District of Columbia et al v. Heller
certiorari to the united states court of appeals for the district of columbia circuit
No. 07–290.Argued March 18, 2008—Decided June 26, 2008
District of Columbia law bans handgun
possession by making it a crime to carry an unregistered firearm and
prohibiting the registration of handguns; provides separately that no
person may carry an unlicensed handgun, but authorizes the police chief
to issue 1-year licenses; and requires residents to keep lawfully owned
firearms unloaded and dissembled or bound by a trigger lock or similar
device. Respondent Heller, a D. C. special policeman, applied to
register a handgun he wished to keep at home, but the District refused.
He filed this suit seeking, on
Second Amendment
grounds, to enjoin the city from enforcing the bar on handgun
registration, the licensing requirement insofar as it prohibits carrying
an unlicensed firearm in the home, and the trigger-lock requirement
insofar as it prohibits the use of functional firearms in the home. The
District Court dismissed the suit, but the D. C. Circuit reversed,
holding that the
Second Amendment
protects an individual’s right to possess firearms and that the city’s
total ban on handguns, as well as its requirement that firearms in the
home be kept nonfunctional even when necessary for self-defense,
violated that right.
Held:
1. The
Second Amendment
protects an individual right to possess a firearm unconnected with
service in a militia, and to use that arm for traditionally lawful
purposes, such as self-defense within the home. Pp. 2–53.
(a) The Amendment’s prefatory clause
announces a purpose, but does not limit or expand the scope of the
second part, the operative clause. The operative clause’s text and
history demonstrate that it connotes an individual right to keep and
bear arms. Pp. 2–22.
(b) The prefatory clause comports
with the Court’s interpretation of the operative clause. The “militia”
comprised all males physically capable of acting in concert for the
common defense. The Antifederalists feared that the Federal Government
would disarm the people in order to disable this citizens’ militia,
enabling a politicized standing army or a select militia to rule. The
response was to deny Congress power to abridge the ancient right of
individuals to keep and bear arms, so that the ideal of a citizens’
militia would be preserved. Pp. 22–28.
(c) The Court’s interpretation is
confirmed by analogous arms-bearing rights in state constitutions that
preceded and immediately followed the
Second Amendment. Pp. 28–30.
(d) The
Second Amendment’s drafting history, while of dubious interpretive worth, reveals three state
Second Amendment proposals that unequivocally referred to an individual right to bear arms. Pp. 30–32.
(e) Interpretation of the
Second Amendment
by scholars, courts and legislators, from immediately after its
ratification through the late 19th century also supports the Court’s
conclusion. Pp. 32–47.
(f) None of the Court’s precedents forecloses the Court’s interpretation. Neither United States v. Cruikshank,
92 U. S. 542, nor Presser v. Illinois,
116 U. S. 252, refutes the individual-rights interpretation. United States v. Miller,
307 U. S. 174,
does not limit the right to keep and bear arms to militia purposes, but
rather limits the type of weapon to which the right applies to those
used by the militia, i.e., those in common use for lawful purposes. Pp. 47–54.
2. Like most rights, the
Second Amendment
right is not unlimited. It is not a right to keep and carry any weapon
whatsoever in any manner whatsoever and for whatever purpose: For
example, concealed weapons prohibitions have been upheld under the
Amendment or state analogues. The Court’s opinion should not be taken
to cast doubt on longstanding prohibitions on the possession of firearms
by felons and the mentally ill, or laws forbidding the carrying of
firearms in sensitive places such as schools and government buildings,
or laws imposing conditions and qualifications on the commercial sale of
arms. Miller’s holding that the sorts of
weapons protected are those “in common use at the time” finds support in
the historical tradition of prohibiting the carrying of dangerous and
unusual weapons. Pp. 54–56.
3. The handgun ban and the trigger-lock requirement (as applied to self-defense) violate the
Second Amendment.
The District’s total ban on handgun possession in the home amounts to a
prohibition on an entire class of “arms” that Americans overwhelmingly
choose for the lawful purpose of self-defense. Under any of the
standards of scrutiny the Court has applied to enumerated constitutional
rights, this prohibition—in the place where the importance of the
lawful defense of self, family, and property is most acute—would fail
constitutional muster. Similarly, the requirement that any lawful
firearm in the home be disassembled or bound by a trigger lock makes it
impossible for citizens to use arms for the core lawful purpose of
self-defense and is hence unconstitutional. Because Heller conceded at
oral argument that the D. C. licensing law is permissible if it is not
enforced arbitrarily and capriciously, the Court assumes that a license
will satisfy his prayer for relief and does not address the licensing
requirement. Assuming he is not disqualified from exercising
Second Amendment
rights, the District must permit Heller to register his handgun and
must issue him a license to carry it in the home. Pp. 56–64.
478 F. 3d 370, affirmed.
Scalia, J., delivered the opinion of the Court, in which Roberts, C. J., and Kennedy, Thomas, and Alito, JJ., joined. Stevens, J., filed a dissenting opinion, in which Souter, Ginsburg, and Breyer, JJ., joined. Breyer, J., filed a dissenting opinion, in which Stevens, Souter, and Ginsburg, JJ., joined.
TOP Opinion
DISTRICT OF COLUMBIA, et al., PETITIONERS v.
DICK ANTHONY HELLER
DICK ANTHONY HELLER
on writ of certiorari to the united states court ofappeals for the district of columbia circuit
[June 26, 2008]
Justice Scalia delivered the opinion of the Court.
We consider whether a District of Columbia prohibition on the possession of usable handguns in the home violates the
Second Amendment to the Constitution.
I
The District of Columbia generally
prohibits the possession of handguns. It is a crime to carry an
unregistered firearm, and the registration of handguns is prohibited.
See D. C. Code §§7–2501.01(12), 7–2502.01(a), 7–2502.02(a)(4) (2001).
Wholly apart from that prohibition, no person may carry a handgun
without a license, but the chief of police may issue licenses for 1-year
periods. See §§22–4504(a), 22–4506. District of Columbia law also
requires residents to keep their lawfully owned firearms, such as
registered long guns, “unloaded and dissembled or bound by a trigger
lock or similar device” unless they are located in a place of business
or are being used for lawful recreational activities. See §7–2507.02.
1
Respondent Dick Heller is a D. C.
special police officer authorized to carry a handgun while on duty at
the Federal Judicial Center. He applied for a registration certificate
for a handgun that he wished to keep at home, but the District refused.
He thereafter filed a lawsuit in the Federal District Court for the
District of Columbia seeking, on
Second Amendment
grounds, to enjoin the city from enforcing the bar on the registration
of handguns, the licensing requirement insofar as it prohibits the
carrying of a firearm in the home without a license, and the
trigger-lock requirement insofar as it prohibits the use of “functional
firearms within the home.” App. 59a. The District Court dismissed
respondent’s complaint, see Parker v. District of Columbia,
311 F. Supp. 2d 103, 109 (2004). The Court of Appeals for the District
of Columbia Circuit, construing his complaint as seeking the right to
render a firearm operable and carry it about his home in that condition
only when necessary for self-defense,
2
reversed, see Parker v. District of Columbia, 478 F. 3d 370, 401 (2007). It held that the
Second Amendment
protects an individual right to possess firearms and that the city’s
total ban on handguns, as well as its requirement that firearms in the
home be kept nonfunctional even when necessary for self-defense,
violated that right. See id., at 395, 399–401. The Court of Appeals directed the District Court to enter summary judgment for respondent.
We granted certiorari. 552 U. S. ___ (2007).
II
We turn first to the meaning of the
Second Amendment.
A
The
Second Amendment
provides: “A well regulated Militia, being necessary to the security of
a free State, the right of the people to keep and bear Arms, shall not
be infringed.” In interpreting this text, we are guided by the
principle that “[t]he Constitution was written to be understood by the
voters; its words and phrases were used in their normal and ordinary as
distinguished from technical meaning.” United States v. Sprague,
282 U. S. 716,
731 (1931)
; see also Gibbons v. Ogden,
9 Wheat. 1, 188 (1824). Normal meaning may of course include an
idiomatic meaning, but it excludes secret or technical meanings that
would not have been known to ordinary citizens in the founding
generation.
The two sides in this case have set out
very different interpretations of the Amendment. Petitioners and
today’s dissenting Justices believe that it protects only the right to
possess and carry a firearm in connection with militia service. See
Brief for Petitioners 11–12; post, at 1 (Stevens,
J., dissenting). Respondent argues that it protects an individual
right to possess a firearm unconnected with service in a militia, and to
use that arm for traditionally lawful purposes, such as self-defense
within the home. See Brief for Respondent 2–4.
The
Second Amendment
is naturally divided into two parts: its prefatory clause and its
operative clause. The former does not limit the latter grammatically,
but rather announces a purpose. The Amendment could be rephrased,
“Because a well regulated Militia is necessary to the security of a free
State, the right of the people to keep and bear Arms shall not be
infringed.” See J. Tiffany, A Treatise on Government and Constitutional
Law §585, p. 394 (1867); Brief for Professors of Linguistics and
English as Amici Curiae 3 (hereinafter Linguists’ Brief). Although this structure of the
Second Amendment
is unique in our Constitution, other legal documents of the founding
era, particularly individual-rights provisions of state constitutions,
commonly included a prefatory statement of purpose. See generally
Volokh, The Commonplace
Second Amendment, 73 N. Y. U. L. Rev. 793, 814–821 (1998).
Logic demands that there be a link between the stated purpose and the command. The
Second Amendment
would be nonsensical if it read, “A well regulated Militia, being
necessary to the security of a free State, the right of the people to
petition for redress of grievances shall not be infringed.” That
requirement of logical connection may cause a prefatory clause to
resolve an ambiguity in the operative clause (“The separation of church
and state being an important objective, the teachings of canons shall
have no place in our jurisprudence.” The preface makes clear that the
operative clause refers not to canons of interpretation but to
clergymen.) But apart from that clarifying function, a prefatory clause
does not limit or expand the scope of the operative clause. See F.
Dwarris, A General Treatise on Statutes 268–269 (P. Potter ed. 1871)
(hereinafter Dwarris); T. Sedgwick, The Interpretation and Construction
of Statutory and Constitutional Law 42–45 (2d ed. 1874).
3
“ ‘It is nothing unusual in acts … for the enacting
part to go beyond the preamble; the remedy often extends beyond the
particular act or mischief which first suggested the necessity of the
law.’ ” J. Bishop, Commentaries on Written Laws and Their
Interpretation §51, p. 49 (1882) (quoting Rex v. Marks,
3 East, 157, 165 (K. B. 1802)). Therefore, while we will begin our
textual analysis with the operative clause, we will return to the
prefatory clause to ensure that our reading of the operative clause is
consistent with the announced purpose.
4
1. Operative Clause.
a. “Right of the People.” The first
salient feature of the operative clause is that it codifies a “right of
the people.” The unamended Constitution and the Bill of Rights use the
phrase “right of the people” two other times, in the
First Amendment’s Assembly-and-Petition Clause and in the
Fourth Amendment’s Search-and-Seizure Clause. The
Ninth Amendment
uses very similar terminology (“The enumeration in the Constitution, of
certain rights, shall not be construed to deny or disparage others
retained by the people”). All three of these instances unambiguously
refer to individual rights, not “collective” rights, or rights that may
be exercised only through participation in some corporate body.
5
Three provisions of the Constitution
refer to “the people” in a context other than “rights”—the famous
preamble (“We the people”), §2 of Article I (providing that “the people”
will choose members of the House), and the
Tenth Amendment
(providing that those powers not given the Federal Government remain
with “the States” or “the people”). Those provisions arguably refer to
“the people” acting collectively—but they deal with the exercise or
reservation of powers, not rights. Nowhere else in the Constitution
does a “right” attributed to “the people” refer to anything other than
an individual right.
6
What is more, in all six other
provisions of the Constitution that mention “the people,” the term
unambiguously refers to all members of the political community, not an
unspecified subset. As we said in United States v. Verdugo-Urquidez,
494 U. S. 259,
265 (1990)
:
“ ‘[T]he people’ seems to have been a term
of art employed in select parts of the Constitution… . [Its uses]
sugges[t] that ‘the people’ protected by the
Fourth Amendment, and by the First and
Second Amendments, and to whom rights and powers are reserved in the Ninth and
Tenth Amendments,
refers to a class of persons who are part of a national community or
who have otherwise developed sufficient connection with this country to
be considered part of that community.”
This contrasts markedly with the phrase “the militia” in the prefatory
clause. As we will describe below, the “militia” in colonial America
consisted of a subset of “the people”—those who were male, able bodied,
and within a certain age range. Reading the
Second Amendment
as protecting only the right to “keep and bear Arms” in an organized
militia therefore fits poorly with the operative clause’s description of
the holder of that right as “the people.”
We start therefore with a strong presumption that the
Second Amendment right is exercised individually and belongs to all Americans.
b. “Keep and bear Arms.” We move now
from the holder of the right—“the people”—to the substance of the right:
“to keep and bear Arms.”
Before addressing the verbs “keep” and
“bear,” we interpret their object: “Arms.” The 18th-century meaning is
no different from the meaning today. The 1773 edition of Samuel
Johnson’s dictionary defined “arms” as “weapons of offence, or armour of
defence.” 1 Dictionary of the English Language 107 (4th ed.)
(hereinafter Johnson). Timothy Cunningham’s important 1771 legal
dictionary defined “arms” as “any thing that a man wears for his
defence, or takes into his hands, or useth in wrath to cast at or strike
another.” 1 A New and Complete Law Dictionary (1771); see also N.
Webster, American Dictionary of the English Language (1828) (reprinted
1989) (hereinafter Webster) (similar).
The term was applied, then as now, to
weapons that were not specifically designed for military use and were
not employed in a military capacity. For instance, Cunningham’s legal
dictionary gave as an example of usage: “Servants and labourers shall
use bows and arrows on Sundays, &c. and not bear other arms.” See also, e.g.,
An Act for the trial of Negroes, 1797 Del. Laws ch. XLIII, §6, p. 104,
in 1 First Laws of the State of Delaware 102, 104 (J. Cushing ed. 1981
(pt. 1)); see generally State v. Duke,
42Tex.
455,
458 (1874) (citing decisions of state courts construing “arms”).
Although one founding-era thesaurus limited “arms” (as opposed to
“weapons”) to “instruments of offence generally
made use of in war,” even that source stated that all firearms
constituted “arms.” 1 J. Trusler, The Distinction Between Words
Esteemed Synonymous in the English Language37 (1794) (emphasis added).
Some have made the argument, bordering
on the frivolous, that only those arms in existence in the 18th century
are protected by the
Second Amendment. We do not interpret constitutional rights that way. Just as the
First Amendment protects modern forms of communications, e.g., Reno v. American Civil Liberties Union,
521 U. S. 844,
849 (1997)
, and the
Fourth Amendment applies to modern forms of search, e.g., Kyllo v. United States,
533 U. S. 27,
35–36 (2001)
, the
Second Amendment extends, prima facie,to all instruments that constitute bearable arms, even those that were not in existence at the time of the founding.
We turn to the phrases “keep arms” and
“bear arms.” Johnson defined “keep” as, most relevantly, “[t]o retain;
not to lose,” and “[t]o have in custody.” Johnson 1095. Webster
defined it as “[t]o hold; to retain in one’s power or possession.” No
party has apprised us of an idiomatic meaning of “keep Arms.” Thus, the
most natural reading of “keep Arms” in the
Second Amendment is to “have weapons.”
The phrase “keep arms” was not prevalent
in the written documents of the founding period that we have found, but
there are a few examples, all of which favor viewing the right to “keep
Arms” as an individual right unconnected with militia service. William
Blackstone, for example, wrote that Catholics convicted of not
attending service in the Church of England suffered certain penalties,
one of which was that they were not permitted to “keep arms in their
houses.” 4 Commentaries on the Laws of England 55 (1769) (hereinafter
Blackstone); see also 1 W. & M., c. 15, §4, in 3 Eng. Stat. at Large
422 (1689) (“[N]o Papist … shall or may have or keep in his House … any
Arms … ”); 1 Hawkins, Treatise on the Pleas of the Crown 26 (1771)
(similar). Petitioners point to militia laws of the founding period
that required militia members to “keep” arms in connection with militia
service, and they conclude from this that the phrase “keep Arms” has a
militia-related connotation. See Brief for Petitioners 16–17 (citing
laws of Delaware, New Jersey, and Virginia). This is rather like saying
that, since there are many statutes that authorize aggrieved employees
to “file complaints” with federal agencies, the phrase “file complaints”
has an employment-related connotation. “Keep arms” was simply a common
way of referring to possessing arms, for militiamen and everyone else.
