-House Cases,
the Court decided
Cruikshank,
the first of the three 19th-century cases on which the Seventh Circuit relied.
92 U. S. 542
. In that case, the Court reviewed convictions stemming from the
infamous Colfax Massacre in Louisiana on Easter Sunday 1873. Dozens of
blacks, many unarmed, were slaughtered by a rival band of armed white
men.
6
Cruikshank himself allegedly marched unarmed African-American
prisoners through the streets and then had them summarily executed.
7
Ninety-seven men were indicted for participating in the massacre,
but only nine went to trial. Six of the nine were acquitted of all
charges; the remaining three were acquitted of murder but convicted
under the Enforcement Act of 1870,
16 Stat.
140,
for banding and conspiring together to deprive their victims of various
constitutional rights, including the right to bear arms.
8
The Court reversed all of the convictions, including those relating to the deprivation of the victims’ right to bear arms.
Cruikshank
, 92 U. S., at 553, 559. The Court wrote that the right of bearing
arms for a lawful purpose “is not a right granted by the Constitution”
and is not “in any manner dependent upon that instrument for its
existence.”
Id.
,
at 553. “The second amendment,” the Court continued, “declares that
it shall not be infringed; but this … means no more than that it shall
not be infringed by Congress.”
Ibid.
“Our later decisions in
Presser
v.
Illinois,
116 U. S. 252,
265 (1886)
, and
Miller
v.
Texas,
153 U. S. 535,
538 (1894)
, reaffirmed that the
Second Amendment applies only to the Federal Government.”
Heller
, 554 U. S., at ___, n. 23 (slip op., at 48, n. 23).
C
As previously noted, the Seventh Circuit concluded that
Cruikshank
,
Presser
, and
Miller
doomed petitioners’ claims at the Court of Appeals level.
Petitioners argue, however, that we should overrule those decisions and
hold that the right to keep and bear arms is one of the “privileges or
immunities of citizens of the United States.” In petitioners’ view, the
Privileges or Immunities Clause protects all of the rights set out in
the Bill of Rights, as well as some others, see Brief for Petitioners
10, 14, 15–21, but petitioners are unable to identify the Clause’s full
scope, Tr. of Oral Arg. 5–6, 8–11. Nor is there any consensus on that
question among the scholars who agree that the
Slaughter-House Cases’
interpretation is flawed. See
Saenz
,
supra
, at 522, n. 1 (
Thomas
, J., dissenting).
We see no need to reconsider that interpretation here. For many decades, the question of the rights protected by the
Fourteenth Amendment
against state infringement has been analyzed under the Due Process
Clause of that Amendment and not under the Privileges or Immunities
Clause. We therefore decline to disturb the
Slaughter-House
holding.
At the same time, however, this Court’s decisions in
Cruikshank
,
Presser
, and
Miller
do not preclude us from considering whether the Due Process Clause of the
Fourteenth Amendment makes the
Second Amendment right binding on the States. See
Heller
, 554 U. S., at ___, n. 23 (slip op., at 48, n. 23). None of those cases “engage[d] in the sort of
Fourteenth Amendment inquiry required by our later cases.”
Ibid
. As explained more fully below,
Cruikshank
,
Presser
, and
Miller
all preceded the era in which the Court began the process of
“selective incorporation” under the Due Process Clause, and we have
never previously addressed the question whether the right to keep and
bear arms applies to the States under that theory.
Indeed,
Cruikshank
has not prevented us from holding that other rights that were at
issue in that case are binding on the States through the Due Process
Clause. In
Cruikshank
, the Court held that the general “right of the people peaceably to
assemble for lawful purposes,” which is protected by the
First Amendment
, applied only against the Federal Government and not against the
States. See 92 U. S., at 551–552. Nonetheless, over 60 years later the
Court held that the right of peaceful assembly was a “fundamental
righ[t] … safeguarded by the due process clause of the
Fourteenth Amendment .”
De Jonge
v.
Oregon
,
299 U. S. 353,
364 (1937)
. We follow the same path here and thus consider whether the right to
keep and bear arms applies to the States under the Due Process Clause.
D
1
In the late 19th century, the Court began to consider whether the
Due Process Clause prohibits the States from infringing rights set out
in the Bill of Rights. See
Hurtado
v.
California
,
110 U. S. 516 (1884)
(due process does not require grand jury indictment);
Chicago, B. & Q. R. Co.
v.
Chicago
,
166 U. S. 226
(1897)
(due process prohibits States from taking of private property for
public use without just compensation). Five features of the approach
taken during the ensuing era should be noted.
First, the Court viewed the due process question as entirely
separate from the question whether a right was a privilege or immunity
of national citizenship. See
Twining
v.
New Jersey
,
211 U. S. 78,
99 (1908)
.
Second, the Court explained that the only rights protected against
state infringement by the Due Process Clause were those rights “of such a
nature that they are included in the conception of due process of law.”
Ibid
. See also,
e.g.
,
Adamson
v.
California
,
332 U. S. 46 (1947)
;
Betts
v.
Brady
,
316 U. S. 455 (1942)
;
Palko
v.
Connecticut,
302 U. S. 319 (1937)
;
Grosjean
v.
American Press Co.
,
297 U. S. 233 (1936)
;
Powell
v.
Alabama
,
287 U. S. 45
(1932)
. While it was “possible that some of the personal rights safeguarded
by the first eight Amendments against National action [might] also be
safeguarded against state action,” the Court stated, this was “not
because those rights are enumerated in the first eight Amendments.”
Twining, supra,
at 99.
The Court used different formulations in describing the boundaries of due process. For example, in
Twining
, the Court referred to “immutable principles of justice which
inhere in the very idea of free government which no member of the Union
may disregard.” 211 U. S., at 102 (internal quotation marks omitted).
In
Snyder
v.
Massachusetts
,
291 U. S. 97,
105 (1934)
, the Court spoke of rights that are “so rooted in the traditions and
conscience of our people as to be ranked as fundamental.” And in
Palko
, the Court famously said that due process protects those rights
that are “the very essence of a scheme of ordered liberty” and essential
to “a fair and enlightened system of justice.” 302 U. S., at 325.
Third, in some cases decided during this era the Court “can be seen
as having asked, when inquiring into whether some particular procedural
safeguard was required of a State, if a civilized system could be
imagined that would not accord the particular protection.”
Duncan
v.
Louisiana
,
391 U. S. 145
, n. 14 (1968). Thus, in holding that due process prohibits a State
from taking private property without just compensation, the Court
described the right as “a principle of natural equity, recognized by all
temperate and civilized governments, from a deep and universal sense of
its justice.”
Chicago, B. & Q. R. Co., supra,
at 238. Similarly, the Court found that due process did not provide
a right against compelled incrimination in part because this right “has
no place in the jurisprudence of civilized and free countries outside
the domain of the common law.”
Twining, supra
, at 113.
Fourth, the Court during this era was not hesitant to hold that a
right set out in the Bill of Rights failed to meet the test for
inclusion within the protection of the Due Process Clause. The Court
found that some such rights qualified. See,
e.g.
,
Gitlow
v.
New York
,
268 U. S. 652,
666 (1925)
(freedom of speech and press);
Near
v.
Minnesota ex rel. Olson
,
283 U. S. 697 (1931)
(same);
Powell
,
supra
(assistance of counsel in capital cases);
De Jonge
,
supra
(freedom of assembly);
Cantwell
v.
Connecticut
,
310 U. S. 296 (1940)
(free exercise of religion). But others did not. See,
e.g.
,
Hurtado, supra
(grand jury indictment requirement);
Twining
,
supra
(privilege against self-incrimination).
Finally, even when a right set out in the Bill of Rights was held to
fall within the conception of due process, the protection or remedies
afforded against state infringement sometimes differed from the
protection or remedies provided against abridgment by the Federal
Government. To give one example, in
Betts
the Court held that, although the
Sixth Amendment
required the appointment of counsel in all federal criminal cases in
which the defendant was unable to retain an attorney, the Due Process
Clause required appointment of counsel in state criminal proceedings
only where “want of counsel in [the] particular case … result[ed] in a
conviction lacking in … fundamental fairness.” 316 U. S., at 473.
Similarly, in
Wolf
v.
Colorado
,
338 U. S. 25 (1949)
, the Court held that the “core of the
Fourth Amendment
” was implicit in the concept of ordered liberty and thus “enforceable
against the States through the Due Process Clause” but that the
exclusionary rule, which applied in federal cases, did not apply to the
States.
Id
., at 27–28, 33.
2
An alternative theory regarding the relationship between the Bill of Rights and §1 of the
Fourteenth Amendment was championed by Justice Black. This theory held that §1 of the
Fourteenth Amendment totally incorporated all of the provisions of the Bill of Rights. See,
e.g.
,
Adamson
,
supra
, at 71–72 (Black, J., dissenting);
Duncan
,
supra
, at 166 (Black, J., concurring). As Justice Black noted, the chief congressional proponents of the
Fourteenth Amendment
espoused the view that the Amendment made the Bill of Rights
applicable to the States and, in so doing, overruled this Court’s
decision in
Barron
.