7
At the time of the founding, as now, to
“bear” meant to “carry.” See Johnson 161; Webster; T. Sheridan, A
Complete Dictionary of the English Language (1796); 2 Oxford English
Dictionary 20 (2d ed. 1989) (hereinafter Oxford). When used with
“arms,” however, the term has a meaning that refers to carrying for a
particular purpose—confrontation. In Muscarello v. United States,
524 U. S. 125 (1998)
, in the course of analyzing the meaning of “carries a firearm” in a federal criminal statute, Justice Ginsburg wrote that “[s]urely a most familiar meaning is, as the Constitution’s
Second Amendment
… indicate[s]: ‘wear, bear, or carry … upon the person or in the
clothing or in a pocket, for the purpose … of being armed and ready for
offensive or defensive action in a case of conflict with another
person.’ ” Id., at 143 (dissenting opinion) (quoting Black’s Law Dictionary 214 (6th ed. 1998)). We think that Justice Ginsburg accurately
captured the natural meaning of “bear arms.” Although the phrase
implies that the carrying of the weapon is for the purpose of “offensive
or defensive action,” it in no way connotes participation in a
structured military organization.
From our review of founding-era sources,
we conclude that this natural meaning was also the meaning that “bear
arms” had in the 18th century. In numerous instances, “bear arms” was
unambiguously used to refer to the carrying of weapons outside of an
organized militia. The most prominent examples are those most relevant
to the
Second Amendment:
Nine state constitutional provisions written in the 18th century or the
first two decades of the 19th, which enshrined a right of citizens to
“bear arms in defense of themselves and the state” or “bear arms in
defense of himself and the state.”
8
It is clear from those formulations that “bear arms”
did not refer only to carrying a weapon in an organized military unit.
Justice James Wilson interpreted the Pennsylvania Constitution’s
arms-bearing right, for example, as a recognition of the natural right
of defense “of one’s person or house”—what he called the law of “self
preservation.” 2 Collected Works of James Wilson 1142, and n. x (K.
Hall & M. Hall eds. 2007) (citing Pa. Const., Art. IX, §21 (1790));
see also T. Walker, Introduction to American Law 198 (1837) (“Thus the
right of self-defence [is] guaranteed by the [Ohio] constitution”); see
also id., at 157 (equating
Second Amendment
with that provision of the Ohio Constitution). That was also the
interpretation of those state constitutional provisions adopted by
pre-Civil War state courts.
9
These provisions demonstrate—again, in the most
analogous linguistic context—that “bear arms” was not limited to the
carrying of arms in a militia.
The phrase “bear Arms” also had at the
time of the founding an idiomatic meaning that was significantly
different from its natural meaning: “to serve as a soldier, do military
service, fight” or “to wage war.” See Linguists’ Brief 18; post, at 11 (Stevens, J., dissenting). But it unequivocally
bore that idiomatic meaning only when followed by the preposition
“against,” which was in turn followed by the target of the hostilities.
See 2 Oxford 21. (That is how, for example, our Declaration of
Independence ¶28, used the phrase: “He has constrained our fellow
Citizens taken Captive on the high Seas to bear Arms against their
Country … .”) Every example given by petitioners’ amici
for the idiomatic meaning of “bear arms” from the founding period
either includes the preposition “against” or is not clearly idiomatic.
See Linguists’ Brief 18–23. Without the preposition, “bear arms”
normally meant (as it continues to mean today) what Justice Ginsburg’s opinion in Muscarello said.
In any event, the meaning of “bear arms” that petitioners and Justice Stevens propose is not even
the (sometimes) idiomatic meaning. Rather, they manufacture a hybrid
definition, whereby “bear arms” connotes the actual carrying of arms
(and therefore is not really an idiom) but only in the service of an
organized militia. No dictionary has ever adopted that definition, and
we have been apprised of no source that indicates that it carried that
meaning at the time of the founding. But it is easy to see why
petitioners and the dissent are driven to the hybrid definition. Giving
“bear Arms” its idiomatic meaning would cause the protected right to
consist of the right to be a soldier or to wage war—an absurdity that no
commentator has ever endorsed. See L. Levy, Origins of the Bill of
Rights 135 (1999). Worse still, the phrase “keep and bear Arms” would
be incoherent. The word “Arms” would have two different meanings at
once: “weapons” (as the object of “keep”) and (as the object of “bear”)
one-half of an idiom. It would be rather like saying “He filled and
kicked the bucket” to mean “He filled the bucket and died.” Grotesque.
Petitioners justify their limitation of
“bear arms” to the military context by pointing out the unremarkable
fact that it was often used in that context—the same mistake they made
with respect to “keep arms.” It is especially unremarkable that the
phrase was often used in a military context in the federal legal sources
(such as records of congressional debate) that have been the focus of
petitioners’ inquiry. Those sources would have had little occasion to
use it except in discussions about the
standing army and the militia. And the phrases used primarily in those
military discussions include not only “bear arms” but also “carry arms,”
“possess arms,” and “have arms”—though no one thinks that those other
phrases also had special military meanings. See Barnett, Was the Right
to Keep and Bear Arms Conditioned on Service in an Organized Militia?,
83 Tex. L. Rev. 237, 261 (2004). The common references to those “fit to
bear arms” in congressional discussions about the militia are matched
by use of the same phrase in the few nonmilitary federal contexts where
the concept would be relevant. See, e.g.,
30 Journals of Continental Congress 349–351 (J. Fitzpatrick ed. 1934).
Other legal sources frequently used “bear arms” in nonmilitary contexts.
10
Cunningham’s legal dictionary, cited above, gave as an
example of its usage a sentence unrelated to military affairs
(“Servants and labourers shall use bows and arrows on Sundays,
&c. and not bear other arms”). And if one looks beyond legal
sources, “bear arms” was frequently used in nonmilitary contexts. See
Cramer & Olson, What Did “Bear Arms” Mean in the
Second Amendment?,
6 Georgetown J. L. & Pub. Pol’y (forthcoming Sept. 2008), online
at http://papers.ssrn.com/abstract=1086176 (as visited June 24, 2008,
and available in Clerk of Court’s case file) (identifying numerous
nonmilitary uses of “bear arms” from the founding period).
Justice Stevens points to a study by amici supposedly showing that the phrase “bear arms” was most frequently used in the military context. See post,
at 12–13, n. 9; Linguists’ Brief 24. Of course, as we have said, the
fact that the phrase was commonly used in a particular context does not
show that it is limited to that context, and, in any event, we have
given many sources where the phrase was used in nonmilitary contexts.
Moreover, the study’s collection appears to include (who knows how many
times) the idiomatic phrase “bear arms against,” which is irrelevant.
The amici also dismiss examples such as “
‘bear arms … for the purpose of killing game’ ” because those uses are
“expressly qualified.” Linguists’ Brief 24. (Justice Stevens uses the same excuse for dismissing the state constitutional provisions analogous to the
Second Amendment that identify private-use purposes for which the individual right can be asserted. See post,
at 12.) That analysis is faulty. A purposive qualifying phrase that
contradicts the word or phrase it modifies is unknown this side of the
looking glass (except, apparently, in some courses on Linguistics). If
“bear arms” means, as we think, simply the carrying of arms, a modifier
can limit the purpose of the carriage (“for the purpose of self-defense”
or “to make war against the King”). But if “bear arms” means, as the
petitioners and the dissent think, the carrying of arms only for
military purposes, one simply cannot add “for the purpose of killing
game.” The right “to carry arms in the militia for the purpose of
killing game” is worthy of the mad hatter. Thus, these purposive
qualifying phrases positively establish that “to bear arms” is not
limited to military use.
11
Justice Stevens places great weight on James Madison’s inclusion of a conscientious-objector clause in his original draft of the
Second Amendment:
“but no person religiously scrupulous of bearing arms, shall be
compelled to render military service in person.” Creating the Bill of
Rights 12 (H. Veit, K. Bowling, & C. Bickford eds. 1991)
(hereinafter Veit). He argues that this clause establishes that the
drafters of the
Second Amendment intended “bear Arms” to refer only to military service. See post,
at 26. It is always perilous to derive the meaning of an adopted
provision from another provision deleted in the drafting process.
12
In any case, what Justice Stevens
would conclude from the deleted provision does not follow. It was not
meant to exempt from military service those who objected to going to war
but had no scruples about personal gunfights. Quakers opposed the use
of arms not just for militia service, but for any violent purpose
whatsoever—so much so that Quaker frontiersmen were forbidden to use
arms to defend their families, even though “[i]n such circumstances the
temptation to seize a hunting rifle or knife in self-defense … must
sometimes have been almost overwhelming.” P. Brock, Pacifism in the
United States 359 (1968); see M. Hirst, The Quakers in Peace and War
336–339 (1923); 3 T. Clarkson, Portraiture of Quakerism 103–104 (3d ed.
1807). The Pennsylvania Militia Act of 1757 exempted from service those
“scrupling the
use
of
arms”—a phrase that no one
contends had an idiomatic meaning. See 5 Stat. at Large of Pa. 613 (J.
Mitchell & H. Flanders eds. 1898) (emphasis added). Thus, the most
natural interpretation of Madison’s deleted text is that those opposed
to carrying weapons for potential violent confrontation would not be
“compelled to render military service,” in which such carrying would be
required.
13
Finally, Justice Stevens
suggests that “keep and bear Arms” was some sort of term of art,
presumably akin to “hue and cry” or “cease and desist.” (This
suggestion usefully evades the problem that there is no evidence
whatsoever to support a military reading of “keep arms.”) Justice Stevens believes that the unitary meaning of “keep and bear Arms” is established by the
Second Amendment’s calling it a “right” (singular) rather than “rights” (plural). See post,
at 16. There is nothing to this. State constitutions of the founding
period routinely grouped multiple (related) guarantees under a singular
“right,” and the
First Amendment
protects the “right [singular] of the people peaceably to assemble, and
to petition the Government for a redress of grievances.” See, e.g., Pa. Declaration of Rights §§IX, XII, XVI, in 5 Thorpe 3083–3084; Ohio Const., Arts. VIII, §§11, 19 (1802), in id., at 2910–2911.
14
And even if “keep and bear Arms” were a unitary
phrase, we find no evidence that it bore a military meaning. Although
the phrase was not at all common (which would be unusual for a term of
art), we have found instances of its use with a clearly nonmilitary
connotation. In a 1780 debate in the House of Lords, for example, Lord
Richmond described an order to disarm private citizens (not militia
members) as “a violation of the constitutional right of Protestant
subjects to keep and bear arms for their own defense.” 49 The London
Magazine or Gentleman’s Monthly Intelligencer 467 (1780). In response,
another member of Parliament referred to “the right of bearing arms for
personal defence,” making clear that no special military meaning for
“keep and bear arms” was intended in the discussion. Id., at 467–468.
15
c. Meaning of the Operative Clause.
Putting all of these textual elements together, we find that they
guarantee the individual right to possess and carry weapons in case of
confrontation. This meaning is strongly confirmed by the historical
background of the
Second Amendment. We look to this because it has always been widely understood that the
Second Amendment, like the First and
Fourth Amendments, codified a pre-existing right. The very text of the
Second Amendment implicitly recognizes the pre-existence of the right and declares only that it “shall not be infringed.” As we said in United States v. Cruikshank,
92 U. S. 542,
553 (1876)
, “[t]his is not a right granted by the Constitution. Neither is it in
any manner dependent upon that instrument for its existence. The Second
amendment declares that it shall not be infringed … .”
16
Between the Restoration and the Glorious
Revolution, the Stuart Kings Charles II and James II succeeded in using
select militias loyal to them to suppress political dissidents, in part
by disarming their opponents. See J. Malcolm, To Keep and Bear Arms
31–53 (1994) (hereinafter Malcolm); L. Schwoerer, The Declaration of
Rights, 1689, p. 76 (1981). Under the auspices of the 1671 Game Act,
for example, the Catholic James II had ordered general disarmaments of
regions home to his Protestant enemies. See Malcolm 103–106. These
experiences caused Englishmen to be extremely wary of concentrated
military forces run by the state and to be jealous of their arms. They
accordingly obtained an assurance from William and Mary, in the
Declaration of Right (which was codified as the English Bill of Rights),
that Protestants would never be disarmed: “That the subjects which are
Protestants may have arms for their defense suitable to their conditions
and as allowed by law.” 1 W. & M., c. 2, §7, in 3 Eng. Stat. at
Large 441 (1689). This right has long been understood to be the
predecessor to our
Second Amendment.
See E. Dumbauld, The Bill of Rights and What It Means Today 51 (1957);
W. Rawle, A View of the Constitution of the United States of America
122 (1825) (hereinafter Rawle). It was clearly an individual right,
having nothing whatever to do with service in a militia. To be sure, it
was an individual right not available to the whole population, given
that it was restricted to Protestants, and like all written English
rights it was held only against the Crown, not Parliament. See
Schwoerer, To Hold and Bear Arms: The English Perspective, in Bogus 207,
218; but see 3 J. Story, Commentaries on the Constitution of the United
States §1858 (1833) (hereinafter Story) (contending that the “right to
bear arms” is a “limitatio[n] upon the power of parliament” as well).
But it was secured to them as individuals, according to “libertarian
political principles,” not as members of a fighting force. Schwoerer,
Declaration of Rights, at 283; see also id., at 78; G. Jellinek, The Declaration of the Rights of Man and of Citizens 49, and n. 7 (1901) (reprinted 1979).
By the time of the founding, the right
to have arms had become fundamental for English subjects. See Malcolm
122–134. Blackstone, whose works, we have said, “constituted the
preeminent authority on English law for the founding generation,” Alden v. Maine,
527 U. S. 706,
715 (1999)
, cited the arms provision of the Bill of Rights as one of the
fundamental rights of Englishmen. See 1 Blackstone 136, 139–140 (1765).
His description of it cannot possibly be thought to tie it to militia
or military service. It was, he said, “the natural right of resistance
and self-preservation,” id., at 139, and “the right of having and using arms for self-preservation and defence,” id., at 140; see also 3 id.,
at 2–4 (1768). Other contemporary authorities concurred. See G.
Sharp, Tracts, Concerning the Ancient and Only True Legal Means of
National Defence, by a Free Militia 17–18, 27 (3d ed. 1782); 2 J. de
Lolme, The Rise and Progress of the English Constitution 886–887 (1784)
(A. Stephens ed. 1838); W. Blizard, Desultory Reflections on Police
59–60 (1785). Thus, the right secured in 1689 as a result of the
Stuarts’ abuses was by the time of the founding understood to be an
individual right protecting against both public and private violence.
And, of course, what the Stuarts had
tried to do to their political enemies, George III had tried to do to
the colonists. In the tumultuous decades of the 1760’s and 1770’s, the
Crown began to disarm the inhabitants of the most rebellious areas.
That provoked polemical reactions by Americans invoking their rights as
Englishmen to keep arms. A New York article of April 1769 said that
“[i]t is a natural right which the people have reserved to themselves,
confirmed by the Bill of Rights, to keep arms for their own defence.” A
Journal of the Times: Mar. 17, New York Journal, Supp. 1, Apr. 13,
1769, in Boston Under Military Rule 79 (O. Dickerson ed. 1936); see
also, e.g., Shippen, Boston Gazette, Jan.
30, 1769, in 1 The Writings of Samuel Adams 299 (H. Cushing ed. 1968).
They understood the right to enable individuals to defend themselves.
As the most important early American edition of Blackstone’s
Commentaries (by the law professor and former Antifederalist St. George
Tucker) made clear in the notes to the description of the arms right,
Americans understood the “right of self-preservation” as permitting a
citizen to “repe[l] force by force” when “the intervention of society in
his behalf, may be too late to prevent an injury.” 1 Blackstone’s
Commentaries 145–146, n. 42 (1803) (hereinafter Tucker’s Blackstone).
See also W. Duer, Outlines of the Constitutional Jurisprudence of the
United States 31–32 (1833).
There seems to us no doubt, on the basis of both text and history, that the
Second Amendment conferred an individual right to keep and bear arms. Of course the right was not unlimited, just as the
First Amendment’s right of free speech was not, see, e.g., United States v. Williams, 553 U. S. ___ (2008). Thus, we do not read the
Second Amendment to protect the right of citizens to carry arms for any sort of confrontation, just as we do not read the
First Amendment to protect the right of citizens to speak for any purpose. Before turning to limitations upon the individual right, however, we must determine whether the prefatory clause of the
Second Amendment comports with our interpretation of the operative clause.
2. Prefatory Clause.
The prefatory clause reads: “A well regulated Militia, being necessary to the security of a free State … .”
a. “Well-Regulated Militia.” In United States v. Miller,
307 U. S. 174,
179 (1939)
, we explained that “the Militia comprised all males physically capable
of acting in concert for the common defense.” That definition comports
with founding-era sources. See, e.g.,
Webster (“The militia of a country are the able bodied men organized
into companies, regiments and brigades … and required by law to attend
military exercises on certain days only, but at other times left to
pursue their usual occupations”); The Federalist No. 46, pp. 329, 334
(B. Wright ed. 1961) (J. Madison) (“near half a million of citizens with
arms in their hands”); Letter to Destutt de Tracy (Jan. 26, 1811), in
The Portable Thomas Jefferson 520, 524 (M. Peterson ed. 1975) (“[T]he
militia of the State, that is to say, of every man in it able to bear
arms”).