9
Adamson
, 332 U. S., at 72 (dissenting opinion).
10
Nonetheless, the Court never has embraced Justice Black’s “total incorporation” theory.
3
While Justice Black’s theory was never adopted, the Court eventually
moved in that direction by initiating what has been called a process of
“selective incorporation,”
i.e
., the Court began to hold that the Due Process Clause fully
incorporates particular rights contained in the first eight Amendments.
See,
e.g.
,
Gideon
v.
Wainright
,
372 U. S. 335,
341 (1963)
;
Malloy
v.
Hogan
,
378 U. S. 1,
5–6 (1964)
;
Pointer
v.
Texas
,
380 U. S. 400,
403–404 (1965)
;
Washington
v.
Texas
,
388 U. S. 14,
18 (1967)
;
Duncan
, 391 U. S., at 147–148;
Benton
v.
Maryland
,
395 U. S. 784,
794 (1969)
.
The decisions during this time abandoned three of the previously noted characteristics of the earlier period.
11
The Court made it clear that the governing standard is not whether
any
“civilized system [can] be imagined that would not accord the particular protection.”
Duncan
, 391 U. S., at 149, n. 14. Instead, the Court inquired whether a particular Bill of Rights guarantee is fundamental to
our
scheme of ordered liberty and system of justice.
Id
., at 149, and n. 14; see also
id.,
at 148 (referring to those “fundamental principles of liberty and justice which lie at the base of all
our
civil and political institutions” (emphasis added; internal quotation marks omitted)).
The Court also shed any reluctance to hold that rights guaranteed by
the Bill of Rights met the requirements for protection under the Due
Process Clause. The Court eventually incorporated almost all of the
provisions of the Bill of Rights.
12
Only a handful of the Bill of Rights protections remain unincorporated.
13
Finally, the Court abandoned “the notion that the
Fourteenth Amendment
applies to the States only a watered-down, subjective version of the
individual guarantees of the Bill of Rights,” stating that it would be
“incongruous” to apply different standards “depending on whether the
claim was asserted in a state or federal court.”
Malloy
, 378 U. S., at 10–11 (internal quotation marks omitted). Instead,
the Court decisively held that incorporated Bill of Rights protections
“are all to be enforced against the States under the
Fourteenth Amendment according to the same standards that protect those personal rights against federal encroachment.”
Id
., at 10; see also
Mapp
v.
Ohio
,
367 U. S. 643,
655–656 (1961)
;
Ker
v.
California
,
374 U. S. 23,
33–34 (1963)
;
Aguilar
v.
Texas
,
378 U. S. 108,
110 (1964)
;
Pointer
, 380 U. S., at 406;
Duncan
,
supra
, at 149, 157–158;
Benton
, 395 U. S., at 794–795;
Wallace
v.
Jaffree
,
472 U. S. 38,
48–49 (1985)
.
14
Employing this approach, the Court overruled earlier decisions in
which it had held that particular Bill of Rights guarantees or remedies
did not apply to the States. See,
e.g.
,
Mapp
,
supra
(overruling in part
Wolf
,
338 U. S. 25
);
Gideon
,
372 U. S. 335
(overruling
Betts
,
316 U. S. 455
);
Malloy
,
supra
(overruling
Adamson
,
332 U. S. 46
, and
Twining
,
211 U. S. 78
);
Benton
,
supra
, at 794 (overruling
Palko
,
302 U. S. 319
).
III
With this framework in mind, we now turn directly to the question whether the
Second Amendment
right to keep and bear arms is incorporated in the concept of due
process. In answering that question, as just explained, we must decide
whether the right to keep and bear arms is fundamental to
our
scheme of ordered liberty,
Duncan,
391 U. S., at 149, or as we have said in a related context, whether
this right is “deeply rooted in this Nation’s history and tradition,”
Washington
v.
Glucksberg,
521 U. S. 702,
721 (1997)
(internal quotation marks omitted).
A
Our decision in
Heller
points unmistakably to the answer. Self-defense is a basic right,
recognized by many legal systems from ancient times to the present day,
15
and in
Heller,
we held that individual self-defense is “the
central component
” of the
Second Amendment right. 554 U. S., at ___ (slip op., at 26); see also
id
., at ___ (slip op., at 56) (stating that the “inherent right of self-defense has been central to the
Second Amendment right”). Explaining that “the need for defense of self, family, and property is most acute” in the home,
ibid
., we found that this right applies to handguns because they are
“the most preferred firearm in the nation to ‘keep’ and use for
protection of one’s home and family,”
id
., at ___ (slip op., at 57) (some internal quotation marks omitted); see also
id
., at ___ (slip op., at 56) (noting that handguns are
“overwhelmingly chosen by American society for [the] lawful purpose” of
self-defense);
id
., at ___ (slip op., at 57) (“[T]he American people have considered
the handgun to be the quintessential self-defense weapon”). Thus, we
concluded, citizens must be permitted “to use [handguns] for the core
lawful purpose of self-defense.”
Id
., at ___ (slip op., at 58).
Heller
makes it clear that this right is “deeply rooted in this Nation’s history and tradition.
” Glucksberg,
supra,
at
721 (internal quotation marks omitted).
Heller
explored the right’s origins, noting that the 1689 English Bill of
Rights explicitly protected a right to keep arms for self-defense, 554
U. S., at ___–___ (slip op., at 19–20), and that by 1765, Blackstone was
able to assert that the right to keep and bear arms was “one of the
fundamental rights of Englishmen,”
id
., at ___ (slip op., at 20).
Blackstone’s assessment was shared by the American colonists. As we noted in
Heller
, King George III’s attempt to disarm the colonists in the 1760’s
and 1770’s “provoked polemical reactions by Americans invoking their
rights as Englishmen to keep arms.”
16
Id
., at ___ (slip op., at 21); see also L. Levy, Origins of the Bill of Rights 137–143 (1999) (hereinafter Levy).
The right to keep and bear arms was considered no less fundamental
by those who drafted and ratified the Bill of Rights. “During the 1788
ratification debates, the fear that the federal government would disarm
the people in order to impose rule through a standing army or select
militia was pervasive in Antifederalist rhetoric.”
Heller
,
supra
, at ___ (slip op., at 25) (citing Letters from the Federal Farmer
III (Oct. 10, 1787), in 2 The Complete Anti-Federalist 234, 242 (H.
Storing ed. 1981)); see also Federal Farmer: An Additional Number of
Letters to the Republican, Letter XVIII (Jan. 25, 1788), in 17
Documentary History of the Ratification of the Constitution 360, 362–363
(J. Kaminski & G. Saladino eds. 1995); S. Halbrook, The Founders’
Second Amendment
171–278 (2008). Federalists responded, not by arguing that the right
was insufficiently important to warrant protection but by contending
that the right was adequately protected by the Constitution’s assignment
of only limited powers to the Federal Government.
Heller
,
supra
, at ___ (slip op., at 25–26); cf. The Federalist No. 46, p. 296 (C.
Rossiter ed. 1961) (J. Madison). Thus, Antifederalists and Federalists
alike agreed that the right to bear arms was fundamental to the newly
formed system of government. See Levy 143–149; J. Malcolm, To Keep and
Bear Arms: The Origins of an Anglo-American Right 155–164 (1994). But
those who were fearful that the new Federal Government would infringe
traditional rights such as the right to keep and bear arms insisted on
the adoption of the Bill of Rights as a condition for ratification of
the Constitution. See 1 J. Elliot, The Debates in the Several State
Conventions on the Adoption of the Federal Constitution 327–331 (2d ed.
1854); 3
id.
, at 657–661; 4
id.
, at 242–246, 248–249; see also Levy 26–34; A. Kelly & W.
Harbison, The American Constitution: Its Origins and Development 110,
118 (7th ed. 1991). This is surely powerful evidence that the right was
regarded as fundamental in the sense relevant here.
This understanding persisted in the years immediately following the
ratification of the Bill of Rights. In addition to the four States that
had adopted
Second Amendment
analogues before ratification, nine more States adopted state
constitutional provisions protecting an individual right to keep and
bear arms between 1789 and 1820.
Heller
,
supra
, at ___ (slip op., at 27–30). Founding-era legal commentators
confirmed the importance of the right to early Americans. St. George
Tucker, for example, described the right to keep and bear arms as “the
true palladium of liberty” and explained that prohibitions on the right
would place liberty “on the brink of destruction.” 1 Blackstone’s
Commentaries, Editor’s App. 300 (S. Tucker ed. 1803); see also W. Rawle,
A View of the Constitution of the United States of America, 125–126 (2d
ed. 1829) (reprint 2009); 3 J. Story, Commentaries on the Constitution
of the United States §1890, p. 746 (1833) (“The right of the citizens to
keep and bear arms has justly been considered, as the palladium of the
liberties of a republic; since it offers a strong moral check against
the usurpation and arbitrary power of rulers; and will generally, even
if these are successful in the first instance, enable the people to
resist and triumph over them”).
B
1
By the 1850’s, the perceived threat that had prompted the inclusion of the
Second Amendment
in the Bill of Rights—the fear that the National Government would
disarm the universal militia—had largely faded as a popular concern, but
the right to keep and bear arms was highly valued for purposes of
self-defense. See M. Doubler, Civilian in Peace, Soldier in War 87–90
(2003); Amar, Bill of Rights 258–259. Abolitionist authors wrote in
support of the right. See L. Spooner, The Unconstitutionality of
Slavery 66 (1860) (reprint 1965); J. Tiffany, A Treatise on the
Unconstitutionality of American Slavery 117–118 (1849) (reprint 1969).
And when attempts were made to disarm “Free-Soilers” in “Bloody Kansas,”
Senator Charles Sumner, who later played a leading role in the adoption
of the
Fourteenth Amendment
, proclaimed that “[n]ever was [the rifle] more needed in just
self-defense than now in Kansas.” The Crime Against Kansas: The
Apologies for the Crime: The True Remedy, Speech of Hon. Charles Sumner
in the Senate of the United States 64–65 (1856). Indeed, the 1856
Republican Party Platform protested that in Kansas the constitutional
rights of the people had been “fraudulently and violently taken from
them” and the “right of the people to keep and bear arms” had been
“infringed.” National Party Platforms 1840–1972, p. 27 (5th ed. 1973).
17
After the Civil War, many of the over 180,000 African Americans who
served in the Union Army returned to the States of the old Confederacy,
where systematic efforts were made to disarm them and other blacks. See
Heller
, 554 U. S., at ___ (slip op., at 42); E. Foner, Reconstruction:
America’s Unfinished Revolution 1863–1877, p. 8 (1988) (hereinafter
Foner). The laws of some States formally prohibited African Americans
from possessing firearms. For example, a Mississippi law provided that
“no freedman, free negro or mulatto, not in the military service of the
United States government, and not licensed so to do by the board of
police of his or her county, shall keep or carry fire-arms of any kind,
or any ammunition, dirk or bowie knife.” Certain Offenses of Freedmen,
1865 Miss. Laws p. 165, §1, in 1 Documentary History of Reconstruction
289 (W. Fleming ed. 1950); see also Regulations for Freedmen in
Louisiana, in
id
., at 279–280; H. R. Exec. Doc. No. 70, 39th Cong., 1st Sess., 233,
236 (1866) (describing a Kentucky law); E. McPherson, The Political
History of the United States of America During the Period of
Reconstruction 40 (1871) (describing a Florida law);
id
., at 33 (describing an Alabama law).
18
Throughout the South, armed parties, often consisting of
ex-Confederate soldiers serving in the state militias, forcibly took
firearms from newly freed slaves. In the first session of the 39th
Congress, Senator Wilson told his colleagues: “In Mississippi rebel
State forces, men who were in the rebel armies, are traversing the
State, visiting the freedmen, disarming them, perpetrating murders and
outrages upon them; and the same things are done in other sections of
the country.” 39th Cong. Globe 40 (1865). The Report of the Joint
Committee on Reconstruction—which was widely reprinted in the press and
distributed by Members of the 39th Congress to their constituents
shortly after Congress approved the
Fourteenth Amendment
19
—contained numerous examples of such abuses. See,
e.g.
, Joint Committee on Reconstruction, H. R. Rep. No. 30, 39th Cong.,
1st Sess., pt. 2, pp. 219, 229, 272, pt. 3, pp. 46, 140, pt. 4,
pp. 49–50 (1866); see also S. Exec. Doc. No. 2, 39th Cong., 1st Sess.,
23–24, 26, 36 (1865). In one town, the “marshal [took] all arms from
returned colored soldiers, and [was] very prompt in shooting the blacks
whenever an opportunity occur[red].” H. R. Exec. Doc. No. 70, at 238
(internal quotation marks omitted). As Senator Wilson put it during the
debate on a failed proposal to disband Southern militias: “There is one
unbroken chain of testimony from all people that are loyal to this
country, that the greatest outrages are perpetrated by armed men who go
up and down the country searching houses, disarming people, committing
outrages of every kind and description.” 39th Cong. Globe 915 (1866).
20
Union Army commanders took steps to secure the right of all citizens to keep and bear arms,
21
but the 39th Congress concluded that legislative action was
necessary. Its efforts to safeguard the right to keep and bear arms
demonstrate that the right was still recognized to be fundamental.
The most explicit evidence of Congress’ aim appears in §14 of the
Freedmen’s Bureau Act of 1866, which provided that “the right … to have
full and equal benefit of all laws and proceedings concerning personal
liberty, personal security, and the acquisition, enjoyment, and
disposition of estate, real and personal,
including the constitutional right to bear arms
, shall be secured to and enjoyed by all the citizens … without
respect to race or color, or previous condition of slavery.”
14 Stat.
176–177 (emphasis added).
22
Section 14 thus explicitly guaranteed that “all the citizens,”
black and white, would have “the constitutional right to bear arms.”
The Civil Rights Act of 1866,
14 Stat.
27,
which was considered at the same time as the Freedmen’s Bureau Act,
similarly sought to protect the right of all citizens to keep and bear
arms.
23
Section 1 of the Civil Rights Act guaranteed the “full and equal
benefit of all laws and proceedings for the security of person and
property, as is enjoyed by white citizens.”
Ibid
. This language was virtually identical to language in §14 of the Freedmen’s Bureau Act,
14 Stat.
176–177
(“the right … to have full and equal benefit of all laws and
proceedings concerning personal liberty, personal security, and the
acquisition, enjoyment, and disposition of estate, real and personal”).
And as noted, the latter provision went on to explain that one of the
“laws and proceedings concerning personal liberty, personal security,
and the acquisition, enjoyment, and disposition of estate, real and
personal” was “the constitutional right to bear arms.”
Ibid.
Representative Bingham believed that the Civil Rights Act protected
the same rights as enumerated in the Freedmen’s Bureau bill, which of
course explicitly mentioned the right to keep and bear arms. 39th Cong.
Globe 1292. The unavoidable conclusion is that the Civil Rights Act,
like the Freedmen’s Bureau Act, aimed to protect “the constitutional
right to bear arms” and not simply to prohibit discrimination. See also
Amar, Bill of Rights 264–265 (noting that one of the “core purposes of
the Civil Rights Act of 1866 and of the
Fourteenth Amendment
was to redress the grievances” of freedmen who had been stripped of
their arms and to “affirm the full and equal right of every citizen to
self-defense”).
Congress, however, ultimately deemed these legislative remedies
insufficient. Southern resistance, Presidential vetoes, and this
Court’s pre-Civil-War precedent persuaded Congress that a constitutional
amendment was necessary to provide full protection for the rights of
blacks.
24
Today, it is generally accepted that the
Fourteenth Amendment was understood to provide a constitutional basis for protecting the rights set out in the Civil Rights Act of 1866. See
General Building Contractors Assn., Inc.
v.
Pennsylvania
,
458 U. S. 375,
389 (1982)
; see also Amar, Bill of Rights 187; Calabresi, Two Cheers for Professor
Balkin’s Originalism, 103 Nw. U. L. Rev. 663, 669–670 (2009).
In debating the
Fourteenth Amendment
, the 39th Congress referred to the right to keep and bear arms as a
fundamental right deserving of protection. Senator Samuel Pomeroy
described three “indispensable” “safeguards of liberty under our form of
Government.” 39th Cong. Globe 1182. One of these, he said, was the
right to keep and bear arms:
“Every man … should have the right to bear arms for the defense of
himself and family and his homestead. And if the cabin door of the
freedman is broken open and the intruder enters for purposes as vile as
were known to slavery, then should a well-loaded musket be in the hand
of the occupant to send the polluted wretch to another world, where his
wretchedness will forever remain complete.”
Ibid
.
Even those who thought the
Fourteenth Amendment unnecessary believed that blacks, as citizens, “have equal right to protection, and to keep and bear arms for self-defense.”
Id
., at 1073 (Sen. James Nye); see also Foner 258–259.
25
Evidence from the period immediately following the ratification of the
Fourteenth Amendment
only confirms that the right to keep and bear arms was considered
fundamental. In an 1868 speech addressing the disarmament of freedmen,
Representative Stevens emphasized the necessity of the right: “Disarm a
community and you rob them of the means of defending life. Take away
their weapons of defense and you take away the inalienable right of
defending liberty.” “The fourteenth amendment, now so happily adopted,
settles the whole question.” Cong. Globe, 40th Cong., 2d Sess., 1967.
And in debating the Civil Rights Act of 1871, Congress routinely
referred to the right to keep and bear arms and decried the continued
disarmament of blacks in the South. See Halbrook, Freedmen 120–131.
Finally, legal commentators from the period emphasized the fundamental
nature of the right. See,
e.g.
, T. Farrar, Manual of the Constitution of the United States of
America §118, p. 145 (1867) (reprint 1993); J. Pomeroy, An Introduction
to the Constitutional Law of the United States §239, pp. 152–153 (3d ed.