Petitioners take a seemingly narrower
view of the militia, stating that “[m]ilitias are the state- and
congressionally-regulated military forces described in the Militia
Clauses (art. I, §8, cls. 15–16).” Brief for Petitioners 12. Although
we agree with petitioners’ interpretive assumption that “militia” means
the same thing in Article I and the
Second Amendment,
we believe that petitioners identify the wrong thing, namely, the
organized militia. Unlike armies and navies, which Congress is given
the power to create (“to raise … Armies”; “to provide … a Navy,” Art. I,
§8, cls. 12–13), the militia is assumed by Article I already to be in existence.
Congress is given the power to “provide for calling forth the
militia,” §8, cl. 15; and the power not to create, but to “organiz[e]”
it—and not to organize “a” militia, which is what one would expect if
the militia were to be a federal creation, but to organize “the”
militia, connoting a body already in existence, ibid.,
cl. 16. This is fully consistent with the ordinary definition of the
militia as all able-bodied men. From that pool, Congress has plenary
power to organize the units that will make up an effective fighting
force. That is what Congress did in the first militia Act, which
specified that “each and every free able-bodied white male citizen of
the respective states, resident therein, who is or shall be of the age
of eighteen years, and under the age of forty-five years (except as is
herein after excepted) shall severally and respectively be enrolled in
the militia.” Act of May 8, 1792,
1Stat.
271. To be sure, Congress need not conscript every able-bodied man into
the militia, because nothing in Article I suggests that in exercising
its power to organize, discipline, and arm the militia, Congress must
focus upon the entire body. Although the militia consists of all
able-bodied men, the federally organized militia may consist of a subset
of them.
Finally, the adjective “well-regulated”
implies nothing more than the imposition of proper discipline and
training. See Johnson 1619 (“Regulate”: “To adjust by rule or method”);
Rawle 121–122; cf. Va. Declaration of Rights §13 (1776), in 7 Thorpe
3812, 3814 (referring to “a well-regulated militia, composed of the body
of the people, trained to arms”).
b. “Security of a Free State.” The
phrase “security of a free state” meant “security of a free polity,” not
security of each of the several States as the dissent below argued, see
478 F. 3d, at 405, and n. 10. Joseph Story wrote in his treatise on
the Constitution that “the word ‘state’ is used in various senses [and
in] its most enlarged sense, it means the people composing a particular
nation or community.” 1 Story §208; see also 3 id., §1890 (in reference to the
Second Amendment’s
prefatory clause: “The militia is the natural defence of a free
country”). It is true that the term “State” elsewhere in the
Constitution refers to individual States, but the phrase “security of a
free state” and close variations seem to have been terms of art in
18th-century political discourse, meaning a “ ‘free country’ ” or free
polity. See Volokh, “Necessary to the Security of a Free State,” 83
Notre Dame L. Rev. 1, 5 (2007); see, e.g., 4
Blackstone 151 (1769); Brutus Essay III (Nov. 15, 1787), in The
Essential Antifederalist 251, 253 (W. Allen & G. Lloyd eds., 2d ed.
2002). Moreover, the other instances of “state” in the Constitution are
typically accompanied by modifiers making clear that the reference is
to the several States—“each state,” “several states,” “any state,” “that
state,” “particular states,” “one state,” “no state.” And the presence
of the term “foreign state” in Article I and Article III shows that the
word “state” did not have a single meaning in the Constitution.
There are many reasons why the militia
was thought to be “necessary to the security of a free state.” See 3
Story §1890. First, of course, it is useful in repelling invasions and
suppressing insurrections. Second, it renders large standing armies
unnecessary—an argument that Alexander Hamilton made in favor of federal
control over the militia. The Federalist No. 29, pp. 226,
227 (B. Wright ed. 1961) (A. Hamilton). Third, when the able-bodied
men of a nation are trained in arms and organized, they are better able
to resist tyranny.
3. Relationship between Prefatory Clause and Operative Clause
We reach the question, then: Does the
preface fit with an operative clause that creates an individual right to
keep and bear arms? It fits perfectly, once one knows the history that
the founding generation knew and that we have described above. That
history showed that the way tyrants had eliminated a militia consisting
of all the able-bodied men was not by banning the militia but simply by
taking away the people’s arms, enabling a select militia or standing
army to suppress political opponents. This is what had occurred in
England that prompted codification of the right to have arms in the
English Bill of Rights.
The debate with respect to the right to
keep and bear arms, as with other guarantees in the Bill of Rights, was
not over whether it was desirable (all agreed that it was) but over
whether it needed to be codified in the Constitution. During the 1788
ratification debates, the fear that the federal government would disarm
the people in order to impose rule through a standing army or select
militia was pervasive in Antifederalist rhetoric. See, e.g.,
Letters from The Federal Farmer III (Oct. 10, 1787), in 2 The Complete
Anti-Federalist 234, 242 (H. Storing ed. 1981). John Smilie, for
example, worried not only that Congress’s “command of the militia” could
be used to create a “select militia,” or to have “no militia at all,”
but also, as a separate concern, that “[w]hen a select militia is
formed; the people in general may be disarmed.” 2 Documentary History
of the Ratification of the Constitution 508–509 (M. Jensen ed. 1976)
(hereinafter Documentary Hist.). Federalists responded that because
Congress was given no power to abridge the ancient right of individuals
to keep and bear arms, such a force could never oppress the people.
See, e.g., A Pennsylvanian III (Feb. 20, 1788), in The Origin of the
Second Amendment 275, 276 (D. Young ed., 2d ed. 2001) (hereinafter Young); White, To the Citizens of Virginia, Feb. 22, 1788, in id., at 280, 281; A Citizen of America, (Oct. 10, 1787) in id., at 38, 40; Remarks on the Amendments to the federal Constitution, Nov. 7, 1788, in id.,
at 556. It was understood across the political spectrum that the right
helped to secure the ideal of a citizen militia, which might be
necessary to oppose an oppressive military force if the constitutional
order broke down.
It is therefore entirely sensible that the
Second Amendment’s
prefatory clause announces the purpose for which the right was
codified: to prevent elimination of the militia. The prefatory clause
does not suggest that preserving the militia was the only reason
Americans valued the ancient right; most undoubtedly thought it even
more important for self-defense and hunting. But the threat that the
new Federal Government would destroy the citizens’ militia by taking
away their arms was the reason that right—unlike some other English
rights—was codified in a written Constitution. Justice Breyer’s assertion that individual self-defense is merely a “subsidiary interest” of the right to keep and bear arms, see post,
at 36, is profoundly mistaken. He bases that assertion solely upon the
prologue—but that can only show that self-defense had little to do with
the right’s codification; it was the central component of the right itself.
Besides ignoring the historical reality that the
Second Amendment was not intended to lay down a “novel principl[e]” but rather codified a right “inherited from our English ancestors,” Robertson v. Baldwin,
165 U. S. 275,
281 (1897)
, petitioners’ interpretation does not even achieve the narrower purpose
that prompted codification of the right. If, as they believe, the
Second Amendment
right is no more than the right to keep and use weapons as a member of
an organized militia, see Brief for Petititioners 8—if, that is, the organized militia is the sole institutional beneficiary of the
Second Amendment’s
guarantee—it does not assure the existence of a “citizens’ militia” as a
safeguard against tyranny. For Congress retains plenary authority to
organize the militia, which must include the authority to say who will
belong to the organized force.
17
That is why the first Militia Act’s requirement that
only whites enroll caused States to amend their militia laws to exclude
free blacks. See Siegel, The Federal Government’s Power to Enact
Color-Conscious Laws, 92 Nw. U. L. Rev. 477, 521–525 (1998). Thus, if
petitioners are correct, the
Second Amendment
protects citizens’ right to use a gun in an organization from which
Congress has plenary authority to exclude them. It guarantees a select
militia of the sort the Stuart kings found useful, but not the people’s
militia that was the concern of the founding generation.
B
Our interpretation is confirmed by
analogous arms-bearing rights in state constitutions that preceded and
immediately followed adoption of the
Second Amendment. Four States adopted analogues to the Federal
Second Amendment
in the period between independence and the ratification of the Bill of
Rights. Two of them—Pennsylvania and Vermont—clearly adopted individual
rights unconnected to militia service. Pennsylvania’s Declaration of
Rights of 1776 said: “That the people have a right to bear arms for the defence of themselves,
and the state … .” §XIII, in 5 Thorpe 3082, 3083 (emphasis added). In
1777, Vermont adopted the identical provision, except for
inconsequential differences in punctuation and capitalization. See Vt.
Const., ch. 1, §15, in 6 id., at 3741.
North Carolina also codified a right to
bear arms in 1776: “That the people have a right to bear arms, for the
defence of the State … .” Declaration of Rights §XVII, in id.,
at 2787, 2788. This could plausibly be read to support only a right to
bear arms in a militia—but that is a peculiar way to make the point in a
constitution that elsewhere repeatedly mentions the militia explicitly.
See §§14, 18, 35, in 5 id., 2789, 2791,
2793. Many colonial statutes required individual arms-bearing for
public-safety reasons—such as the 1770 Georgia law that “for the
security and defence of this province from
internal dangers and insurrections” required those men who qualified for
militia duty individually “to carry fire arms” “to places of public
worship.” 19 Colonial Records of the State of Georgia 137–139 (A.
Candler ed. 1911 (pt. 2)) (emphasis added). That broad public-safety
understanding was the connotation given to the North Carolina right by
that State’s Supreme Court in 1843. See State v. Huntly, 3 Ired. 418, 422–423.
The 1780 Massachusetts Constitution
presented another variation on the theme: “The people have a right to
keep and to bear arms for the common defence… .” Pt. First, Art. XVII,
in 3 Thorpe 1888, 1892. Once again, if one gives narrow meaning to the
phrase “common defence” this can be thought to limit the right to the
bearing of arms in a state-organized military force. But once again the
State’s highest court thought otherwise. Writing for the court in an
1825 libel case, Chief Justice Parker wrote: “The liberty of the press
was to be unrestrained, but he who used it was to be responsible in
cases of its abuse; like the right to keep fire arms, which does not
protect him who uses them for annoyance or destruction.” Commonwealth v. Blanding,
20 Mass. 304, 313–314. The analogy makes no sense if firearms could
not be used for any individual purpose at all. See also Kates, Handgun
Prohibition and the Original Meaning of the
Second Amendment,
82 Mich. L. Rev. 204, 244 (1983) (19th-century courts never read
“common defence” to limit the use of weapons to militia service).
We therefore believe that the most likely reading of all four of these pre-
Second Amendment
state constitutional provisions is that they secured an individual
right to bear arms for defensive purposes. Other States did not include
rights to bear arms in their pre-1789 constitutions—although in
Virginia a
Second Amendment
analogue was proposed (unsuccessfully) by Thomas Jefferson. (It read:
“No freeman shall ever be debarred the use of arms [within his own lands
or tenements].”
18
1 The Papers of Thomas Jefferson 344 (J. Boyd ed. 1950)).
Between 1789 and 1820, nine States adopted
Second Amendment
analogues. Four of them—Kentucky, Ohio, Indiana, and Missouri—referred
to the right of the people to “bear arms in defence of themselves and
the State.” See n. 8, supra. Another three
States—Mississippi, Connecticut, and Alabama—used the even more
individualistic phrasing that each citizen has the “right to bear arms
in defence of himself and the State.” See ibid.
Finally, two States—Tennessee and Maine—used the “common defence”
language of Massachusetts. See Tenn. Const., Art. XI, §26 (1796), in 6
Thorpe 3414, 3424; Me. Const., Art. I, §16 (1819), in 3 id.,
at 1646, 1648. That of the nine state constitutional protections for
the right to bear arms enacted immediately after 1789 at least seven
unequivocally protected an individual citizen’s right to self-defense is
strong evidence that that is how the founding generation conceived of
the right. And with one possible exception that we discuss in Part
II–D–2, 19th-century courts and commentators interpreted these state
constitutional provisions to protect an individual right to use arms for
self-defense. See n. 9, supra;
Simpson v. State,
5Yer.
356,
360 (Tenn.
1833).
The historical narrative that petitioners must endorse would thus treat the Federal
Second Amendment
as an odd outlier, protecting a right unknown in state constitutions or
at English common law, based on little more than an overreading of the
prefatory clause.
C
Justice Stevens relies on the drafting history of the
Second Amendment—the
various proposals in the state conventions and the debates in Congress.
It is dubious to rely on such history to interpret a text that was
widely understood to codify a pre-existing right, rather than to fashion
a new one. But even assuming that this legislative history is
relevant, Justice Stevens flatly misreads the historical record.
It is true, as Justice Stevens says, that there was concern that the Federal Government would abolish the institution of the state militia. See post, at 20. That concern found expression, however, not in the various
Second Amendment
precursors proposed in the State conventions, but in separate
structural provisions that would have given the States concurrent and
seemingly nonpre-emptible authority to organize, discipline, and arm the
militia when the Federal Government failed to do so. See Veit 17, 20
(Virginia proposal); 4 J. Eliot, The Debates in the Several State
Conventions on the Adoption of the Federal Constitution 244, 245 (2d ed.
1836) (reprinted 1941) (North Carolina proposal); see also 2
Documentary Hist. 624 (Pennsylvania minority’s proposal). The
Second Amendment
precursors, by contrast, referred to the individual English right
already codified in two (and probably four) State constitutions. The
Federalist-dominated first Congress chose to reject virtually all major
structural revisions favored by the Antifederalists, including the
proposed militia amendments. Rather, it adopted primarily the popular
and uncontroversial (though, in the Federalists’ view, unnecessary)
individual-rights amendments. The
Second Amendment
right, protecting only individuals’ liberty to keep and carry arms, did
nothing to assuage Antifederalists’ concerns about federal control of
the militia. See, e.g., Centinel, Revived, No. XXIX, Philadelphia Independent Gazetteer, Sept. 9, 1789, in Young 711, 712.
Justice Stevens thinks it significant that the Virginia, New York, and North Carolina
Second Amendment
proposals were “embedded … within a group of principles that are
distinctly military in meaning,” such as statements about the danger of
standing armies. Post, at 22. But so was
the highly influential minority proposal in Pennsylvania, yet that
proposal, with its reference to hunting, plainly referred to an
individual right. See 2 Documentary Hist. 624. Other than that
erroneous point, Justice Stevens has
brought forward absolutely no evidence that those proposals conferred
only a right to carry arms in a militia. By contrast, New Hampshire’s
proposal, the Pennsylvania minority’s proposal, and Samuel Adams’
proposal in Massachusetts unequivocally referred to individual rights,
as did two state constitutional provisions at the time. See Veit 16, 17
(New Hampshire proposal); 6 Documentary Hist. 1452, 1453 (J. Kaminski
& G. Saladino eds. 2000) (Samuel Adams’ proposal). Justice Stevens’
view thus relies on the proposition, unsupported by any evidence, that
different people of the founding period had vastly different conceptions
of the right to keep and bear arms. That simply does not comport with
our longstanding view that the Bill of Rights codified venerable, widely
understood liberties.
D
We now address how the
Second Amendment
was interpreted from immediately after its ratification through the end
of the 19th century. Before proceeding, however, we take issue with Justice Stevens’
equating of these sources with postenactment legislative history, a
comparison that betrays a fundamental misunderstanding of a court’s
interpretive task. See post, at 27, n. 28.
“Legislative history,” of course, refers to the pre-enactment
statements of those who drafted or voted for a law; it is considered
persuasive by some, not because they reflect the general understanding
of the disputed terms, but because the legislators who heard or read
those statements presumably voted with that understanding. Ibid. “Postenactment legislative history,” ibid.,
a deprecatory contradiction in terms, refers to statements of those who
drafted or voted for the law that are made after its enactment and
hence could have had no effect on the congressional vote. It most
certainly does not refer to the examination of a variety of legal and
other sources to determine the public understanding
of a legal text in the period after its enactment or ratification.
That sort of inquiry is a critical tool of constitutional
interpretation. As we will show, virtually all interpreters of the
Second Amendment in the century after its enactment interpreted the amendment as we do.
1. Post-ratification Commentary
Three important founding-era legal scholars interpreted the
Second Amendment in published writings. All three understood it to protect an individual right unconnected with militia service.
St. George Tucker’s version of
Blackstone’s Commentaries, as we explained above, conceived of the
Blackstonian arms right as necessary for self-defense. He equated that
right, absent the religious and class-based restrictions, with the
Second Amendment.