1875).
The right to keep and bear arms was also widely protected by state constitutions at the time when the
Fourteenth Amendment
was ratified. In 1868, 22 of the 37 States in the Union had state
constitutional provisions explicitly protecting the right to keep and
bear arms. See Calabresi & Agudo, Individual Rights Under State
Constitutions when the
Fourteenth Amendment was Ratified in 1868: What Rights Are Deeply Rooted in American History and Tradition? 87 Texas L. Rev. 7, 50 (2008).
26
Quite a few of these state constitutional guarantees, moreover,
explicitly protected the right to keep and bear arms as an individual
right to self-defense. See Ala. Const., Art. I, §28 (1868); Conn.
Const., Art. I, §17 (1818); Ky. Const., Art. XIII, §25 (1850); Mich.
Const., Art. XVIII, §7 (1850); Miss. Const., Art. I, §15 (1868); Mo.
Const., Art. I, §8 (1865); Tex. Const., Art. I, §13 (1869); see also
Mont. Const., Art. III, §13 (1889); Wash. Const., Art. I, §24 (1889);
Wyo. Const., Art. I, §24 (1889); see also
State
v.
McAdams
, 714 P. 2d 1236, 1238 (Wyo. 1986). What is more, state
constitutions adopted during the Reconstruction era by former
Confederate States included a right to keep and bear arms. See,
e.g.
, Ark. Const., Art. I, §5 (1868); Miss. Const., Art. I, §15 (1868);
Tex. Const., Art. I, §13 (1869). A clear majority of the States in
1868, therefore, recognized the right to keep and bear arms as being
among the foundational rights necessary to our system of Government.
27
In sum, it is clear that the Framers and ratifiers of the
Fourteenth Amendment counted the right to keep and bear arms among those fundamental rights necessary to our system of ordered liberty.
2
Despite all this evidence, municipal respondents contend that
Congress, in the years immediately following the Civil War, merely
sought to outlaw “discriminatory measures taken against freedmen, which
it addressed by adopting a non-discrimination principle” and that even
an outright ban on the possession of firearms was regarded as
acceptable, “so long as it was not done in a discriminatory manner.”
Brief for Municipal Respondents 7. They argue that Members of Congress
overwhelmingly viewed §1 of the
Fourteenth Amendment
“as an antidiscrimination rule,” and they cite statements to the
effect that the section would outlaw discriminatory measures.
Id
., at 64. This argument is implausible.
First, while §1 of the
Fourteenth Amendment
contains “an antidiscrimination rule,” namely, the Equal Protection
Clause, municipal respondents can hardly mean that §1 does no more than
prohibit discrimination. If that were so, then the
First Amendment
, as applied to the States, would not prohibit nondiscriminatory
abridgments of the rights to freedom of speech or freedom of religion;
the
Fourth Amendment
, as applied to the States, would not prohibit all unreasonable
searches and seizures but only discriminatory searches and seizures—and
so on. We assume that this is not municipal respondents’ view, so what
they must mean is that the
Second Amendment should be singled out for special—and specially unfavorable—treatment. We reject that suggestion.
Second, municipal respondents’ argument ignores the clear terms of
the Freedmen’s Bureau Act of 1866, which acknowledged the existence of
the right to bear arms. If that law had used language such as “the
equal benefit of laws concerning the bearing of arms,” it would be
possible to interpret it as simply a prohibition of racial
discrimination. But §14 speaks of and protects “the constitutional
right to bear arms,” an unmistakable reference to the right protected by
the
Second Amendment . And it protects the “full and equal benefit” of this right in the States.
14 Stat.
176–177.
It would have been nonsensical for Congress to guarantee the full and
equal benefit of a constitutional right that does not exist.
Third, if the 39th Congress had outlawed only those laws that
discriminate on the basis of race or previous condition of servitude,
African Americans in the South would likely have remained vulnerable to
attack by many of their worst abusers: the state militia and state peace
officers. In the years immediately following the Civil War, a law
banning the possession of guns by all private citizens would have been
nondiscriminatory only in the formal sense. Any such law—like the
Chicago and Oak Park ordinances challenged here—presumably would have
permitted the possession of guns by those acting under the authority of
the State and would thus have left firearms in the hands of the militia
and local peace officers. And as the Report of the Joint Committee on
Reconstruction revealed, see
supra
, at 24–25, those groups were widely involved in harassing blacks in the South.
Fourth, municipal respondents’ purely antidiscrimination theory of the
Fourteenth Amendment
disregards the plight of whites in the South who opposed the Black
Codes. If the 39th Congress and the ratifying public had simply
prohibited racial discrimination with respect to the bearing of arms,
opponents of the Black Codes would have been left without the means of
self-defense—as had abolitionists in Kansas in the 1850’s.
Fifth, the 39th Congress’ response to proposals to disband and
disarm the Southern militias is instructive. Despite recognizing and
deploring the abuses of these militias, the 39th Congress balked at a
proposal to disarm them. See 39th Cong. Globe 914; Halbrook, Freedmen,
supra
, 20–21. Disarmament, it was argued, would violate the members’
right to bear arms, and it was ultimately decided to disband the
militias but not to disarm their members. See Act of Mar. 2, 1867, §6,
14 Stat.
485,
487;
Halbrook, Freedmen 68–69; Cramer 858–861. It cannot be doubted that
the right to bear arms was regarded as a substantive guarantee, not a
prohibition that could be ignored so long as the States legislated in an
evenhanded manner.
IV
Municipal respondents’ remaining arguments are at war with our central holding in
Heller
: that the
Second Amendment
protects a personal right to keep and bear arms for lawful purposes,
most notably for self-defense within the home. Municipal respondents,
in effect, ask us to treat the right recognized in
Heller
as a second-class right, subject to an entirely different body of
rules than the other Bill of Rights guarantees that we have held to be
incorporated into the Due Process Clause.
Municipal respondents’ main argument is nothing less than a plea to
disregard 50 years of incorporation precedent and return (presumably for
this case only) to a bygone era. Municipal respondents submit that the
Due Process Clause protects only those rights “ ‘recognized by all
temperate and civilized governments, from a deep and universal sense of
[their] justice.’ ” Brief for Municipal Respondents 9 (quoting
Chicago, B. & Q. R. Co.
, 166 U. S., at 238). According to municipal respondents, if it is possible to imagine
any
civilized legal system that does not recognize a particular right,
then the Due Process Clause does not make that right binding on the
States. Brief for Municipal Respondents 9. Therefore, the municipal
respondents continue, because such countries as England, Canada,
Australia, Japan, Denmark, Finland, Luxembourg, and New Zealand either
ban or severely limit handgun ownership, it must follow that no right to
possess such weapons is protected by the
Fourteenth Amendment .
Id
., at 21–23.
This line of argument is, of course, inconsistent with the long-established standard we apply in incorporation cases. See
Duncan
, 391 U. S., at 149, and n. 14. And the present-day implications of
municipal respondents’ argument are stunning. For example, many of the
rights that our Bill of Rights provides for persons accused of criminal
offenses are virtually unique to this country.
28
If
our
understanding of the right to a jury trial, the right against
self-incrimination, and the right to counsel were necessary attributes
of
any
civilized country, it would follow that the United States is the only civilized Nation in the world.
Municipal respondents attempt to salvage their position by
suggesting that their argument applies only to substantive as opposed to
procedural rights. Brief for Municipal Respondents 10, n. 3. But even
in this trimmed form, municipal respondents’ argument flies in the
face of more than a half-century of precedent. For example, in
Everson
v.
Board of Ed. of Ewing
,
330 U. S. 1,
8 (1947)
, the Court held that the
Fourteenth Amendment incorporates the Establishment Clause of the
First Amendment . Yet several of the countries that municipal respondents recognize as civilized have established state churches.
29
If we were to adopt municipal respondents’ theory, all of this
Court’s Establishment Clause precedents involving actions taken by state
and local governments would go by the boards.
Municipal respondents maintain that the
Second Amendment
differs from all of the other provisions of the Bill of Rights because
it concerns the right to possess a deadly implement and thus has
implications for public safety. Brief for Municipal Respondents 11.
And they note that there is intense disagreement on the question whether
the private possession of guns in the home increases or decreases gun
deaths and injuries.
Id
., at 11, 13–17.
The right to keep and bear arms, however, is not the only
constitutional right that has controversial public safety implications.
All of the constitutional provisions that impose restrictions on law
enforcement and on the prosecution of crimes fall into the same
category. See,
e.g
.,
Hudson
v.
Michigan
,
547 U. S. 586,
591 (2006)
(“The exclusionary rule generates ‘substantial social costs,’
United States
v.
Leon
,
468 U. S. 897,
907 (1984)
, which sometimes include setting the guilty free and the dangerous at large”);
Barker
v.
Wingo
,
407 U. S. 514,
522 (1972)
(reflecting on the serious consequences of dismissal for a speedy trial
violation, which means “a defendant who may be guilty of a serious
crime will go free”);
Miranda
v.
Arizona
,
384 U. S. 436,
517 (1966)
(Harlan, J., dissenting);
id.