See 2 Tucker’s Blackstone 143. In Note D, entitled, “View of the
Constitution of the United States,” Tucker elaborated on the
Second Amendment:
“This may be considered as the true palladium of liberty … . The right
to self-defence is the first law of nature: in most governments it has
been the study of rulers to confine the right within the narrowest
limits possible. Wherever standing armies are kept up, and the right of
the people to keep and bear arms is, under any colour or pretext
whatsoever, prohibited, liberty, if not already annihilated, is on the
brink of destruction.” 1 id., at App. 300
(ellipsis in original). He believed that the English game laws had
abridged the right by prohibiting “keeping a gun or other engine for the
destruction of game.” Ibid; see also 2 id., at 143, and nn. 40 and 41. He later grouped the right with some of the individual rights included in the
First Amendment
and said that if “a law be passed by congress, prohibiting” any of
those rights, it would “be the province of the judiciary to pronounce
whether any such act were constitutional, or not; and if not, to acquit
the accused … .” 1 id., at App. 357. It is
unlikely that Tucker was referring to a person’s being “accused” of
violating a law making it a crime to bear arms in a state militia.
19
In 1825, William Rawle, a prominent
lawyer who had been a member of the Pennsylvania Assembly that ratified
the Bill of Rights, published an influential treatise, which analyzed
the
Second Amendment as follows:
“The first [principle] is a declaration
that a well regulated militia is necessary to the security of a free
state; a proposition from which few will dissent… .
“The corollary, from the first position is, that the right of the people to keep and bear arms shall not be infringed.
“The prohibition is general. No clause
in the constitution could by any rule of construction be conceived to
give to congress a power to disarm the people. Such a flagitious
attempt could only be made under some general pretence by a state
legislature. But if in any blind pursuit of inordinate power, either
should attempt it, this amendment may be appealed to as a restraint on
both.” Rawle 121–122.
20
Like Tucker, Rawle regarded the English game laws as violating the right codified in the
Second Amendment. See id.,
122–123. Rawle clearly differentiated between the people’s right to
bear arms and their service in a militia: “In a people permitted and
accustomed to bear arms, we have the rudiments of a militia, which
properly consists of armed citizens, divided into military bands, and
instructed at least in part, in the use of arms for the purposes of
war.” Id., at 140. Rawle further said that the
Second Amendment
right ought not “be abused to the disturbance of the public peace,”
such as by assembling with other armed individuals “for an unlawful
purpose”—statements that make no sense if the right does not extend to any individual purpose.
Joseph Story published his famous Commentaries on the Constitution of the United Statesin 1833. Justice Stevens suggests that “[t]here is not so much as a whisper” in Story’s explanation of the
Second Amendment that favors the individual-rights view. Post,
at 34. That is wrong. Story explained that the English Bill of Rights
had also included a “right to bear arms,” a right that, as we have
discussed, had nothing to do with militia service. 3 Story §1858. He
then equated the English right with the
Second Amendment:
Ҥ1891. A similar provision [to the
Second Amendment]
in favour of protestants (for to them it is confined) is to be found in
the bill of rights of 1688, it being declared, ‘that the subjects,
which are protestants, may have arms for their defence suitable to their
condition, and as allowed by law.’ But under various pretences the
effect of this provision has been greatly narrowed; and it is at present
in England more nominal than real, as a defensive privilege.”
(Footnotes omitted.)
This comparison to the Declaration of Right would not make sense if the
Second Amendment
right was the right to use a gun in a militia, which was plainly not
what the English right protected. As the Tennessee Supreme Court
recognized 38 years after Story wrote his Commentaries, “[t]he passage
from Story, shows clearly that this right was intended … and was
guaranteed to, and to be exercised and enjoyed by the citizen as such,
and not by him as a soldier, or in defense solely of his political
rights.” Andrews v. State,
50Tenn.
165,
183 (1871). Story’s Commentaries also cite as support Tucker and Rawle,
both of whom clearly viewed the right as unconnected to militia
service. See 3 Story §1890, n. 2; §1891, n. 3. In addition, in a
shorter 1840 work Story wrote: “One of the ordinary modes, by which
tyrants accomplish their purposes without resistance, is, by disarming
the people, and making it an offence to keep arms, and by substituting a
regular army in the stead of a resort to the militia.” A Familiar
Exposition of the Constitution of the United States §450 (reprinted in
1986).
Antislavery advocates routinely invoked
the right to bear arms for self-defense. Joel Tiffany, for example,
citing Blackstone’s description of the right, wrote that “the right to
keep and bear arms, also implies the right to use them if necessary in
self defence; without this right to use the guaranty would have hardly
been worth the paper it consumed.” A Treatise on the
Unconstitutionality of American Slavery 117–118 (1849); see also L.
Spooner, The Unconstitutionality of Slavery 116 (1845) (right enables
“personal defence”). In his famous Senate speech about the 1856
“Bleeding Kansas” conflict, Charles Sumner proclaimed:
“The rifle has ever been the companion of
the pioneer and, under God, his tutelary protector against the red man
and the beast of the forest. Never was this efficient weapon more
needed in just self-defence, than now in Kansas, and at least one
article in our National Constitution must be blotted out, before the
complete right to it can in any way be impeached. And yet such is the
madness of the hour, that, in defiance of the solemn guarantee, embodied
in the Amendments to the Constitution, that ‘the right of the people to
keep and bear arms shall not be infringed,’ the people of Kansas have
been arraigned for keeping and bearing them, and the Senator from South
Carolina has had the face to say openly, on this floor, that they should
be disarmed—of course, that the fanatics of Slavery, his allies and
constituents, may meet no impediment.” The Crime Against Kansas, May
19–20, 1856, in American Speeches: Political Oratory from the Revolution
to the Civil War 553, 606–607 (2006).
We have found only one early
19th-century commentator who clearly conditioned the right to keep and
bear arms upon service in the militia—and he recognized that the
prevailing view was to the contrary. “The provision of the
constitution, declaring the right of the people to keep and bear arms,
&c. was probably intended to apply to the right of the people to
bear arms for such [militia-related] purposes only, and not to prevent
congress or the legislatures of the different states from enacting laws
to prevent the citizens from always going armed. A different
construction however has been given to it.” B. Oliver, The Rights of an
American Citizen 177 (1832).
2. Pre-Civil War Case Law
The 19th-century cases that interpreted the
Second Amendment universally support an individual right unconnected to militia service. In Houston v. Moore,
5 Wheat. 1, 24 (1820), this Court held that States have concurrent
power over the militia, at least where not pre-empted by Congress.
Agreeing in dissent that States could “organize, discipline, and arm”
the militia in the absence of conflicting federal regulation, Justice
Story said that the
Second Amendment
“may not, perhaps, be thought to have any important bearing on this
point. If it have, it confirms and illustrates, rather than impugns the
reasoning already suggested.” Id., at
51–53. Of course, if the Amendment simply “protect[ed] the right of the
people of each of the several States to maintain a well-regulated
militia,” post, at 1 (Stevens,
J., dissenting), it would have enormous and obvious bearing on the
point. But the Court and Story derived the States’ power over the
militia from the nonexclusive nature of federal power, not from the
Second Amendment,
whose preamble merely “confirms and illustrates” the importance of the
militia. Even clearer was Justice Baldwin. In the famous
fugitive-slave case of Johnson v. Tompkins, 13 F. Cas. 840, 850, 852 (CC Pa. 1833), Baldwin, sitting as a circuit judge, cited both the
Second Amendment
and the Pennsylvania analogue for his conclusion that a citizen has “a
right to carry arms in defence of his property or person, and to use
them, if either were assailed with such force, numbers or violence as
made it necessary for the protection or safety of either.”
Many early 19th-century state cases indicated that the
Second Amendment
right to bear arms was an individual right unconnected to militia
service, though subject to certain restrictions. A Virginia case in
1824 holding that the Constitution did not extend to free blacks
explained that “numerous restrictions imposed on [blacks] in our Statute
Book, many of which are inconsistent with the letter and spirit of the
Constitution, both of this State and of the United States as respects
the free whites, demonstrate, that, here, those instruments have not
been considered to extend equally to both classes of our population. We
will only instance the restriction upon the migration of free blacks
into this State, and upon their right to bear arms.” Aldridge v. Commonwealth, 2 Va. Cas. 447, 449 (Gen. Ct.). The claim was obviously not that blacks were prevented from carrying guns in the militia.
21
See also Waters v. State,
1Gill
302,
309 (Md.
1843) (because free blacks were treated as a “dangerous population,”
“laws have been passed to prevent their migration into this State; to
make it unlawful for them to bear arms; to guard even their religious
assemblages with peculiar watchfulness”). An 1829 decision by the
Supreme Court of Michigan said: “The constitution of the United States
also grants to the citizen the right to keep and bear arms. But the
grant of this privilege cannot be construed into the right in him who
keeps a gun to destroy his neighbor. No rights are intended to be
granted by the constitution for an unlawful or unjustifiable purpose.” United States v. Sheldon,
in 5 Transactions of the Supreme Court of the Territory of Michigan
337, 346 (W. Blume ed. 1940) (hereinafter Blume). It is not possible to
read this as discussing anything other than an individual right
unconnected to militia service. If it did have to do with militia
service, the limitation upon it would not be any “unlawful or
unjustifiable purpose,” but any nonmilitary purpose whatsoever.
In Nunn v. State,
1Ga.
243,
251 (1846), the Georgia Supreme Court construed the
Second Amendment as protecting the “natural
right of self-defence” and therefore struck down a ban on carrying
pistols openly. Its opinion perfectly captured the way in which the
operative clause of the
Second Amendment furthers the purpose announced in the prefatory clause, in continuity with the English right:
“The right of the whole people, old and young, men, women and boys, and not militia only, to keep and bear arms of every description, and not such merely as are used by the militia, shall not be infringed,
curtailed, or broken in upon, in the smallest degree; and all this for
the important end to be attained: the rearing up and qualifying a
well-regulated militia, so vitally necessary to the security of a free
State. Our opinion is, that any law, State or Federal, is repugnant to
the Constitution, and void, which contravenes this right,
originally belonging to our forefathers, trampled under foot by Charles
I. and his two wicked sons and successors, re-established by the
revolution of 1688, conveyed to this land of liberty by the colonists,
and finally incorporated conspicuously in our own Magna Charta!”
Likewise, in State v. Chandler,
5La. Ann.
489,
490 (1850), the Louisiana Supreme Court held that citizens had a right
to carry arms openly: “This is the right guaranteed by the Constitution
of the United States, and which is calculated to incite men to a manly
and noble defence of themselves, if necessary, and of their country,
without any tendency to secret advantages and unmanly assassinations.”
Those who believe that the
Second Amendment preserves only a militia-centered right place great reliance on the Tennessee Supreme Court’s 1840 decision in Aymette v. State,
21 Tenn. 154. The case does not stand for that broad proposition; in
fact, the case does not mention the word “militia” at all, except in its
quoting of the
Second Amendment. Aymette held
that the state constitutional guarantee of the right to “bear” arms did
not prohibit the banning of concealed weapons. The opinion first
recognized that both the state right and the federal right were
descendents of the 1689 English right, but (erroneously, and contrary to
virtually all other authorities) read that right to refer only to
“protect[ion of] the public liberty” and “keep[ing] in awe those in
power,” id., at 158. The court then adopted
a sort of middle position, whereby citizens were permitted to carry
arms openly, unconnected with any service in a formal militia, but were
given the right to use them only for the military purpose of banding
together to oppose tyranny. This odd reading of the right is, to be
sure, not the one we adopt—but it is not petitioners’ reading either.
More importantly, seven years earlier the Tennessee Supreme Court had
treated the state constitutional provision as conferring a right “of all
the free citizens of the State to keep and bear arms for their
defence,” Simpson, 5 Yer., at 360; and 21
years later the court held that the “keep” portion of the state
constitutional right included the right to personal self-defense: “[T]he
right to keep arms involves, necessarily, the right to use such arms
for all the ordinary purposes, and in all the ordinary modes usual in
the country, and to which arms are adapted, limited by the duties of a
good citizen in times of peace.” Andrews, 50 Tenn., at 178; see also ibid. (equating state provision with
Second Amendment).
3. Post-Civil War Legislation.
In the aftermath of the Civil War, there was an outpouring of discussion of the
Second Amendment
in Congress and in public discourse, as people debated whether and how
to secure constitutional rights for newly free slaves. See generally S.
Halbrook, Freedmen, the
Fourteenth Amendment, and the Right to Bear Arms, 1866–1876 (1998) (hereinafter Halbrook); Brief for Institute for Justice as Amicus Curiae. Since those discussions took place 75 years after the ratification of the
Second Amendment,
they do not provide as much insight into its original meaning as
earlier sources. Yet those born and educated in the early 19th century
faced a widespread effort to limit arms ownership by a large number of
citizens; their understanding of the origins and continuing significance
of the Amendment is instructive.
Blacks were routinely disarmed by
Southern States after the Civil War. Those who opposed these injustices
frequently stated that they infringed blacks’ constitutional right to
keep and bear arms. Needless to say, the claim was not that blacks were
being prohibited from carrying arms in an organized state militia. A
Report of the Commission of the Freedmen’s Bureau in 1866 stated
plainly: “[T]he civil law [of Kentucky] prohibits the colored man from
bearing arms. . . . Their arms are taken from them by the civil
authorities… . Thus, the right of the people to keep and bear arms as
provided in the Constitution is infringed.” H. R. Exec. Doc. No. 70, 39th Cong., 1st Sess., 233, 236. A joint congressional Report decried:
“in some parts of [South Carolina], armed
parties are, without proper authority, engaged in seizing all fire-arms
found in the hands of the freemen. Such conduct is in clear and direct
violation of their personal rights as guaranteed by the Constitution of
the United States, which declares that ‘the right of the people to keep
and bear arms shall not be infringed.’ The freedmen of South Carolina
have shown by their peaceful and orderly conduct that they can safely be
trusted with fire-arms, and they need them to kill game for
subsistence, and to protect their crops from destruction by birds and
animals.” Joint Comm. on Reconstruction, H. R. Rep. No. 30, 39th Cong.,
1st Sess., pt. 2, p. 229 (1866) (Proposed Circular of Brigadier General
R. Saxton).
The view expressed in these statements
was widely reported and was apparently widely held. For example, an
editorial in The Loyal Georgian (Augusta) on February 3, 1866, assured
blacks that “[a]ll men, without distinction of color, have the right to
keep and bear arms to defend their homes, families or themselves.”
Halbrook 19.
Congress enacted the Freedmen’s Bureau Act on July 16, 1866. Section 14 stated:
“[T]he right … to have full and equal
benefit of all laws and proceedings concerning personal liberty,
personal security, and the acquisition, enjoyment, and disposition of
estate, real and personal, including the constitutional right to bear
arms, shall be secured to and enjoyed by all the citizens … without
respect to race or color, or previous condition of slavery… . ”
14Stat.
176–177.
The understanding that the
Second Amendment
gave freed blacks the right to keep and bear arms was reflected in
congressional discussion of the bill, with even an opponent of it saying
that the founding generation “were for every man bearing his arms about
him and keeping them in his house, his castle, for his own defense.”
Cong. Globe, 39th Cong., 1st Sess., 362, 371 (1866) (Sen. Davis).
Similar discussion attended the passage of the Civil Rights Act of 1871 and the
Fourteenth Amendment.
For example, Representative Butler said of the Act: “Section eight is
intended to enforce the well-known constitutional provision guaranteeing
the right of the citizen to ‘keep and bear arms,’ and provides that
whoever shall take away, by force or violence, or by threats and
intimidation, the arms and weapons which any person may have for his
defense, shall be deemed guilty of larceny of the same.” H. R. Rep. No.
37, 41st Cong., 3d Sess., pp. 7–8 (1871). With respect to the proposed
Amendment, Senator Pomeroy described as one of the three
“indispensable” “safeguards of liberty … under the Constitution” a man’s
“right to bear arms for the defense of himself and family and his
homestead.” Cong. Globe, 39th Cong., 1st Sess., 1182 (1866).
Representative Nye thought the
Fourteenth Amendment
unnecessary because “[a]s citizens of the United States [blacks] have
equal right to protection, and to keep and bear arms for self-defense.”
Id., at 1073 (1866).
It was plainly the understanding in the post-Civil War Congress that the
Second Amendment protected an individual right to use arms for self-defense.
4. Post-Civil War Commentators.
Every late-19th-century legal scholar that we have read interpreted the
Second Amendment
to secure an individual right unconnected with militia service. The
most famous was the judge and professor Thomas Cooley, who wrote a
massively popular 1868 Treatise on Constitutional Limitations.
Concerning the
Second Amendment it said:
“Among the other defences to personal
liberty should be mentioned the right of the people to keep and bear
arms… . The alternative to a standing army is ‘a well-regulated
militia,’ but this cannot exist unless the people are trained to bearing
arms. How far it is in the power of the legislature to regulate this
right, we shall not undertake to say, as happily there has been very
little occasion to discuss that subject by the courts.” Id., at 350.