, at 542 (White, J., dissenting) (objecting that the Court’s rule
“[i]n some unknown number of cases … will return a killer, a rapist or
other criminal to the streets … to repeat his crime”);
Mapp
, 367 U. S., at 659. Municipal respondents cite no case in which we
have refrained from holding that a provision of the Bill of Rights is
binding on the States on the ground that the right at issue has disputed
public safety implications.
We likewise reject municipal respondents’ argument that we should
depart from our established incorporation methodology on the ground that
making the
Second Amendment
binding on the States and their subdivisions is inconsistent with
principles of federalism and will stifle experimentation. Municipal
respondents point out—quite correctly—that conditions and problems
differ from locality to locality and that citizens in different
jurisdictions have divergent views on the issue of gun control.
Municipal respondents therefore urge us to allow state and local
governments to enact any gun control law that they deem to be
reasonable, including a complete ban on the possession of handguns in
the home for self-defense. Brief for Municipal Respondents 18–20, 23.
There is nothing new in the argument that, in order to respect
federalism and allow useful state experimentation, a federal
constitutional right should not be fully binding on the States. This
argument was made repeatedly and eloquently by Members of this Court who
rejected the concept of incorporation and urged retention of the
two-track approach to incorporation. Throughout the era of “selective
incorporation,” Justice Harlan in particular, invoking the values of
federalism and state experimentation, fought a determined rearguard
action to preserve the two-track approach. See,
e.g.
,
Roth
v.
United States
,
354 U. S. 476,
500–503 (1957)
(Harlan, J., concurring in result in part and dissenting in part);
Mapp
,
supra
, at 678–680 (Harlan, J., dissenting);
Gideon
, 372 U. S., at 352 (Harlan, J., concurring);
Malloy
, 378 U. S., at 14–33 (Harlan, J., dissenting);
Pointer
, 380 U. S., at 408–409 (Harlan, J., concurring in result);
Washington
, 388 U. S., at 23–24 (Harlan, J., concurring in result);
Duncan
, 391 U. S., at 171–193 (Harlan, J., dissenting);
Benton
, 395 U. S., at 808–809 (Harlan, J., dissenting);
Williams
v.
Florida
,
399 U. S. 78,
117 (1970)
(Harlan, J., dissenting in part and concurring in result in part).
Time and again, however, those pleas failed. Unless we turn back
the clock or adopt a special incorporation test applicable only to the
Second Amendment
, municipal respondents’ argument must be rejected. Under our
precedents, if a Bill of Rights guarantee is fundamental from an
American perspective, then, unless
stare decisis
counsels otherwise,
30
that guarantee is fully binding on the States and thus
limits
(but by no means eliminates) their ability to devise solutions to
social problems that suit local needs and values. As noted by the 38
States that have appeared in this case as
amici
supporting petitioners, “[s]tate and local experimentation with reasonable firearms regulations will continue under the
Second Amendment .” Brief for State of Texas et al. as
Amici Curiae
23.
Municipal respondents and their
amici
complain that incorporation of the
Second Amendment
right will lead to extensive and costly litigation, but this argument
applies with even greater force to constitutional rights and remedies
that have already been held to be binding on the States. Consider the
exclusionary rule. Although the exclusionary rule “is not an individual
right,”
Herring
v.
United States
, 555 U. S. ___ (2009) (slip op., at 5), but a “judicially created rule,”
id
., at ___ (slip op., at 4), this Court made the rule applicable to the States. See
Mapp
,
supra
, at 660. The exclusionary rule is said to result in “tens of
thousands of contested suppression motions each year.” Stuntz, The
Virtues and Vices of the Exclusionary Rule, 20 Harv. J. Law & Pub.
Pol’y, 443, 444 (1997).
Municipal respondents assert that, although most state constitutions
protect firearms rights, state courts have held that these rights are
subject to “interest-balancing” and have sustained a variety of
restrictions. Brief for Municipal Respondents 23–31. In
Heller
, however, we expressly rejected the argument that the scope of the
Second Amendment right should be determined by judicial interest balancing, 554 U. S., at ___–___ (slip op., at 62–63),
and
this Court decades ago abandoned “the notion that the
Fourteenth Amendment applies to the States only a watered-down, subjective version of the individual guarantees of the Bill of Rights,”
Malloy
,
supra
, at 10–11 (internal quotation marks omitted).
As evidence that the
Fourteenth Amendment
has not historically been understood to restrict the authority of the
States to regulate firearms, municipal respondents and supporting
amici
cite a variety of state and local firearms laws that courts have
upheld. But what is most striking about their research is the paucity
of precedent sustaining bans comparable to those at issue here and in
Heller
. Municipal respondents cite precisely one case (from the late 20th
century) in which such a ban was sustained. See Brief for Municipal
Respondents 26–27 (citing
Kalodimos
v.
Morton Grove
, 103 Ill. 2d 483, 470 N. E. 2d 266 (1984)); see also Reply Brief
for Respondents NRA et al. 23, n. 7 (asserting that no other court has
ever upheld a complete ban on the possession of handguns). It is
important to keep in mind that
Heller
, while striking down a law that prohibited the possession of
handguns in the home, recognized that the right to keep and bear arms is
not “a right to keep and carry any weapon whatsoever in any manner
whatsoever and for whatever purpose.” 554 U. S., at ___ (slip op., at
54). We made it clear in
Heller
that our holding did not cast doubt on such longstanding regulatory
measures as “prohibitions on the possession of firearms by felons and
the mentally ill,” “laws forbidding the carrying of firearms in
sensitive places such as schools and government buildings, or laws
imposing conditions and qualifications on the commercial sale of arms.”
Id
., at ___–___ (slip op., at 54–55). We repeat those assurances
here. Despite municipal respondents’ doomsday proclamations,
incorporation does not imperil every law regulating
firearms.
Municipal respondents argue, finally, that the right to keep and
bear arms is unique among the rights set out in the first eight
Amendments “because the reason for codifying the
Second Amendment
(to protect the militia) differs from the purpose (primarily, to use
firearms to engage in self-defense) that is claimed to make the right
implicit in the concept of ordered liberty.” Brief for Municipal
Respondents 36–37. Municipal respondents suggest that the
Second Amendment right differs from the rights heretofore incorporated because the latter were “valued for [their] own sake.”
Id
., at 33. But we have never previously suggested that incorporation
of a right turns on whether it has intrinsic as opposed to instrumental
value, and quite a few of the rights previously held to be
incorporated—for example the right to counsel and the right to confront
and subpoena witnesses—are clearly instrumental by any measure.
Moreover, this contention repackages one of the chief arguments that we
rejected in
Heller
,
i.e.
, that the scope of the
Second Amendment right is defined by the immediate threat that led to the inclusion of that right in the Bill of Rights. In
Heller
, we recognized that the codification of this right was prompted by
fear that the Federal Government would disarm and thus disable the
militias, but we rejected the suggestion that the right was valued only
as a means of preserving the militias. 554 U. S., at ___ (slip op., at
26). On the contrary, we stressed that the right was also valued
because the possession of firearms was thought to be essential for
self-defense. As we put it, self-defense was “the
central component
of the right itself.”
Ibid
.
V
A
We turn, finally, to the two dissenting opinions.
Justice Stevens
’ eloquent opinion covers ground already addressed, and therefore little need be added in response.
Justice Stevens
would “ ‘ground the prohibitions against state action squarely on
due process, without intermediate reliance on any of the first eight
Amendments.’ ”
Post,
at 8 (quoting
Malloy
, 378 U. S., at 24 (Harlan, J., dissenting)). The question
presented in this case, in his view, “is whether the particular right
asserted by petitioners applies to the States because of the
Fourteenth Amendment itself, standing on its own bottom.”
Post
, at 27. He would hold that “[t]he rights protected against state infringement by the
Fourteenth Amendment
’s Due Process Clause need not be identical in shape or scope to the
rights protected against Federal Government infringement by the various
provisions of the Bill of Rights.”
Post
, at 9.
As we have explained, the Court, for the past half-century, has
moved away from the two-track approach. If we were now to accept
Justice Stevens’
theory across the board, decades of decisions would be undermined.
We assume that this is not what is proposed. What is urged instead, it
appears, is that this theory be revived solely for the individual right
that
Heller
recognized, over vigorous dissents.
The relationship between the Bill of Rights’ guarantees and the
States must be governed by a single, neutral principle. It is far too
late to exhume what Justice Brennan, writing for the Court 46 years ago,
derided as “the notion that the
Fourteenth Amendment applies to the States only a watered-down, subjective version of the individual guarantees of the Bill of Rights.”
Malloy
,
supra
, at 10–11 (internal quotation marks omitted).
B
Justice Breyer
’s dissent makes several points to which we briefly respond. To
begin, while there is certainly room for disagreement about
Heller
’s analysis of the history of the right to keep and bear arms, nothing written since
Heller
persuades us to reopen the question there decided. Few other
questions of original meaning have been as thoroughly explored.
Justice Breyer’
s conclusion that the
Fourteenth Amendment
does not incorporate the right to keep and bear arms appears to rest
primarily on four factors: First, “there is no popular consensus” that
the right is fundamental,
post
, at 9; second, the right does not protect minorities or persons neglected by those holding political power,
post
, at 10; third, incorporation of the
Second Amendment
right would “amount to a significant incursion on a traditional and
important area of state concern, altering the constitutional
relationship between the States and the Federal Government” and
preventing local variations,
post
, at 11; and fourth, determining the scope of the
Second Amendment
right in cases involving state and local laws will force judges to
answer difficult empirical questions regarding matters that are outside
their area of expertise,
post
, at 11–16. Even if we believed that these factors were relevant to
the incorporation inquiry, none of these factors undermines the case
for incorporation of the right to keep and bear arms for self-defense.
First, we have never held that a provision of the Bill of Rights
applies to the States only if there is a “popular consensus” that the
right is fundamental, and we see no basis for such a rule. But in this
case, as it turns out, there is evidence of such a consensus. An
amicus
brief submitted by 58 Members of the Senate and 251 Members of the
House of Representatives urges us to hold that the right to keep and
bear arms is fundamental. See Brief for Senator Kay Bailey Hutchison et
al
.
as
Amici Curiae
4. Another brief submitted by 38 States takes the same position. Brief for State of Texas et al. as
Amici Curiae
6.
Second, petitioners and many others who live in high-crime areas dispute the proposition that the
Second Amendment
right does not protect minorities and those lacking political clout.
The plight of Chicagoans living in high-crime areas was recently
highlighted when two Illinois legislators representing Chicago districts
called on the Governor to deploy the Illinois National Guard to patrol
the City’s streets.
31
The legislators noted that the number of Chicago homicide victims
during the current year equaled the number of American soldiers killed
during that same period in Afghanistan and Iraq and that 80% of the
Chicago victims were black.
32
Amici
supporting incorporation of the right to keep and bear arms
contend that the right is especially important for women and members of
other groups that may be especially vulnerable to violent crime.
33
If, as petitioners believe, their safety and the safety of other
law-abiding members of the community would be enhanced by the possession
of handguns in the home for self-defense, then the
Second Amendment
right protects the rights of minorities and other residents of
high-crime areas whose needs are not being met by elected public
officials.
Third,
Justice Breyer
is correct that incorporation of the
Second Amendment
right will to some extent limit the legislative freedom of the States,
but this is always true when a Bill of Rights provision is
incorporated. Incorporation always restricts experimentation and local
variations, but that has not stopped the Court from incorporating
virtually every other provision of the Bill of Rights. “[T]he
enshrinement of constitutional rights necessarily takes certain policy
choices off the table.”
Heller
, 554 U. S., at __ (slip op., at 64). This conclusion is no more remarkable with respect to the
Second Amendment than it is with respect to all the other limitations on state power found in the Constitution.
Finally,
Justice Breyer
is incorrect that incorporation will require judges to assess the
costs and benefits of firearms restrictions and thus to make difficult
empirical judgments in an area in which they lack expertise. As we have
noted, while his opinion in
Heller
recommended an interest-balancing test, the Court specifically rejected that suggestion. See
supr
a, at 38–39. “The very enumeration of the right takes out of the
hands of government—even the Third Branch of Government—the power to
decide on a case-by-case basis whether the right is
really worth
insisting upon.”
Heller
,
supra
, at ___ (slip op., at 62–63).
* * *
In
Heller
, we held that the
Second Amendment protects the right to possess a handgun in the home for the purpose of self-defense. Unless considerations of
stare decisis
counsel otherwise, a provision of the Bill of Rights that protects a
right that is fundamental from an American perspective applies equally
to the Federal Government and the States. See
Duncan
, 391 U. S., at 149, and n. 14. We therefore hold that the Due Process Clause of the
Fourteenth Amendment incorporates the
Second Amendment right recognized in
Heller
. The judgment of the Court of Appeals is reversed, and the case is remanded for further proceedings.
It is so ordered.
Notes
1
See Brief for Heartland Institute as Amicus Curiae 6–7 (noting
that handgun murder rate was 9.65 in 1983 and 13.88 in 2008).
2
Brief for Buckeye Firearms Foundation, Inc., et al. as Amici
Curiae 8–9 (“In 2002 and again in 2008, Chicago had more murders than
any other city in the U. S., including the much larger Los Angeles and
New York” (internal quotation marks omitted)); see also Brief for
International Law Enforcement Educators and Trainers Association et al.
as Amici Curiae 17–21, and App. A (providing comparisons of Chicago’s
rates of assault, murder, and robbery to average crime rates in 24 other
large cities).
3
Brief for Women State Legislators et al. as Amici Curiae 2.
4
The Illinois State Rifle Association and the
Second Amendment Foundation, Inc.
5
The first sentence of the
Fourteenth Amendment
makes “[a]ll persons born or naturalized in the United States and
subject to the jurisdiction thereof … citizens of the United States and
of the State wherein they reside.” (Emphasis added.) The Privileges
and Immunities Clause of Article IV provides that “[t]he Citizens of
each State shall be entitled to all Privileges and Immunities of
Citizens in the several States.” (Emphasis added.)
6
See C. Lane, The Day Freedom Died 265–266 (2008); see also Brief
for NAACP Legal Defense & Education Fund, Inc., as Amicus Curiae 3,
and n. 2.
7
See Lane, supra, at 106.
8
United States v. Cruikshank,
92 U. S. 542
(statement of the case), 548, 553 (opinion of the Court) (1875);
Lawrence, Civil Rights and Criminal Wrongs: The Mens Rea of Federal
Civil Rights Crimes, 67 Tulane L. Rev. 2113, 2153 (1993).
9
Senator Jacob Howard, who spoke on behalf of the Joint Committee
on Reconstruction and sponsored the Amendment in the Senate, stated that
the Amendment protected all of “the personal rights guarantied and
secured by the first eight amendments of the Constitution.” Cong.
Globe, 39th Cong., 1st Sess., 2765 (1866) (hereinafter 39th Cong.
Globe). Representative John Bingham, the principal author of the text
of §1, said that the Amendment would “arm the Congress … with the power
to enforce the bill of rights as it stands in the Constitution today.”
Id., at 1088; see also id., at 1089–1090; A. Amar, The Bill of Rights:
Creation and Reconstruction 183 (1998) (hereinafter Amar, Bill of
Rights). After ratification of the Amendment, Bingham maintained the
view that the rights guaranteed by §1 of the
Fourteenth Amendment
“are chiefly defined in the first eight amendments to the Constitution
of the United States.” Cong. Globe, 42d Cong., 1st Sess., App. 84
(1871). Finally, Representative Thaddeus Stevens, the political leader
of the House and acting chairman of the Joint Committee on
Reconstruction, stated during the debates on the Amendment that “the
Constitution limits only the action of Congress, and is not a limitation
on the States. This amendment supplies that defect, and allows
Congress to correct the unjust legislation of the States.” 39th Cong.
Globe 2459; see also M. Curtis, No State Shall Abridge: The
Fourteenth Amendment
and the Bill of Rights 112 (1986) (counting at least 30 statements
during the debates in Congress interpreting §1 to incorporate the Bill
of Rights); Brief for Constitutional Law Professors as Amici Curiae 20
(collecting authorities and stating that “[n]ot a single senator or
representative disputed [the incorporationist] understanding” of the
Fourteenth Amendment ).
10
The municipal respondents and some of their amici dispute the
significance of these statements. They contend that the phrase
“privileges or immunities” is not naturally read to mean the rights set
out in the first eight Amendments, see Brief for Historians et al. as
Amici Curiae 13–16, and that “there is ‘support in the legislative
history for no fewer than four interpretations of the … Privileges or
Immunities Clause.’ ” Brief for Municipal Respondents 69 (quoting
Currie, The Reconstruction Congress, 75 U. Chi. L. Rev. 383, 406 (2008);
brackets omitted). They question whether there is sound evidence of
“ ‘any strong public awareness of nationalizing the entire Bill of
Rights.’ ” Brief for Municipal Respondents 69 (quoting Wildenthal,
Nationalizing the Bill of Rights: Revisiting the Original Understanding
of the
Fourteenth Amendment
in 1866–67, 68 Ohio St. L. J. 1509, 1600 (2007)). Scholars have also
disputed the total incorporation theory. See, e.g., Fairman, Does the
Fourteenth Amendment Incorporate the Bill of Rights? 2 Stan. L. Rev. 5 (1949); Berger, Incorporation of the Bill of Rights in the
Fourteenth Amendment : A Nine-Lived Cat, 42 Ohio St. L. J. 435 (1981).