That Cooley understood the right not as connected to militia service,
but as securing the militia by ensuring a populace familiar with arms,
is made even clearer in his 1880 work, General Principles of
Constitutional Law. The
Second Amendment,
he said, “was adopted with some modification and enlargement from the
English Bill of Rights of 1688, where it stood as a protest against
arbitrary action of the overturned dynasty in disarming the people.” Id., at 270. In a section entitled “The Right in General,” he continued:
“It might be supposed from the phraseology
of this provision that the right to keep and bear arms was only
guaranteed to the militia; but this would be an interpretation not
warranted by the intent. The militia, as has been elsewhere explained,
consists of those persons who, under the law, are liable to the
performance of military duty, and are officered and enrolled for service
when called upon. But the law may make provision for the enrolment of
all who are fit to perform military duty, or of a small number only, or
it may wholly omit to make any provision at all; and if the right were
limited to those enrolled, the purpose of this guaranty might be
defeated altogether by the action or neglect to act of the government it
was meant to hold in check. The meaning of the provision undoubtedly
is, that the people, from whom the militia must be taken, shall have the
right to keep and bear arms; and they need no permission or regulation
of law for the purpose. But this enables government to have a
well-regulated militia; for to bear arms implies something more than the
mere keeping; it implies the learning to handle and use them in a way
that makes those who keep them ready for their efficient use; in other
words, it implies the right to meet for voluntary discipline in arms,
observing in doing so the laws of public order.” Id., at 271.
All other post-Civil War 19th-century
sources we have found concurred with Cooley. One example from each
decade will convey the general flavor:
“[The purpose of the
Second Amendment
is] to secure a well-armed militia… . But a militia would be useless
unless the citizens were enabled to exercise themselves in the use of
warlike weapons. To preserve this privilege, and to secure to the
people the ability to oppose themselves in military force against the
usurpations of government, as well as against enemies from without, that
government is forbidden by any law or proceeding to invade or destroy
the right to keep and bear arms… . The clause is analogous to the one
securing the freedom of speech and of the press. Freedom, not license,
is secured; the fair use, not the libellous abuse, is protected.” J.
Pomeroy, An Introduction to the Constitutional Law of the United States
152–153 (1868) (hereinafter Pomeroy).
“As the Constitution of the United States, and the constitutions of
several of the states, in terms more or less comprehensive, declare the
right of the people to keep and bear arms, it has been a subject of
grave discussion, in some of the state courts, whether a statute
prohibiting persons, when not on a journey, or as travellers, from wearing or carrying concealed weapons,
be constitutional. There has been a great difference of opinion on the
question.” 2 J. Kent, Commentaries on American Law *340, n. 2 (O.
Holmes ed., 12th ed. 1873) (hereinafter Kent).
“Some general knowledge of firearms is important to the public welfare;
because it would be impossible, in case of war, to organize promptly an
efficient force of volunteers unless the people had some familiarity
with weapons of war. The Constitution secures the right of the people
to keep and bear arms. No doubt, a citizen who keeps a gun or pistol
under judicious precautions, practices in safe places the use of it, and
in due time teaches his sons to do the same, exercises his individual
right. No doubt, a person whose residence or duties involve peculiar
peril may keep a pistol for prudent self-defence.” B. Abbott, Judge and
Jury: A Popular Explanation of the Leading Topics in the Law of the
Land 333 (1880) (hereinafter Abbott).
“The right to bear arms has always been
the distinctive privilege of freemen. Aside from any necessity of
self-protection to the person, it represents among all nations power
coupled with the exercise of a certain jurisdiction. … [I]t was not
necessary that the right to bear arms should be granted in the
Constitution, for it had always existed.” J. Ordronaux, Constitutional
Legislation in the United States 241–242 (1891).
E
We now ask whether any of our precedents forecloses the conclusions we have reached about the meaning of the
Second Amendment.
United States v. Cruikshank,
92 U. S. 542,
in the course of vacating the convictions of members of a white mob for
depriving blacks of their right to keep and bear arms, held that the
Second Amendment
does not by its own force apply to anyone other than the Federal
Government. The opinion explained that the right “is not a right
granted by the Constitution [or] in any manner dependent upon that
instrument for its existence. The second amendment … means no more than
that it shall not be infringed by Congress.” 92 U. S., at 553. States, we said, were free to restrict or protect the right under their police powers. The limited discussion of the
Second Amendment in Cruikshank supports, if anything, the individual-rights interpretation. There was no claim in Cruikshank
that the victims had been deprived of their right to carry arms in a
militia; indeed, the Governor had disbanded the local militia unit the
year before the mob’s attack, see C. Lane, The Day Freedom Died 62
(2008). We described the right protected by the
Second Amendment as “ ‘bearing arms for a lawful purpose’ ”
22
and said that “the people [must] look for their
protection against any violation by their fellow-citizens of the rights
it recognizes” to the States’ police power. 92 U. S., at 553. That
discussion makes little sense if it is only a right to bear arms in a
state militia.
23
Presser v. Illinois,
116 U. S. 252
(1886)
, held that the right to keep and bear arms was not violated by a law
that forbade “bodies of men to associate together as military
organizations, or to drill or parade with arms in cities and towns
unless authorized by law.” Id., at 264–265.
This does not refute the individual-rights interpretation of the
Amendment; no one supporting that interpretation has contended that
States may not ban such groups. Justice Stevens presses Presser into service to support his view that the right to bear arms is limited to service in the militia by joining Presser’s brief discussion of the
Second Amendment with a later portion of the opinion making the seemingly relevant (to the
Second Amendment) point that the plaintiff was not a member of the state militia. Unfortunately for Justice Stevens’ argument, that later portion deals with the Fourteenth Amendment; it was the Fourteenth Amendmentto which the plaintiff’s nonmembership in the militia was relevant. Thus, Justice Stevens’ statement that Presser “suggested that… nothing in the Constitution protected the use of arms outside the context of a militia,” post, at 40, is simply wrong. Presser said nothing about the
Second Amendment’s meaning or scope, beyond the fact that it does not prevent the prohibition of private paramilitary organizations.
Justice Stevens places overwhelming reliance upon this Court’s decision in United States v. Miller,
307 U. S. 174 (1939)
. “[H]undreds of judges,” we are told, “have relied on the view of the amendment we endorsed there,” post,
at 2, and “[e]ven if the textual and historical arguments on both side
of the issue were evenly balanced, respect for the well-settled views of
all of our predecessors on this Court, and for the rule of law itself …
would prevent most jurists from endorsing such a dramatic upheaval in
the law,” post, at 4. And what is, according to Justice Stevens, the holding of Miller that demands such obeisance? That the
Second Amendment
“protects the right to keep and bear arms for certain military
purposes, but that it does not curtail the legislature’s power to
regulate the nonmilitary use and ownership of weapons.” Post, at 2.
Nothing so clearly demonstrates the weakness of Justice Stevens’ case. Miller did not hold that and cannot possibly be read to have held that. The judgment in the case upheld against a
Second Amendment
challenge two men’s federal convictions for transporting an
unregistered short-barreled shotgun in interstate commerce, in violation
of the National Firearms Act,
48Stat.
1236. It is entirely clear that the Court’s basis for saying that the
Second Amendment did not apply was not that the defendants were “bear[ing] arms” not “for … military purposes” but for “nonmilitary use,” post, at 2. Rather, it was that the type of weapon at issue was not eligible for
Second Amendment
protection: “In the absence of any evidence tending to show that the
possession or use of a [short-barreled shotgun] at this time has some
reasonable relationship to the preservation or efficiency of a well
regulated militia, we cannot say that the
Second Amendment guarantees the right to keep and bear such an instrument.”
307 U. S., at 178 (emphasis added). “Certainly,” the Court continued,
“it is not within judicial notice that this weapon is any part of the
ordinary military equipment or that its use could contribute to the
common defense.” Ibid. Beyond that, the opinion provided no explanation of the content of the right.
This holding is not only consistent with, but positively suggests, that the
Second Amendment
confers an individual right to keep and bear arms (though only arms
that “have some reasonable relationship to the preservation or
efficiency of a well regulated militia”). Had the Court believed that
the
Second Amendment
protects only those serving in the militia, it would have been odd to
examine the character of the weapon rather than simply note that the two
crooks were not militiamen. Justice Stevens can say again and again that Miller
did “not turn on the difference between muskets and sawed-off shotguns,
it turned, rather, on the basic difference between the military and
nonmilitary use and possession of guns,” post, at 42–43, but the words of the opinion prove otherwise. The most Justice Stevens can plausibly claim for Miller is that it declined to decide the nature of the
Second Amendment
right, despite the Solicitor General’s argument (made in the
alternative) that the right was collective, see Brief for United States,
O. T. 1938, No. 696, pp. 4–5. Miller stands only for the proposition that the
Second Amendment right, whatever its nature, extends only to certain types of weapons.
It is particularly wrongheaded to read Miller for more than what it said, because the case did not even purport to be a thorough examination of the
Second Amendment. Justice Stevens claims, post, at 42, that the opinionreached
its conclusion “[a]fter reviewing many of the same sources that are
discussed at greater length by the Court today.” Not many, which was
not entirely the Court’s fault. The respondent made no appearance in
the case, neither filing a brief nor appearing at oral argument; the
Court heard from no one but the Government (reason enough, one would
think, not to make that case the beginning and the end of this Court’s
consideration of the
Second Amendment). See Frye, The Peculiar Story of United States v. Miller,
3 N. Y. U. J. L. & Liberty 48, 65–68 (2008). The Government’s
brief spent two pages discussing English legal sources, concluding “that
at least the carrying of weapons without lawful occasion or excuse was
always a crime” and that (because of the class-based restrictions and
the prohibition on terrorizing people with dangerous or unusual weapons)
“the early English law did not guarantee an unrestricted right to bear
arms.” Brief for United States, O. T. 1938, No. 696, at 9–11. It then
went on to rely primarily on the discussion of the English right to bear
arms in Aymette v. State, 21 Tenn. 154, for the proposition that the only uses of arms protected by the
Second Amendment
are those that relate to the militia, not self-defense. See Brief for
United States, O. T. 1938, No. 696, at 12–18. The final section of the
brief recognized that “some courts have said that the right to bear arms
includes the right of the individual to have them for the protection of
his person and property,” and launched an alternative argument that
“weapons which are commonly used by criminals,” such as sawed-off
shotguns, are not protected. See id., at 18–21. The Government’s Miller brief thus provided scant discussion of the history of the
Second Amendment—and the Court was presented with no counterdiscussion. As for the text of the Court’s opinion itself, that discusses none of the history of the
Second Amendment.
It assumes from the prologue that the Amendment was designed to
preserve the militia, 307 U. S., at 178 (which we do not dispute), and
then reviews some historical materials dealing with the nature of the
militia, and in particular with the nature of the arms their members
were expected to possess, id., at 178–182. Not a word (not a word) about the history of the
Second Amendment. This is the mighty rock upon which the dissent rests its case.
24
We may as well consider at this point (for we will have to consider eventually) what types of weapons Miller permits. Read in isolation, Miller’s
phrase “part of ordinary military equipment” could mean that only those
weapons useful in warfare are protected. That would be a startling
reading of the opinion, since it would mean that the National Firearms
Act’s restrictions on machineguns (not challenged in Miller) might be unconstitutional, machineguns being useful in warfare in 1939. We think that Miller’s
“ordinary military equipment” language must be read in tandem with what
comes after: “[O]rdinarily when called for [militia] service
[able-bodied] men were expected to appear bearing arms supplied by
themselves and of the kind in common use at the time.” 307 U. S., at
179. The traditional militia was formed from a pool of men bringing
arms “in common use at the time” for lawful purposes like self-defense.
“In the colonial and revolutionary war era, [small-arms] weapons used
by militiamen and weapons used in defense of person and home were one
and the same.” State v. Kessler,
289 Ore. 359, 368, 614 P. 2d 94, 98 (1980) (citing G. Neumann, Swords
and Blades of the American Revolution 6–15, 252–254 (1973)). Indeed,
that is precisely the way in which the
Second Amendment’s operative clause furthers the purpose announced in its preface. We therefore read Miller to say only that the
Second Amendment
does not protect those weapons not typically possessed by law-abiding
citizens for lawful purposes, such as short-barreled shotguns. That
accords with the historical understanding of the scope of the right, see
Part III, infra.
25
We conclude that nothing in our precedents forecloses our adoption of the original understanding of the
Second Amendment.
It should be unsurprising that such a significant matter has been for
so long judicially unresolved. For most of our history, the Bill of
Rights was not thought applicable to the States, and the Federal
Government did not significantly regulate the possession of firearms by
law-abiding citizens. Other provisions of the Bill of Rights have
similarly remained unilluminated for lengthy periods. This Court first
held a law to violate the
First Amendment’s guarantee of freedom of speech in 1931, almost 150 years after the Amendment was ratified, see Near v. Minnesota ex rel. Olson,
283 U. S. 697 (1931)
, and it was not until after World War II that we held a law invalid under the Establishment Clause, see Illinois ex rel. McCollum v. Board of Ed. of School Dist. No. 71, Champaign Cty.,
333 U. S. 203
(1948)
. Even a question as basic as the scope of proscribable libel was not
addressed by this Court until 1964, nearly two centuries after the
founding. See New York Times Co. v. Sullivan,
376 U. S. 254 (1964)
. It is demonstrably not true that, as Justice Stevens claims, post, at 41–42,“for
most of our history, the invalidity of Second-Amendment-based
objections to firearms regulations has been well settled and
uncontroversial.” For most of our history the question did not present
itself.
III
Like most rights, the right secured by the
Second Amendment
is not unlimited. From Blackstone through the 19th-century cases,
commentators and courts routinely explained that the right was not a
right to keep and carry any weapon whatsoever in any manner whatsoever
and for whatever purpose. See, e.g., Sheldon, in 5 Blume 346; Rawle 123; Pomeroy 152–153; Abbott333.
For example, the majority of the 19th-century courts to consider the
question held that prohibitions on carrying concealed weapons were
lawful under the
Second Amendment or state analogues. See, e.g., State v. Chandler, 5 La. Ann., at 489–490; Nunn v. State,
1 Ga., at 251; see generally 2 Kent *340, n. 2; The American Students’
Blackstone 84, n. 11 (G. Chase ed. 1884). Although we do not undertake
an exhaustive historical analysis today of the full scope of the
Second Amendment,
nothing in our opinion should be taken to cast doubt on longstanding
prohibitions on the possession of firearms by felons and the mentally
ill, or laws forbidding the carrying of firearms in sensitive places
such as schools and government buildings, or laws imposing conditions
and qualifications on the commercial sale of arms.
26
We also recognize another important limitation on the right to keep and carry arms. Miller said,
as we have explained, that the sorts of weapons protected were those
“in common use at the time.” 307 U. S., at 179. We think that
limitation is fairly supported by the historical tradition of
prohibiting the carrying of “dangerous and unusual weapons.” See 4
Blackstone 148–149 (1769); 3 B. Wilson, Works of the Honourable James
Wilson 79 (1804); J. Dunlap, The New-York Justice 8 (1815); C.
Humphreys, A Compendium of the Common Law in Force in Kentucky 482
(1822); 1 W. Russell, A Treatise on Crimes and Indictable Misdemeanors
271–272 (1831); H. Stephen, Summary of the Criminal Law 48 (1840); E.
Lewis, An Abridgment of the Criminal Law of the United States 64 (1847);
F. Wharton, A Treatise on the Criminal Law of the United States 726
(1852). See also State v. Langford, 10 N. C. 381, 383–384 (1824); O’Neill v. State,
16Ala.
65,
67 (1849); English v. State,
35Tex.
473,
476 (1871); State v. Lanier, 71 N. C. 288, 289 (1874).
It may be objected that if weapons that
are most useful in military service—M-16 rifles and the like—may be
banned, then the
Second Amendment right is completely detached from the prefatory clause. But as we have said, the conception of the militia at the time of the
Second Amendment’s
ratification was the body of all citizens capable of military service,
who would bring the sorts of lawful weapons that they possessed at home
to militia duty. It may well be true today that a militia, to be as
effective as militias in the 18th century, would require sophisticated
arms that are highly unusual in society at large. Indeed, it may be
true that no amount of small arms could be useful against modern-day
bombers and tanks. But the fact that modern developments have limited
the degree of fit between the prefatory clause and the protected right
cannot change our interpretation of the right.
IV
We turn finally to the law at issue
here. As we have said, the law totally bans handgun possession in the
home. It also requires that any lawful firearm in the home be
disassembled or bound by a trigger lock at all times, rendering it
inoperable.
As the quotations earlier in this opinion demonstrate, the inherent right of self-defense has been central to the
Second Amendment
right. The handgun ban amounts to a prohibition of an entire class of
“arms” that is overwhelmingly chosen by American society for that lawful
purpose. The prohibition extends, moreover, to the home, where the
need for defense of self, family, and property is most acute. Under any
of the standards of scrutiny that we have applied to enumerated
constitutional rights,
27
banning from the home “the most preferred firearm in
the nation to ‘keep’ and use for protection of one’s home and family,”
478 F. 3d, at 400, would fail constitutional muster.
Few laws in the history of our Nation
have come close to the severe restriction of the District’s handgun ban.
And some of those few have been struck down. In Nunn v. State,
the Georgia Supreme Court struck down a prohibition on carrying pistols
openly (even though it upheld a prohibition on carrying concealed
weapons). See 1 Ga., at 251. In Andrews v. State,
the Tennessee Supreme Court likewise held that a statute that forbade
openly carrying a pistol “publicly or privately, without regard to time
or place, or circumstances,” 50 Tenn., at 187, violated the state
constitutional provision (which the court equated with the
Second Amendment). That was so even though the statute did not restrict the carrying of long guns. Ibid. See also State v. Reid,
1 Ala. 612, 616–617 (1840) (“A statute which, under the pretence of
regulating, amounts to a destruction of the right, or which requires
arms to be so borne as to render them wholly useless for the purpose of
defence, would be clearly unconstitutional”).
It is no answer to say, as petitioners
do, that it is permissible to ban the possession of handguns so long as
the possession of other firearms (i.e., long
guns) is allowed. It is enough to note, as we have observed, that the
American people have considered the handgun to be the quintessential
self-defense weapon. There are many reasons that a citizen may prefer a
handgun for home defense: It is easier to store in a location that is
readily accessible in an emergency; it cannot easily be redirected or
wrestled away by an attacker; it is easier to use for those without the
upper-body strength to lift and aim a long gun; it can be pointed at a
burglar with one hand while the other hand dials the police. Whatever
the reason, handguns are the most popular weapon chosen by Americans for
self-defense in the home, and a complete prohibition of their use is
invalid.
We must also address the District’s
requirement (as applied to respondent’s handgun) that firearms in the
home be rendered and kept inoperable at all times. This makes it
impossible for citizens to use them for the core lawful purpose of
self-defense and is hence unconstitutional. The District argues that we
should interpret this element of the statute to contain an exception
for self-defense. See Brief for Petitioners 56–57. But we think that
is precluded by the unequivocal text, and by the presence of certain
other enumerated exceptions: “Except for law enforcement personnel … ,
each registrant shall keep any firearm in his possession unloaded and
disassembled or bound by a trigger lock or similar device unless such
firearm is kept at his place of business, or while being used for lawful
recreational purposes within the District of Columbia.” D. C. Code
§7–2507.02. The nonexistence of a self-defense exception is also
suggested by the D. C. Court of Appeals’ statement that the statute
forbids residents to use firearms to stop intruders, see McIntosh v. Washington, 395 A. 2d 744, 755–756 (1978).
28
Apart from his challenge to the handgun
ban and the trigger-lock requirement respondent asked the District Court
to enjoin petitioners from enforcing the separate licensing requirement
“in such a manner as to forbid the carrying of a firearm within one’s
home or possessed land without a license.” App. 59a. The Court of
Appeals did not invalidate the licensing requirement, but held only that
the District “may not prevent [a handgun] from being moved throughout
one’s house.” 478 F. 3d, at 400. It then ordered the District Court to
enter summary judgment “consistent with [respondent’s] prayer for
relief.” Id., at 401. Before this Court
petitioners have stated that “if the handgun ban is struck down and
respondent registers a handgun, he could obtain a license, assuming he
is not otherwise disqualified,” by which they apparently mean if he is
not a felon and is not insane. Brief for Petitioners 58. Respondent
conceded at oral argument that he does not “have a problem with …
licensing” and that the District’s law is permissible so long as it is
“not enforced in an arbitrary and capricious manner.” Tr. of Oral Arg.
74–75. We therefore assume that petitioners’ issuance of a license will
satisfy respondent’s prayer for relief and do not address the licensing
requirement.
Justice Breyer has devoted most of his separate dissent to the handgun ban. He says that, even assuming the
Second Amendment
is a personal guarantee of the right to bear arms, the District’s
prohibition is valid. He first tries to establish this by founding-era
historical precedent, pointing to various restrictive laws in the
colonial period. These demonstrate, in his view, that the District’s
law “imposes a burden upon gun owners that seems proportionately no
greater than restrictions in existence at the time the
Second Amendment was adopted.” Post,
at 2. Of the laws he cites, only one offers even marginal support for
his assertion. A 1783 Massachusetts law forbade the residents of Boston
to “take into” or “receive into” “any Dwelling House, Stable, Barn,
Out-house, Ware-house, Store, Shop or other Building” loaded firearms,
and permitted the seizure of any loaded firearms that “shall be found”
there. Act of Mar. 1, 1783, ch. 13, 1783 Mass. Acts p. 218. That
statute’s text and its prologue, which makes clear that the purpose of
the prohibition was to eliminate the danger to firefighters posed by the
“depositing of loaded Arms” in buildings, give reason to doubt that
colonial Boston authorities would have enforced that general prohibition
against someone who temporarily loaded a firearm to confront an
intruder (despite the law’s application in that case). In any case, we
would not stake our interpretation of the
Second Amendment
upon a single law, in effect in a single city, that contradicts the
overwhelming weight of other evidence regarding the right to keep and
bear arms for defense of the home. The other laws Justice Breyer
cites are gunpowder-storage laws that he concedes did not clearly
prohibit loaded weapons, but required only that excess gunpowder be kept
in a special container or on the top floor of the home. Post,
at 6–7. Nothing about those fire-safety laws undermines our analysis;
they do not remotely burden the right of self-defense as much as an
absolute ban on handguns. Nor, correspondingly, does our analysis
suggest the invalidity of laws regulating the storage of firearms to
prevent accidents.
Justice Breyer points to
other founding-era laws that he says “restricted the firing of guns
within the city limits to at least some degree” in Boston, Philadelphia
and New York. Post, at 4 (citing Churchill,
Gun Regulation, the Police Power, and the Right to Keep Arms in Early
America,
25Law & Hist. Rev.
139,
162 (2007)). Those laws provide no support for the severe restriction
in the present case. The New York law levied a fine of 20 shillings on
anyone who fired a gun in certain places (including houses) on New
Year’s Eve and the first two days of January, and was aimed at
preventing the “great Damages … frequently done on [those days] by
persons going House to House, with Guns and other Firearms and being
often intoxicated with Liquor.” 5 Colonial Laws of New York 244–246
(1894). It is inconceivable that this law would have been enforced
against a person exercising his right to self-defense on New Year’s Day
against such drunken hooligans. The Pennsylvania law to which Justice Breyer
refers levied a fine of 5 shillings on one who fired a gun or set off
fireworks in Philadelphia without first obtaining a license from the
governor. See Act of Aug. 26, 1721, §4, in 3 Stat.at
Large 253–254. Given Justice Wilson’s explanation that the right to
self-defense with arms was protected by the Pennsylvania Constitution,
it is unlikely that this law (which in any event amounted to at most a
licensing regime) would have been enforced against a person who used
firearms for self-defense. Justice Breyer cites a Rhode Island law that simply levied a 5-shilling fine on those who fired guns in streets and taverns,
a law obviously inapplicable to this case. See An Act for preventing
Mischief being done in the town of Newport, or in any other town in this
Government, 1731, Rhode Island Session Laws. Finally, Justice Breyer
points to a Massachusetts law similar to the Pennsylvania law,
prohibiting “discharg[ing] any Gun or Pistol charged with Shot or Ball
in the Town of Boston.” Act of May 28,
1746, ch. X, Acts and Laws of Mass. Bay 208. It is again implausible
that this would have been enforced against a citizen acting in
self-defense, particularly given its preambulatory reference to “the indiscreet firing of Guns.” Ibid. (preamble) (emphasis added).
A broader point about the laws that Justice Breyer
cites: All of them punished the discharge (or loading) of guns with a
small fine and forfeiture of the weapon (or in a few cases a very brief
stay in the local jail), not with significant criminal penalties.
29
They are akin to modern penalties for minor
public-safety infractions like speeding or jaywalking. And although
such public-safety laws may not contain exceptions for self-defense, it
is inconceivable that the threat of a jaywalking ticket would deter
someone from disregarding a “Do Not Walk” sign in order to flee an
attacker, or that the Government would enforce those laws under such
circumstances. Likewise, we do not think that a law imposing a
5-shilling fine and forfeiture of the gun would have prevented a person
in the founding era from using a gun to protect himself or his family
from violence, or that if he did so the law would be enforced against
him. The District law, by contrast, far from imposing a minor fine,
threatens citizens with a year in prison (five years for a second
violation) for even obtaining a gun in the first place. See D. C. Code
§7–2507.06.
Justice Breyer moves on to make a broad jurisprudential point: He criticizes us for declining to establish a level of scrutiny for evaluating
Second Amendment
restrictions. He proposes, explicitly at least, none of the
traditionally expressed levels (strict scrutiny, intermediate scrutiny,
rational basis), but rather a judge-empowering “interest-balancing
inquiry” that “asks whether the statute burdens a protected interest in a
way or to an extent that is out of proportion to the statute’s salutary
effects upon other important governmental interests.” Post, at 10. After an exhaustive discussion of the arguments for and against gun control, Justice Breyer
arrives at his interest-balanced answer: because handgun violence is a
problem, because the law is limited to an urban area, and because there
were somewhat similar restrictions in the founding period (a false
proposition that we have already discussed), the interest-balancing
inquiry results in the constitutionality of the handgun ban. QED.
We know of no other enumerated
constitutional right whose core protection has been subjected to a
freestanding “interest-balancing” approach. The very enumeration of the
right takes out of the hands of government—even the Third Branch of
Government—the power to decide on a case-by-case basis whether the right
is really worth insisting upon. A
constitutional guarantee subject to future judges’ assessments of its
usefulness is no constitutional guarantee at all. Constitutional rights
are enshrined with the scope they were understood to have when the
people adopted them, whether or not future legislatures or (yes) even
future judges think that scope too broad. We would notapply an “interest-balancing” approach to the prohibition of a peaceful neo-Nazi march through Skokie. See National Socialist Party of America v. Skokie,
432 U. S. 43 (1977)
(per curiam). The
First Amendment
contains the freedom-of-speech guarantee that the people ratified,
which included exceptions for obscenity, libel, and disclosure of state
secrets, but not for the expression of extremely unpopular and
wrong-headed views. The
Second Amendment is no different. Like the First, it is the very product of an interest-balancing by the people—which Justice Breyer would
now conduct for them anew. And whatever else it leaves to future
evaluation, it surely elevates above all other interests the right of
law-abiding, responsible citizens to use arms in defense of hearth and
home.
Justice Breyer chides us for
leaving so many applications of the right to keep and bear arms in
doubt, and for not providing extensive historical justification for
those regulations of the right that we describe as permissible. See post, at 42–43. But since this case represents this Court’s first in-depth examination of the
Second Amendment, one should not expect it to clarify the entire field, any more than Reynolds v. United States,
98 U. S. 145
(1879)
, our first in-depth Free Exercise Clause case, left that area in a
state of utter certainty. And there will be time enough to expound upon
the historical justifications for the exceptions we have mentioned if
and when those exceptions come before us.
In sum, we hold that the District’s ban on handgun possession in the home violates the
Second Amendment,
as does its prohibition against rendering any lawful firearm in the
home operable for the purpose of immediate self-defense. Assuming that
Heller is not disqualified from the exercise of
Second Amendment rights, the District must permit him to register his handgun and must issue him a license to carry it in the home.
***
We are aware of the problem of handgun violence in this country, and we take seriously the concerns raised by the many amici
who believe that prohibition of handgun ownership is a solution. The
Constitution leaves the District of Columbia a variety of tools for
combating that problem, including some measures regulating handguns, see
supra, at 54–55, and n. 26. But the
enshrinement of constitutional rights necessarily takes certain policy
choices off the table. These include the absolute prohibition of
handguns held and used for self-defense in the home. Undoubtedly some
think that the
Second Amendment
is outmoded in a society where our standing army is the pride of our
Nation, where well-trained police forces provide personal security, and
where gun violence is a serious problem. That is perhaps debatable, but
what is not debatable is that it is not the role of this Court to
pronounce the
Second Amendment extinct.
We affirm the judgment of the Court of Appeals.
It is so ordered.
Notes
1 There are minor exceptions to all of these prohibitions, none of which is relevant here.
2 That construction has not been challenged here.
3
As Sutherland explains, the key 18th-century English case on the effect
of preambles, Copeman v. Gallant, 1 P. Wms. 314,
24Eng. Rep.
404 (1716), stated that “the preamble could not be used to restrict the
effect of the words of the purview.” J. Sutherland, Statutes and
Statutory Construction, 47.04 (N. Singer ed. 5th ed. 1992). This rule
was modified in England in an 1826 case to give more importance to the
preamble, but in America “the settled principle of law is that the
preamble cannot control the enacting part of the statute in cases where
the enacting part is expressed in clear, unambiguous terms.” Ibid.
Justice Stevens says that we violate the general rule that every clause
in a statute must have effect. Post, at 8. But where the text of a
clause itself indicates that it does not have operative effect, such as
“whereas” clauses in federal legislation or the Constitution’s preamble,
a court has no license to make it do what it was not designed to do.
Or to put the point differently, operative provisions should be given
effect as operative provisions, and prologues as prologues.
4
Justice Stevens criticizes us for discussing the prologue last. Post,
at 8. But if a prologue can be used only to clarify an ambiguous
operative provision, surely the first step must be to determine whether
the operative provision is ambiguous. It might be argued, we suppose,
that the prologue itself should be one of the factors that go into the
determination of whether the operative provision is ambiguous—but that
would cause the prologue to be used to produce ambiguity rather than
just to resolve it. In any event, even if we considered the prologue
along with the operative provision we would reach the same result we do
today, since (as we explain) our interpretation of “the right of the
people to keep and bear arms” furthers the purpose of an effective
militia no less than (indeed, more than) the dissent’s interpretation.
See infra, at 26–27.
5
Justice Stevens is of course correct, post, at 10, that the right to
assemble cannot be exercised alone, but it is still an individual right,
and not one conditioned upon membership in some defined “assembly,” as
he contends the right to bear arms is conditioned upon membership in a
defined militia. And Justice Stevens is dead wrong to think that the
right to petition is “primarily collective in nature.” Ibid. See
McDonald v. Smith,
472 U. S. 479,
482–484 (1985)
(describing historical origins of right to petition).
6
If we look to other founding-era documents, we find that some state
constitutions used the term “the people” to refer to the people
collectively, in contrast to “citizen,” which was used to invoke
individual rights. See Heyman, Natural Rights and the
Second Amendment, in The
Second Amendment
in Law and History 179, 193–195 (C. Bogus ed. 2000) (hereinafter
Bogus). But that usage was not remotely uniform. See, e.g., N. C.
Declaration of Rights §XIV (1776), in 5 The Federal and State
Constitutions, Colonial Charters, and Other Organic Laws 2787, 2788 (F.
Thorpe ed. 1909) (hereinafter Thorpe) (jury trial); Md. Declaration of
Rights §XVIII (1776), in 3 id., at 1686, 1688 (vicinage requirement);
Vt. Declaration of Rights ch. 1, §XI (1777), in 6 id., at 3737, 3741
(searches and seizures); Pa. Declaration of Rights §XII (1776), in 5
id., at 3081, 3083 (free speech). And, most importantly, it was clearly
not the terminology used in the Federal Constitution, given the First,
Fourth, and
Ninth Amendments.
7
See, e.g., 3 A Compleat Collection of State-Tryals 185 (1719) (“Hath
not every Subject power to keep Arms, as well as Servants in his House
for defence of his Person?”); T. Wood, A New Institute of the Imperial
or Civil Law 282 (1730) (“Those are guilty of publick Force, who keep
Arms in their Houses, and make use of them otherwise than upon Journeys
or Hunting, or for Sale …”); A Collection of All the Acts of Assembly,
Now in Force, in the Colony of Virginia 596 (1733) (“Free Negros,
Mulattos, or Indians, and Owners of Slaves, seated at Frontier
Plantations, may obtain Licence from a Justice of Peace, for keeping
Arms, &c.”); J. Ayliffe, A New Pandect of Roman Civil Law 195
(1734) (“Yet a Person might keep Arms in his House, or on his Estate, on
the Account of Hunting, Navigation, Travelling, and on the Score of
Selling them in the way of Trade or Commerce, or such Arms as accrued to
him by way of Inheritance”); J. Trusler, A Concise View of the Common
Law and Statute Law of England 270 (1781) (“if [papists] keep arms in
their houses, such arms may be seized by a justice of the peace”); Some
Considerations on the Game Laws 54 (1796) (“Who has been deprived by
[the law] of keeping arms for his own defence? What law forbids the
veriest pauper, if he can raise a sum sufficient for the purchase of it,
from mounting his Gun on his Chimney Piece … ?”); 3 B. Wilson, The
Works of the Honourable James Wilson 84 (1804) (with reference to state
constitutional right: “This is one of our many renewals of the Saxon
regulations. ‘They were bound,’ says Mr. Selden, ‘to keep arms for the
preservation of the kingdom, and of their own person’ ”); W. Duer,
Outlines of the Constitutional Jurisprudence of the United States 31–32
(1833) (with reference to colonists’ English rights: “The right of every
individual to keep arms for his defence, suitable to his condition and
degree; which was the public allowance, under due restrictions of the
natural right of resistance and self-preservation”); 3 R. Burn, Justice
of the Peace and the Parish Officer 88 (1815) (“It is, however, laid
down by Serjeant Hawkins, … that if a lessee, after the end of the term,
keep arms in his house to oppose the entry of the lessor, …”); State v.