Proponents of the view that §1 of the
Fourteenth Amendment
makes all of the provisions of the Bill of Rights applicable to the
States respond that the terms privileges, immunities, and rights were
used interchangeably at the time, see, e.g., Curtis, supra, at 64–65,
and that the position taken by the leading congressional proponents of
the Amendment was widely publicized and understood, see, e.g.,
Wildenthal, supra, at 1564–1565, 1590; Hardy, Original Popular
Understanding of the
Fourteenth Amendment
as Reflected in the Print Media of 1866–1868, 30 Whittier L. Rev. 695
(2009). A number of scholars have found support for the total
incorporation of the Bill of Rights. See Curtis, supra, at 57–130;
Aynes, On Misreading John Bingham and the
Fourteenth Amendment
, 103 Yale L. J. 57, 61 (1993); see also Amar, Bill of Rights 181–230.
We take no position with respect to this academic debate.
11
By contrast, the Court has never retreated from the proposition
that the Privileges or Immunities Clause and the Due Process Clause
present different questions. And in recent cases addressing
unenumerated rights, we have required that a right also be “implicit in
the concept of ordered liberty.” See, e.g., Washington v. Glucksberg,
521 U. S. 702,
721 (1997)
(internal quotation marks omitted).
12
With respect to the
First Amendment , see Everson v. Board of Ed. of Ewing,
330 U. S. 1 (1947)
(Establishment Clause); Cantwell v. Connecticut,
310 U. S. 296 (1940)
(Free Exercise Clause); De Jonge v. Oregon,
299 U. S. 353 (1937)
(freedom of assembly); Gitlow v. New York,
268 U. S. 652 (1925)
(free speech); Near v. Minnesota ex rel. Olson,
283 U. S. 697 (1931)
(freedom of the press).
With respect to the
Fourth Amendment , see Aguilar v. Texas,
378 U. S. 108 (1964)
(warrant requirement); Mapp v. Ohio,
367 U. S. 643 (1961)
(exclusionary rule); Wolf v. Colorado,
338 U. S. 25 (1949)
(freedom from unreasonable searches and seizures).
With respect to the
Fifth Amendment , see Benton v. Maryland,
395 U. S. 784 (1969)
(Double Jeopardy Clause); Malloy v. Hogan,
378 U. S. 1 (1964)
(privilege against self-incrimination); Chicago, B. & Q. R. Co. v. Chicago,
166 U. S. 226 (1897)
(Just Compensation Clause).
With respect to the
Sixth Amendment , see Duncan v. Louisiana,
391 U. S. 145 (1968)
(trial by jury in criminal cases); Washington v. Texas,
388 U. S. 14 (1967)
(compulsory process); Klopfer v. North Carolina,
386 U. S. 213 (1967)
(speedy trial); Pointer v. Texas,
380 U. S. 400 (1965)
(right to confront adverse witness); Gideon v. Wainwright,
372 U. S. 335 (1963)
(assistance of counsel); In re Oliver,
333 U. S. 257 (1948)
(right to a public trial).
With respect to the
Eighth Amendment , see Robinson v. California,
370 U. S. 660 (1962)
(cruel and unusual punishment); Schilb v. Kuebel,
404 U. S. 357 (1971)
(prohibition against excessive bail).
13
In addition to the right to keep and bear arms (and the
Sixth Amendment right to a unanimous jury verdict, see n. 14, infra), the only rights not fully incorporated are (1) the
Third Amendment ’s protection against quartering of soldiers; (2) the
Fifth Amendment ’s grand jury indictment requirement; (3) the
Seventh Amendment right to a jury trial in civil cases; and (4) the
Eighth Amendment ’s prohibition on excessive fines.
We never have decided whether the
Third Amendment or the
Eighth Amendment
’s prohibition of excessive fines applies to the States through the Due
Process Clause. See Browning-Ferris Industries of Vt., Inc. v. Kelco
Disposal, Inc.,
492 U. S. 257,
276, n.
22 (1989)
(declining to decide whether the excessive-fines protection applies to
the States); see also Engblom v. Carey, 677 F. 2d 957, 961 (CA2 1982)
(holding as a matter of first impression that the “
Third Amendment is incorporated into the
Fourteenth Amendment for application to the states”).
Our governing decisions regarding the Grand Jury Clause of the
Fifth Amendment and the
Seventh Amendment ’s civil jury requirement long predate the era of selective incorporation.
14
There is one exception to this general rule. The Court has held that although the
Sixth Amendment
right to trial by jury requires a unanimous jury verdict in federal
criminal trials, it does not require a unanimous jury verdict in state
criminal trials. See Apodaca v. Oregon,
406 U. S. 404 (1972)
; see also Johnson v. Louisiana,
406 U. S. 356
(1972)
(holding that the Due Process Clause does not require unanimous jury
verdicts in state criminal trials). But that ruling was the result of
an unusual division among the Justices, not an endorsement of the
two-track approach to incorporation. In Apodaca, eight Justices agreed
that the
Sixth Amendment
applies identically to both the Federal Government and the States.
See Johnson, supra, at 395 (Brennan, J., dissenting). Nonetheless,
among those eight, four Justices took the view that the
Sixth Amendment
does not require unanimous jury verdicts in either federal or state
criminal trials, Apodaca, 406 U. S., at 406 (plurality opinion), and
four other Justices took the view that the
Sixth Amendment
requires unanimous jury verdicts in federal and state criminal trials,
id., at 414–415 (Stewart, J., dissenting); Johnson, supra, at 381–382
(Douglas, J., dissenting). Justice Powell’s concurrence in the judgment
broke the tie, and he concluded that the
Sixth Amendment
requires juror unanimity in federal, but not state, cases. Apodaca,
therefore, does not undermine the well-established rule that
incorporated Bill of Rights protections apply identically to the States
and the Federal Government. See Johnson, supra, at 395–396 (Brennan,
J., dissenting) (footnote omitted) (“In any event, the affirmance must
not obscure that the majority of the Court remains of the view that, as
in the case of every specific of the Bill of Rights that extends to the
States, the
Sixth Amendment ’s jury trial guarantee, however it is to be construed, has identical application against both State and Federal Governments”).
15
Citing Jewish, Greek, and Roman law, Blackstone wrote that if a
person killed an attacker, “the slayer is in no kind of fault
whatsoever, not even in the minutest degree; and is therefore to be
totally acquitted and discharged, with commendation rather than blame.”
4 W. Blackstone, Commentaries on the Laws of England 182 (reprint
1992).
16
For example, an article in the Boston Evening Post stated: “For
it is certainly beyond human art and sophistry, to prove the British
subjects, to whom the privilege of possessing arms is expressly
recognized by the Bill of Rights, and, who live in a province where the
law requires them to be equip’d with arms, &c. are guilty of an
illegal act, in calling upon one another to be provided with them, as
the law directs.” Boston Evening Post, Feb. 6, 1769, in Boston Under
Military Rule 1768–1769, p. 61 (1936) (emphasis deleted).
17
Abolitionists and Republicans were not alone in believing that
the right to keep and bear arms was a fundamental right. The 1864
Democratic Party Platform complained that the confiscation of firearms
by Union troops occupying parts of the South constituted “the
interference with and denial of the right of the people to bear arms in
their defense.” National Party Platforms 1840–1972, at 34.
18
In South Carolina, prominent black citizens held a convention to
address the State’s black code. They drafted a memorial to Congress, in
which they included a plea for protection of their constitutional right
to keep and bear arms: “ ‘We ask that, inasmuch as the Constitution of
the United States explicitly declares that the right to keep and bear
arms shall not be infringed … that the late efforts of the Legislature
of this State to pass an act to deprive us [of] arms be forbidden, as a
plain violation of the Constitution.’ ” S. Halbrook, Freedmen, The
Fourteenth Amendment
, and The Right to Bear Arms, 1866–1876, p. 9 (1998) (hereinafter
Halbrook, Freedmen) (quoting 2 Proceedings of the Black State
Conventions, 1840–1865, p. 302 (P. Foner & G. Walker eds. 1980)).
Senator Charles Sumner relayed the memorial to the Senate and described
the memorial as a request that black citizens “have the constitutional
protection in keeping arms.” 39th Cong. Globe 337.
19
See B. Kendrick, Journal of the Joint Committee of Fifteen onReconstruction 265–266 (1914); Adamson v. California,
332 U. S. 46,
108–109 (1947)
(appendix to dissenting opinion of Black, J.).
20
Disarmament by bands of former Confederate soldiers eventually
gave way to attacks by the Ku Klux Klan. In debates over the later
enacted Enforcement Act of 1870, Senator John Pool observed that the
Klan would “order the colored men to give up their arms; saying that
everybody would be Kukluxed in whose house fire-arms were found.” Cong.
Globe, 41st Cong., 2d Sess., 2719 (1870); see also H. R. Exec. Doc. No.
268, 42d Cong., 2d Sess., 2 (1872).
21
For example, the occupying Union commander in South Carolina
issued an order stating that “[t]he constitutional rights of all loyal
and well disposed inhabitants to bear arms, will not be infringed.”