Dempsey, 31 N. C. 384, 385 (1849) (citing 1840 state law making it a
misdemeanor for a member of certain racial groups “to carry about his
person or keep in his house any shot gun or other arms”).
8
See Pa. Declaration of Rights §XIII, in 5 Thorpe 3083 (“That the people
have a right to bear arms for the defence of themselves and the state…
”); Vt. Declaration of Rights §XV, in 6 id., at 3741 (“That the people
have a right to bear arms for the defence of themselves and the
State…”); Ky. Const., Art. XII, cl. 23 (1792), in 3 id., at 1264, 1275
(“That the right of the citizens to bear arms in defence of themselves
and the State shall not be questioned”); Ohio Const., Art. VIII, §20
(1802), in 5 id., at 2901, 2911 (“That the people have a right to bear
arms for the defence of themselves and the State … ”); Ind. Const., Art.
I, §20 (1816), in 2 id., at 1057, 1059 (“That the people have a right
to bear arms for the defense of themselves and the State… ”); Miss.
Const., Art. I, §23 (1817), in 4 id., at 2032, 2034 (“Every citizen has a
right to bear arms, in defence of himself and the State”); Conn.
Const., Art. I, §17 (1818), in 1 id., at 536, 538 (“Every citizen has a
right to bear arms in defence of himself and the state”); Ala. Const.,
Art. I, §23 (1819), in 1 id., at 96, 98 (“Every citizen has a right to
bear arms in defence of himself and the State”); Mo. Const., Art. XIII,
§3 (1820), in 4 id., at 2150, 2163 (“[T]hat their right to bear arms in
defence of themselves and of the State cannot be questioned”). See
generally Volokh, State Constitutional Rights to Keep and Bear Arms, 11
Tex. Rev. L. & Politics 191 (2006).
9
See Bliss v. Commonwealth, 2 Litt. 90, 91–92 (Ky. 1822); State v. Reid,
1 Ala. 612, 616–617 (1840); State v. Schoultz,
25Mo.
128,
155 (1857); see also Simpson v. State,
5Yer.
356,
360 (Tenn.
1833) (interpreting similar provision with “common defence” purpose);
State v. Huntly, 25 N. C. 418, 422–423 (1843) (same); cf. Nunn v. State,
1 Ga. 243, 250–251 (1846) (construing
Second Amendment); State v. Chandler, 5 La. Ann. 489, 489–490 (1850) (same).
10
See J. Brydall, Privilegia Magnatud apud Anglos 14 (1704) (Privilege
XXXIII) (“In the 21st Year of King Edward the Third, a Proclamation
Issued, that no Person should bear any Arms within London, and the
Suburbs”); J. Bond, A Compleat Guide to Justices of the Peace 43 (1707)
(“Sheriffs, and all other Officers in executing their Offices, and all
other persons pursuing Hu[e] and Cry may lawfully bear arms”); 1 An
Abridgment of the Public Statutes in Force and Use Relative to Scotland
(1755) (entry for “Arms”: “And if any person above described shall have
in his custody, use, or bear arms, being thereof convicted before one
justice of peace, or other judge competent, summarily, he shall for the
first offense forfeit all such arms” (quoting 1 Geo. 1, c. 54, §1));
Statute Law of Scotland Abridged 132–133 (2d ed. 1769) (“Acts for
disarming the highlands” but “exempting those who have particular
licenses to bear arms”); E. de Vattel, The Law of Nations, or,
Principles of the Law of Nature 144 (1792) (“Since custom has allowed
persons of rank and gentlemen of the army to bear arms in time of peace,
strict care should be taken that none but these should be allowed to
wear swords”); E. Roche, Proceedings of a Court-Martial, Held at the
Council-Chamber, in the City of Cork 3 (1798) (charge VI: “With having
held traitorous conferences, and with having conspired, with the like
intent, for the purpose of attacking and despoiling of the arms of
several of the King’s subjects, qualified by law to bear arms”); C.
Humphreys, A Compendium of the Common Law in force in Kentucky 482
(1822) (“[I]n this country the constitution guaranties to all persons
the right to bear arms; then it can only be a crime to exercise this
right in such a manner, as to terrify people unnecessarily”).
11
Justice Stevens contends, post, at 15, that since we assert that adding
“against” to “bear arms” gives it a military meaning we must concede
that adding a purposive qualifying phrase to “bear arms” can alter its
meaning. But the difference is that we do not maintain that “against”
alters the meaning of “bear arms” but merely that it clarifies which of
various meanings (one of which is military) is intended. Justice
Stevens, however, argues that “[t]he term ‘bear arms’ is a familiar
idiom; when used unadorned by any additional words, its meaning is ‘to
serve as a soldier, do military service, fight.’ ” Post, at 11. He
therefore must establish that adding a contradictory purposive phrase
can alter a word’s meaning.
12
Justice Stevens finds support for his legislative history inference
from the recorded views of one Antifederalist member of the House.
Post, at 26 n. 25. “The claim that the best or most representative
reading of the [language of the] amendments would conform to the
understanding and concerns of [the Antifederalists] is … highly
problematic.” Rakove, The
Second Amendment: The Highest Stage of Originalism, Bogus 74, 81.
13
The same applies to the conscientious-objector amendments proposed by
Virginia and North Carolina, which said: “That any person religiously
scrupulous of bearing arms ought to be exempted upon payment of an
equivalent to employ another to bear arms in his stead.” See Veit 19; 4
J. Eliot, The Debates in the Several State Constitutions on the
Adoption of the Federal Constitution 243, 244 (2d ed. 1836) (reprinted
1941). Certainly their second use of the phrase (“bear arms in his
stead”) refers, by reason of context, to compulsory bearing of arms for
military duty. But their first use of the phrase (“any person
religiously scrupulous of bearing arms”) assuredly did not refer to
people whose God allowed them to bear arms for defense of themselves but
not for defense of their country.
14
Faced with this clear historical usage, Justice Stevens resorts to the
bizarre argument that because the word “to” is not included before
“bear” (whereas it is included before “petition” in the
First Amendment),
the unitary meaning of “to keep and bear” is established. Post, at 16,
n. 13. We have never heard of the proposition that omitting repetition
of the “to” causes two verbs with different meanings to become one. A
promise “to support and to defend the Constitution of the United States”
is not a whit different from a promise “to support and defend the
Constitution of the United States.”
15
Cf. 3 Geo., 34, §3, in 7 Eng. Stat. at Large 126 (1748) (“That the
Prohibition contained … in this Act, of having, keeping, bearing, or
wearing any Arms or Warlike Weapons … shall not extend … to any Officers
or their Assistants, employed in the Execution of Justice …”).
16
Contrary to Justice Stevens’ wholly unsupported assertion, post, at 17,
there was no pre-existing right in English law “to use weapons for
certain military purposes” or to use arms in an organized militia.
17
Article I, §8, cl. 16 of the Constitution gives Congress the power
“[t]o provide for organizing, arming, and disciplining, the Militia, and
for governing such Part of them as may be employed in the Service of
the United States, reserving to the States respectively, the Appointment
of the Officers, and the Authority of training the Militia according to
the discipline prescribed by Congress.”
It could not be clearer that Congress’s “organizing” power, unlike its
“governing” power, can be invoked even for that part of the militia not
“employed in the Service of the United States.” Justice Stevens
provides no support whatever for his contrary view, see post, at 19 n.
20. Both the Federalists and Anti-Federalists read the provision as it
was written, to permit the creation of a “select” militia. See The
Federalist No. 29, pp. 226, 227 (B. Wright ed. 1961); Centinel, Revived,
No. XXIX, Philadelphia Independent Gazetteer, Sept. 9, 1789, in Young
711, 712.
18
Justice Stevens says that the drafters of the Virginia Declaration of
Rights rejected this proposal and adopted “instead” a provision written
by George Mason stressing the importance of the militia. See post, at
24, and n. 24. There is no evidence that the drafters regarded the
Mason proposal as a substitute for the Jefferson proposal.
19 Justice Stevens quotes some of Tucker’s unpublished notes, which he claims show that Tucker had ambiguous views about the
Second Amendment.
See post, at 31, and n. 32. But it is clear from the notes that
Tucker located the power of States to arm their militias in the
Tenth Amendment, and that he cited the
Second Amendment
for the proposition that such armament could not run afoul of any power
of the federal government (since the amendment prohibits Congress from
ordering disarmament). Nothing in the passage implies that the
Second Amendment pertains only to the carrying of arms in the organized militia.
20 Rawle, writing before our decision in Barron ex rel. Tiernan v. Mayor of Baltimore,
7Pet.
243 (1833), believed that the
Second Amendment
could be applied against the States. Such a belief would of course be
nonsensical on petitioners’ view that it protected only a right to
possess and carry arms when conscripted by the State itself into militia
service.
21
Justice Stevens suggests that this is not obvious because free blacks
in Virginia had been required to muster without arms. See post, at 28,
n. 29 (citing Siegel, The Federal Government’s Power to Enact
Color-Conscious Laws, 92 Nw. U. L. Rev. 477, 497 (1998)). But that
could not have been the type of law referred to in Aldridge, because
that practice had stopped 30 years earlier when blacks were excluded
entirely from the militia by the First Militia Act. See Siegel, supra,
at 498, n. 120. Justice Stevens further suggests that laws barring
blacks from militia service could have been said to violate the “right
to bear arms.” But under Justice Stevens’ reading of the
Second Amendment
(we think), the protected right is the right to carry arms to the
extent one is enrolled in the militia, not the right to be in the
militia. Perhaps Justice Stevens really does adopt the full-blown
idiomatic meaning of “bear arms,” in which case every man and woman in
this country has a right “to be a soldier” or even “to wage war.” In
any case, it is clear to us that Aldridge’s allusion to the existing
Virginia “restriction” upon the right of free blacks “to bear arms”
could only have referred to “laws prohibiting blacks from keeping
weapons,” Siegel, supra, at 497–498.
22
Justice Stevens’ accusation that this is “not accurate,” post, at 39,
is wrong. It is true it was the indictment that described the right as
“bearing arms for a lawful purpose.” But, in explicit reference to the
right described in the indictment, the Court stated that “The second
amendment declares that it [i.e., the right of bearing arms for a lawful
purpose] shall not be infringed.” 92 U. S., at 553.
23
With respect to Cruikshank’s continuing validity on incorporation, a
question not presented by this case, we note that Cruikshank also said
that the
First Amendment did not apply against the States and did not engage in the sort of
Fourteenth Amendment inquiry required by our later cases. Our later decisions in Presser v. Illinois,
116 U. S. 252,
265 (1886)
and Miller v. Texas,
153 U. S. 535,
538 (1894)
, reaffirmed that the
Second Amendment applies only to the Federal Government.
24 As for the “hundreds of judges,” post, at 2, who have relied on the view of the
Second Amendment
Justice Stevens claims we endorsed in Miller: If so, they overread
Miller. And their erroneous reliance upon an uncontested and virtually
unreasoned case cannot nullify the reliance of millions of Americans (as
our historical analysis has shown) upon the true meaning of the right
to keep and bear arms. In any event, it should not be thought that the
cases decided by these judges would necessarily have come out
differently under a proper interpretation of the right.
25 Miller was briefly mentioned in our decision in Lewis v. United States,
445 U. S. 55
(1980)
, an appeal from a conviction for being a felon in possession of a
firearm. The challenge was based on the contention that the prior
felony conviction had been unconstitutional. No
Second Amendment
claim was raised or briefed by any party. In the course of rejecting
the asserted challenge, the Court commented gratuitously, in a footnote,
that “[t]hese legislative restrictions on the use of firearms are
neither based upon constitutionally suspect criteria, nor do they trench
upon any constitutionally protected liberties. See United States v.
Miller … (the
Second Amendment
guarantees no right to keep and bear a firearm that does not have ‘some
reasonable relationship to the preservation or efficiency of a well
regulated militia’).” Id., at 65–66, n. 8. The footnote then cites
several Court of Appeals cases to the same effect. It is inconceivable
that we would rest our interpretation of the basic meaning of any
guarantee of the Bill of Rights upon such a footnoted dictum in a case
where the point was not at issue and was not argued.
26 We identify these presumptively lawful regulatory measures only as examples; our list does not purport to be exhaustive.
27
Justice Breyer correctly notes that this law, like almost all laws,
would pass rational-basis scrutiny. Post, at 8. But rational-basis
scrutiny is a mode of analysis we have used when evaluating laws under
constitutional commands that are themselves prohibitions on irrational
laws. See, e.g., Engquist v. Oregon Dept. of Agriculture, 553 U. S.
___, ___ (2008) (slip op., at 9–10). In those cases, “rational basis”
is not just the standard of scrutiny, but the very substance of the
constitutional guarantee. Obviously, the same test could not be used to
evaluate the extent to which a legislature may regulate a specific,
enumerated right, be it the freedom of speech, the guarantee against
double jeopardy, the right to counsel, or the right to keep and bear
arms. See United States v. Carolene Products Co.,
304 U. S. 144,
n. 4 (1938) (“There may be narrower scope for operation of the
presumption of constitutionality [i.e., narrower than that provided by
rational-basis review] when legislation appears on its face to be within
a specific prohibition of the Constitution, such as those of the first
ten amendments…”). If all that was required to overcome the right to
keep and bear arms was a rational basis, the
Second Amendment would be redundant with the separate constitutional prohibitions on irrational laws, and would have no effect.
28
McIntosh upheld the law against a claim that it violated the Equal
Protection Clause by arbitrarily distinguishing between residences and
businesses. See 395 A. 2d, at 755. One of the rational bases listed
for that distinction was the legislative finding “that for each intruder
stopped by a firearm there are four gun-related accidents within the
home.” Ibid. That tradeoff would not bear mention if the statute did
not prevent stopping intruders by firearms.
29
The Supreme Court of Pennsylvania described the amount of five
shillings in a contract matter in 1792 as “nominal consideration.”
Morris’s Lessee v. Smith,
4Dall.
119,
120 (Pa.
1792). Many of the laws cited punished violation with fine in a similar
amount; the 1783 Massachusetts gunpowder-storage law carried a somewhat
larger fine of 10 (200 shillings) and forfeiture of the weapon.
There are minor exceptions to all of these prohibitions, none of which is relevant here.
That construction has not been challenged here.
As Sutherland explains, the key
18th-century English case on the effect of preambles, Copeman v.
Gallant, 1 P. Wms. 314,
24Eng. Rep.
404 (1716), stated that “the preamble could not be used to restrict the
effect of the words of the purview.” J. Sutherland, Statutes and
Statutory Construction, 47.04 (N. Singer ed. 5th ed. 1992). This rule
was modified in England in an 1826 case to give more importance to the
preamble, but in America “the settled principle of law is that the
preamble cannot control the enacting part of the statute in cases where
the enacting part is expressed in clear, unambiguous terms.” Ibid.
Justice Stevens says that we violate the general rule that every clause
in a statute must have effect. Post, at 8. But where the text of a
clause itself indicates that it does not have operative effect, such as
“whereas” clauses in federal legislation or the Constitution’s preamble,
a court has no license to make it do what it was not designed to do.
Or to put the point differently, operative provisions should be given
effect as operative provisions, and prologues as prologues.
Justice Stevens criticizes us for
discussing the prologue last. Post, at 8. But if a prologue can be
used only to clarify an ambiguous operative provision, surely the first
step must be to determine whether the operative provision is ambiguous.
It might be argued, we suppose, that the prologue itself should be one
of the factors that go into the determination of whether the operative
provision is ambiguous—but that would cause the prologue to be used to
produce ambiguity rather than just to resolve it. In any event, even if
we considered the prologue along with the operative provision we would
reach the same result we do today, since (as we explain) our
interpretation of “the right of the people to keep and bear arms”
furthers the purpose of an effective militia no less than (indeed, more
than) the dissent’s interpretation. See infra, at 26–27.
Justice Stevens is of course correct, post,
at 10, that the right to assemble cannot be exercised alone, but it is
still an individual right, and not one conditioned upon membership in
some defined “assembly,” as he contends the right to bear arms is
conditioned upon membership in a defined militia. And Justice Stevens
is dead wrong to think that the right to petition is “primarily
collective in nature.” Ibid. See McDonald v. Smith,
472 U. S. 479,
482–484 (1985)
(describing historical origins of right to petition).
If we look to other founding-era documents,
we find that some state constitutions used the term “the people” to
refer to the people collectively, in contrast to “citizen,” which was
used to invoke individual rights. See Heyman, Natural Rights and the
Second Amendment, in The
Second Amendment
in Law and History 179, 193–195 (C. Bogus ed. 2000) (hereinafter
Bogus). But that usage was not remotely uniform. See, e.g., N. C.