General Order No. 1, Department of South Carolina, January 1, 1866, in 1
Documentary History of Reconstruction 208 (W. Fleming ed. 1950). Union
officials in Georgia issued a similar order, declaring that “ ‘[a]ll
men, without the distinction of color, have the right to keep arms to
defend their homes, families or themselves.’ ” Cramer, “This Right is
Not Allowed by Governments That Are Afraid of The People”: The Public
Meaning of the
Second Amendment When the
Fourteenth Amendment
was Ratified, 17 Geo. Mason L. Rev. 823, 854 (2010) (hereinafter
Cramer) (quoting Right to Bear Arms, Christian Recorder, Feb. 24, 1866,
pp. 1–2). In addition, when made aware of attempts by armed parties to
disarm blacks, the head of the Freedmen’s Bureau in Alabama “made public
[his] determination to maintain the right of the negro to keep and to
bear arms, and [his] disposition to send an armed force into any
neighborhood in which that right should be systematically interfered
with.” Joint Committee on Reconstruction, H. R. Rep. No. 30, 39th
Cong., 1st Sess., pt. 3, p. 140 (1866).
22
The Freedmen’s Bureau bill was amended to include an express
reference to the right to keep and bear arms, see 39th Cong. Globe 654
(Rep. Thomas Eliot), even though at least some Members believed that the
unamended version alone would have protected the right, see id., at 743
(Sen. Lyman Trumbull).
23
There can be do doubt that the principal proponents of the Civil
Rights Act of 1866 meant to end the disarmament of African Americans in
the South. In introducing the bill, Senator Trumbull described its
purpose as securing to blacks the “privileges which are essential to
freemen.” Id., at 474. He then pointed to the previously described
Mississippi law that “prohibit[ed] any negro or mulatto from having
fire-arms” and explained that the bill would “destroy” such laws. Ibid.
Similarly, Representative Sidney Clarke cited disarmament of freedmen
in Alabama and Mississippi as a reason to support the Civil Rights Act
and to continue to deny Alabama and Mississippi representation in
Congress: “I regret, sir, that justice compels me to say, to the
disgrace of the Federal Government, that the ‘reconstructed’ State
authorities of Mississippi were allowed to rob and disarm our veteran
soldiers and arm the rebels fresh from the field of treasonable strife.
Sir, the disarmed loyalists of Alabama, Mississippi, and Louisiana are
powerless to-day, and oppressed by the pardoned and encouraged rebels of
those States. They appeal to the American Congress for protection. In
response to this appeal I shall vote for every just measure of
protection, for I do not intend to be among the treacherous violators of
the solemn pledge of the nation.” Id., at 1838–1839.
24
For example, at least one southern court had held the Civil
Rights Act to be unconstitutional. That court did so, moreover, in the
course of upholding the conviction of an African-American man for
violating Mississippi’s law against firearm possession by freedmen. See
Decision of Chief Justice Handy, Declaring the Civil Rights Bill
Unconstitutional, N. Y. Times, Oct. 26, 1866, p. 2, col. 3.
25
Other Members of the 39th Congress stressed the importance of the
right to keep and bear arms in discussing other measures. In speaking
generally on reconstruction, Representative Roswell Hart listed the
“ ‘right of the people to keep and bear arms’ ” as among those rights
necessary to a “republican form of government.” 39th Cong. Globe 1629.
Similarly, in objecting to a bill designed to disarm southern militias,
Senator Willard Saulsbury argued that such a measure would violate the
Second Amendment
. Id., at 914–915. Indeed, the bill “ultimately passed in a form that
disbanded militias but maintained the right of individuals to their
private firearms.” Cramer 858.
26
More generally worded provisions in the constitutions of seven
other States may also have encompassed a right to bear arms. See
Calabresi & Agudo, 87 Texas L. Rev., at 52.
27
These state constitutional protections often reflected a lack of
law enforcement in many sections of the country. In the frontier towns
that did not have an effective police force, law enforcement often could
not pursue criminals beyond the town borders. See Brief for Rocky
Mountain Gun Owners et al. as Amici Curiae 15. Settlers in the West and
elsewhere, therefore, were left to “repe[l] force by force when the
intervention of society … [was] too late to prevent an injury.”
District of Columbia v. Heller, 554 U. S. ___ , ___ (2008) (slip op., at
21) (internal quotation marks omitted). The settlers’ dependence on
game for food and economic livelihood, moreover, undoubtedly undergirded
these state constitutional guarantees. See id., at ___, ___, ___
(slip. op, at 26, 36, 42).
28
For example, the United States affords criminal jury trials far
more broadly than other countries. See, e.g., Van Kessel, Adversary
Excesses in the American Criminal Trial, 67 Notre Dame L. Rev. 403
(1992); Leib, A Comparison of Criminal Jury Decision Rules in Democratic
Countries, 5 Ohio St. J. Crim. L. 629, 630 (2008); Henderson, The
Wrongs of Victim’s Rights, 37 Stan. L. Rev. 937, 1003, n. 296 (1985);
see also Roper v. Simmons,
543 U. S. 551,
624 (2005)
(Scalia, J., dissenting) (“In many significant respects the laws of
most other countries differ from our law—including … such explicit
provisions of our Constitution as the right to jury trial”). Similarly,
our rules governing pretrial interrogation differ from those in
countries sharing a similar legal heritage. See Dept. of Justice,
Office of Legal Policy, Report to the Attorney General on the Law of
Pretrial Interrogation: Truth in Criminal Justice Report No. 1 (Feb. 12,
1986), reprinted in 22 U. Mich. J. L. Ref. 437, 534–542 (1989)
(comparing the system envisioned by Miranda v. Arizona,
384 U. S. 436
(1966)
, with rights afforded by England, Scotland, Canada, India, France, and
Germany). And the “Court-pronounced exclusionary rule … is
distinctively American.” Roper, supra, at 624 (Scalia, J., dissenting)
(citing Bivens v. Six Unknown Fed. Narcotics Agents,
403 U. S. 388,
415 (1971)
(Burger, C. J., dissenting) (noting that exclusionary rule was “unique
to American jurisprudence” (internal quotation marks omitted))); see
also Sklansky, Anti-Inquisitorialism, 122 Harv. L. Rev. 1634, 1648–1656,
1689–1693 (2009) (discussing the differences between American and
European confrontation rules).
29
England and Denmark have state churches. See Torke, The English
Religious Establishment, 12 J. of Law & Religion 399, 417–427
(1995–1996) (describing legal status of Church of England);
Constitutional Act of Denmark, pt. I, §4 (1953) (“The Evangelical
Lutheran Church shall be the Established Church of Denmark”). The
Evangelical Lutheran Church of Finland has attributes of a state church.
See Christensen, Is the Lutheran Church Still the State Church? An
Analysis of Church-State Relations in Finland, 1995 B. Y. U. L. Rev.
585, 596–600 (describing status of church under Finnish law). The Web
site of the Evangelical Lutheran Church of Finland states that the
church may be usefully described as both a “state church” and a “folk
church.” See J. Seppo, The Current Condition of Church-State Relations
in Finland, online at
http://evl.fi/EVLen.nsf/Documents/838DDBEF4A28712AC225730F001F7C67?OpenDocument&lang=EN
(all Internet materials as visited June 23, 2010, and available in
Clerk of Court’s case file).
30
As noted above, see n. 13, supra, cases that predate the era of
selective incorporation held that the Grand Jury Clause of the
Fifth Amendment and the
Seventh Amendment ’s civil jury requirement do not apply to the States. See Hurtado v. California,
110 U. S. 516 (1884)
(indictment); Minneapolis & St. Louis R. Co. v. Bombolis,
241 U. S. 211
(1916)
(civil jury).
As a result of Hurtado, most States do not require a grand jury
indictment in all felony cases, and many have no grand juries. See
Dept. of Justice, Office of Justice Programs, Bureau of Justice
Statistics, State Court Organization 2004, pp. 213, 215–217 (2006)
(Table 38), online at
http://bjs.ojp.usdoj.gov/content/pub/pdf/sco04.pdf.
As a result of Bombolis, cases that would otherwise fall within the
Seventh Amendment
are now tried without a jury in state small claims courts. See, e.g.,
Cheung v. Eighth Judicial Dist. Court, 121 Nev. 867, 124 P. 3d 550
(2005) (no right to jury trial in small claims court under Nevada
Constitution).
31
See Mack & Burnette, 2 Lawmakers to Quinn: Send the Guard to Chicago, Chicago Tribune, Apr. 26, 2010, p. 6.
32
Janssen & Knowles, Send in Troops? Chicago Sun-Times, Apr.
26, 2010, p. 2; see also Brief for NAACP Legal Defense & Education
Fund, Inc., as Amicus Curiae 5, n. 4 (stating that in 2008, almost three
out of every four homicide victims in Chicago were African Americans);
id., at 5–6 (noting that “each year [in Chicago], many times more
African Americans are murdered by assailants wielding guns than were
killed during the Colfax massacre” (footnote omitted)).
33
See Brief for Women State Legislators et al. as Amici Curiae
9–10, 14–15; Brief for Jews for the Preservation of Firearms Ownership
as Amicus Curiae 3–4; see also Brief for Pink Pistols et al. as Amici
Curiae in District of Columbia v. Heller, O. T. 2007, No. 07–290, pp.
5–11.
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