Declaration of Rights §XIV (1776), in 5 The Federal and State
Constitutions, Colonial Charters, and Other Organic Laws 2787, 2788 (F.
Thorpe ed. 1909) (hereinafter Thorpe) (jury trial); Md. Declaration of
Rights §XVIII (1776), in 3 id., at 1686, 1688 (vicinage requirement);
Vt. Declaration of Rights ch. 1, §XI (1777), in 6 id., at 3737, 3741
(searches and seizures); Pa. Declaration of Rights §XII (1776), in 5
id., at 3081, 3083 (free speech). And, most importantly, it was clearly
not the terminology used in the Federal Constitution, given the First,
Fourth, and
Ninth Amendments.
See, e.g., 3 A Compleat Collection of
State-Tryals 185 (1719) (“Hath not every Subject power to keep Arms, as
well as Servants in his House for defence of his Person?”); T. Wood, A
New Institute of the Imperial or Civil Law 282 (1730) (“Those are guilty
of publick Force, who keep Arms in their Houses, and make use of them
otherwise than upon Journeys or Hunting, or for Sale …”); A Collection
of All the Acts of Assembly, Now in Force, in the Colony of Virginia 596
(1733) (“Free Negros, Mulattos, or Indians, and Owners of Slaves,
seated at Frontier Plantations, may obtain Licence from a Justice of
Peace, for keeping Arms, &c.”); J. Ayliffe, A New Pandect of Roman
Civil Law 195 (1734) (“Yet a Person might keep Arms in his House, or on
his Estate, on the Account of Hunting, Navigation, Travelling, and on
the Score of Selling them in the way of Trade or Commerce, or such Arms
as accrued to him by way of Inheritance”); J. Trusler, A Concise View of
the Common Law and Statute Law of England 270 (1781) (“if [papists]
keep arms in their houses, such arms may be seized by a justice of the
peace”); Some Considerations on the Game Laws 54 (1796) (“Who has been
deprived by [the law] of keeping arms for his own defence? What law
forbids the veriest pauper, if he can raise a sum sufficient for the
purchase of it, from mounting his Gun on his Chimney Piece … ?”); 3 B.
Wilson, The Works of the Honourable James Wilson 84 (1804) (with
reference to state constitutional right: “This is one of our many
renewals of the Saxon regulations. ‘They were bound,’ says Mr. Selden,
‘to keep arms for the preservation of the kingdom, and of their own
person’ ”); W. Duer, Outlines of the Constitutional Jurisprudence of the
United States 31–32 (1833) (with reference to colonists’ English
rights: “The right of every individual to keep arms for his defence,
suitable to his condition and degree; which was the public allowance,
under due restrictions of the natural right of resistance and
self-preservation”); 3 R. Burn, Justice of the Peace and the Parish
Officer 88 (1815) (“It is, however, laid down by Serjeant Hawkins, …
that if a lessee, after the end of the term, keep arms in his house to
oppose the entry of the lessor, …”); State v. Dempsey, 31 N. C. 384, 385
(1849) (citing 1840 state law making it a misdemeanor for a member of
certain racial groups “to carry about his person or keep in his house
any shot gun or other arms”).
See Pa. Declaration of Rights §XIII, in 5
Thorpe 3083 (“That the people have a right to bear arms for the defence
of themselves and the state… ”); Vt. Declaration of Rights §XV, in 6
id., at 3741 (“That the people have a right to bear arms for the defence
of themselves and the State…”); Ky. Const., Art. XII, cl. 23 (1792), in
3 id., at 1264, 1275 (“That the right of the citizens to bear arms in
defence of themselves and the State shall not be questioned”); Ohio
Const., Art. VIII, §20 (1802), in 5 id., at 2901, 2911 (“That the people
have a right to bear arms for the defence of themselves and the State …
”); Ind. Const., Art. I, §20 (1816), in 2 id., at 1057, 1059 (“That the
people have a right to bear arms for the defense of themselves and the
State… ”); Miss. Const., Art. I, §23 (1817), in 4 id., at 2032, 2034
(“Every citizen has a right to bear arms, in defence of himself and the
State”); Conn. Const., Art. I, §17 (1818), in 1 id., at 536, 538 (“Every
citizen has a right to bear arms in defence of himself and the state”);
Ala. Const., Art. I, §23 (1819), in 1 id., at 96, 98 (“Every citizen
has a right to bear arms in defence of himself and the State”); Mo.
Const., Art. XIII, §3 (1820), in 4 id., at 2150, 2163 (“[T]hat their
right to bear arms in defence of themselves and of the State cannot be
questioned”). See generally Volokh, State Constitutional Rights to Keep
and Bear Arms, 11 Tex. Rev. L. & Politics 191 (2006).
See Bliss v. Commonwealth, 2 Litt. 90,
91–92 (Ky. 1822); State v. Reid, 1 Ala. 612, 616–617 (1840); State v.
Schoultz,
25Mo.
128,
155 (1857); see also Simpson v. State,
5Yer.
356,
360 (Tenn.
1833) (interpreting similar provision with “common defence” purpose);
State v. Huntly, 25 N. C. 418, 422–423 (1843) (same); cf. Nunn v. State,
1 Ga. 243, 250–251 (1846) (construing
Second Amendment); State v. Chandler, 5 La. Ann. 489, 489–490 (1850) (same).
See J. Brydall, Privilegia Magnatud apud
Anglos 14 (1704) (Privilege XXXIII) (“In the 21st Year of King Edward
the Third, a Proclamation Issued, that no Person should bear any Arms
within London, and the Suburbs”); J. Bond, A Compleat Guide to Justices
of the Peace 43 (1707) (“Sheriffs, and all other Officers in executing
their Offices, and all other persons pursuing Hu[e] and Cry may lawfully
bear arms”); 1 An Abridgment of the Public Statutes in Force and Use
Relative to Scotland (1755) (entry for “Arms”: “And if any person above
described shall have in his custody, use, or bear arms, being thereof
convicted before one justice of peace, or other judge competent,
summarily, he shall for the first offense forfeit all such arms”
(quoting 1 Geo. 1, c. 54, §1)); Statute Law of Scotland Abridged 132–133
(2d ed. 1769) (“Acts for disarming the highlands” but “exempting those
who have particular licenses to bear arms”); E. de Vattel, The Law of
Nations, or, Principles of the Law of Nature 144 (1792) (“Since custom
has allowed persons of rank and gentlemen of the army to bear arms in
time of peace, strict care should be taken that none but these should be
allowed to wear swords”); E. Roche, Proceedings of a Court-Martial,
Held at the Council-Chamber, in the City of Cork 3 (1798) (charge VI:
“With having held traitorous conferences, and with having conspired,
with the like intent, for the purpose of attacking and despoiling of the
arms of several of the King’s subjects, qualified by law to bear
arms”); C. Humphreys, A Compendium of the Common Law in force in
Kentucky 482 (1822) (“[I]n this country the constitution guaranties to
all persons the right to bear arms; then it can only be a crime to
exercise this right in such a manner, as to terrify people
unnecessarily”).
Justice Stevens contends, post, at 15, that
since we assert that adding “against” to “bear arms” gives it a
military meaning we must concede that adding a purposive qualifying
phrase to “bear arms” can alter its meaning. But the difference is that
we do not maintain that “against” alters the meaning of “bear arms” but
merely that it clarifies which of various meanings (one of which is
military) is intended. Justice Stevens, however, argues that “[t]he
term ‘bear arms’ is a familiar idiom; when used unadorned by any
additional words, its meaning is ‘to serve as a soldier, do military
service, fight.’ ” Post, at 11. He therefore must establish that
adding a contradictory purposive phrase can alter a word’s meaning.
Justice Stevens finds support for his
legislative history inference from the recorded views of one
Antifederalist member of the House. Post, at 26 n. 25. “The claim that
the best or most representative reading of the [language of the]
amendments would conform to the understanding and concerns of [the
Antifederalists] is … highly problematic.” Rakove, The
Second Amendment: The Highest Stage of Originalism, Bogus 74, 81.
The same applies to the
conscientious-objector amendments proposed by Virginia and North
Carolina, which said: “That any person religiously scrupulous of bearing
arms ought to be exempted upon payment of an equivalent to employ
another to bear arms in his stead.” See Veit 19; 4 J. Eliot, The
Debates in the Several State Constitutions on the Adoption of the
Federal Constitution 243, 244 (2d ed. 1836) (reprinted 1941). Certainly
their second use of the phrase (“bear arms in his stead”) refers, by
reason of context, to compulsory bearing of arms for military duty. But
their first use of the phrase (“any person religiously scrupulous of
bearing arms”) assuredly did not refer to people whose God allowed them
to bear arms for defense of themselves but not for defense of their
country.
Faced with this clear historical usage,
Justice Stevens resorts to the bizarre argument that because the word
“to” is not included before “bear” (whereas it is included before
“petition” in the
First Amendment),
the unitary meaning of “to keep and bear” is established. Post, at 16,
n. 13. We have never heard of the proposition that omitting repetition
of the “to” causes two verbs with different meanings to become one. A
promise “to support and to defend the Constitution of the United States”
is not a whit different from a promise “to support and defend the
Constitution of the United States.”
Cf. 3 Geo., 34, §3, in 7 Eng. Stat. at
Large 126 (1748) (“That the Prohibition contained … in this Act, of
having, keeping, bearing, or wearing any Arms or Warlike Weapons … shall
not extend … to any Officers or their Assistants, employed in the
Execution of Justice …”).
Contrary to Justice Stevens’ wholly
unsupported assertion, post, at 17, there was no pre-existing right in
English law “to use weapons for certain military purposes” or to use
arms in an organized militia.
Article I, §8, cl. 16 of the Constitution
gives Congress the power
“[t]o provide for organizing, arming, and disciplining, the Militia, and
for governing such Part of them as may be employed in the Service of
the United States, reserving to the States respectively, the Appointment
of the Officers, and the Authority of training the Militia according to
the discipline prescribed by Congress.”
It could not be clearer that Congress’s “organizing” power, unlike its
“governing” power, can be invoked even for that part of the militia not
“employed in the Service of the United States.” Justice Stevens
provides no support whatever for his contrary view, see post, at 19 n.
20. Both the Federalists and Anti-Federalists read the provision as it
was written, to permit the creation of a “select” militia. See The
Federalist No. 29, pp. 226, 227 (B. Wright ed. 1961); Centinel, Revived,
No. XXIX, Philadelphia Independent Gazetteer, Sept. 9, 1789, in Young
711, 712.
Justice Stevens says that the drafters of
the Virginia Declaration of Rights rejected this proposal and adopted
“instead” a provision written by George Mason stressing the importance
of the militia. See post, at 24, and n. 24. There is no evidence that
the drafters regarded the Mason proposal as a substitute for the
Jefferson proposal.
Justice Stevens quotes some of Tucker’s unpublished notes, which he claims show that Tucker had ambiguous views about the
Second Amendment.
See post, at 31, and n. 32. But it is clear from the notes that
Tucker located the power of States to arm their militias in the
Tenth Amendment, and that he cited the
Second Amendment
for the proposition that such armament could not run afoul of any power
of the federal government (since the amendment prohibits Congress from
ordering disarmament). Nothing in the passage implies that the
Second Amendment pertains only to the carrying of arms in the organized militia.
Rawle, writing before our decision in Barron ex rel. Tiernan v. Mayor of Baltimore,
7Pet.
243 (1833), believed that the
Second Amendment
could be applied against the States. Such a belief would of course be
nonsensical on petitioners’ view that it protected only a right to
possess and carry arms when conscripted by the State itself into militia
service.
Justice Stevens suggests that this is not
obvious because free blacks in Virginia had been required to muster
without arms. See post, at 28, n. 29 (citing Siegel, The Federal
Government’s Power to Enact Color-Conscious Laws, 92 Nw. U. L. Rev. 477,
497 (1998)). But that could not have been the type of law referred to
in Aldridge, because that practice had stopped 30 years earlier when
blacks were excluded entirely from the militia by the First Militia Act.
See Siegel, supra, at 498, n. 120. Justice Stevens further suggests
that laws barring blacks from militia service could have been said to
violate the “right to bear arms.” But under Justice Stevens’ reading of
the
Second Amendment
(we think), the protected right is the right to carry arms to the
extent one is enrolled in the militia, not the right to be in the
militia. Perhaps Justice Stevens really does adopt the full-blown
idiomatic meaning of “bear arms,” in which case every man and woman in
this country has a right “to be a soldier” or even “to wage war.” In
any case, it is clear to us that Aldridge’s allusion to the existing
Virginia “restriction” upon the right of free blacks “to bear arms”
could only have referred to “laws prohibiting blacks from keeping
weapons,” Siegel, supra, at 497–498.
Justice Stevens’ accusation that this is
“not accurate,” post, at 39, is wrong. It is true it was the indictment
that described the right as “bearing arms for a lawful purpose.” But,
in explicit reference to the right described in the indictment, the
Court stated that “The second amendment declares that it [i.e., the
right of bearing arms for a lawful purpose] shall not be infringed.” 92
U. S., at 553.
With respect to Cruikshank’s continuing
validity on incorporation, a question not presented by this case, we
note that Cruikshank also said that the
First Amendment did not apply against the States and did not engage in the sort of
Fourteenth Amendment inquiry required by our later cases. Our later decisions in Presser v. Illinois,
116 U. S. 252,
265 (1886)
and Miller v. Texas,
153 U. S. 535,
538 (1894)
, reaffirmed that the
Second Amendment applies only to the Federal Government.
As for the “hundreds of judges,” post, at 2, who have relied on the view of the
Second Amendment
Justice Stevens claims we endorsed in Miller: If so, they overread
Miller. And their erroneous reliance upon an uncontested and virtually
unreasoned case cannot nullify the reliance of millions of Americans (as
our historical analysis has shown) upon the true meaning of the right
to keep and bear arms. In any event, it should not be thought that the
cases decided by these judges would necessarily have come out
differently under a proper interpretation of the right.
Miller was briefly mentioned in our decision in Lewis v. United States,
445 U. S. 55
(1980)
, an appeal from a conviction for being a felon in possession of a
firearm. The challenge was based on the contention that the prior
felony conviction had been unconstitutional. No
Second Amendment
claim was raised or briefed by any party. In the course of rejecting
the asserted challenge, the Court commented gratuitously, in a footnote,
that “[t]hese legislative restrictions on the use of firearms are
neither based upon constitutionally suspect criteria, nor do they trench
upon any constitutionally protected liberties. See United States v.
Miller … (the
Second Amendment
guarantees no right to keep and bear a firearm that does not have ‘some
reasonable relationship to the preservation or efficiency of a well
regulated militia’).” Id., at 65–66, n. 8. The footnote then cites
several Court of Appeals cases to the same effect. It is inconceivable
that we would rest our interpretation of the basic meaning of any
guarantee of the Bill of Rights upon such a footnoted dictum in a case
where the point was not at issue and was not argued.
We identify these presumptively lawful regulatory measures only as examples; our list does not purport to be exhaustive.
Justice Breyer correctly notes that this
law, like almost all laws, would pass rational-basis scrutiny. Post, at
8. But rational-basis scrutiny is a mode of analysis we have used when
evaluating laws under constitutional commands that are themselves
prohibitions on irrational laws. See, e.g., Engquist v. Oregon Dept. of
Agriculture, 553 U. S. ___, ___ (2008) (slip op., at 9–10). In those
cases, “rational basis” is not just the standard of scrutiny, but the
very substance of the constitutional guarantee. Obviously, the same
test could not be used to evaluate the extent to which a legislature may
regulate a specific, enumerated right, be it the freedom of speech, the
guarantee against double jeopardy, the right to counsel, or the right
to keep and bear arms. See United States v. Carolene Products Co.,
304 U. S. 144,
n. 4 (1938) (“There may be narrower scope for operation of the
presumption of constitutionality [i.e., narrower than that provided by
rational-basis review] when legislation appears on its face to be within
a specific prohibition of the Constitution, such as those of the first
ten amendments…”). If all that was required to overcome the right to
keep and bear arms was a rational basis, the
Second Amendment would be redundant with the separate constitutional prohibitions on irrational laws, and would have no effect.
McIntosh upheld the law against a claim
that it violated the Equal Protection Clause by arbitrarily
distinguishing between residences and businesses. See 395 A. 2d, at
755. One of the rational bases listed for that distinction was the
legislative finding “that for each intruder stopped by a firearm there
are four gun-related accidents within the home.” Ibid. That tradeoff
would not bear mention if the statute did not prevent stopping intruders
by firearms.
The Supreme Court of Pennsylvania described
the amount of five shillings in a contract matter in 1792 as “nominal
consideration.” Morris’s Lessee v. Smith,
4Dall.
119,
120 (Pa.
1792). Many of the laws cited punished violation with fine in a similar
amount; the 1783 Massachusetts gunpowder-storage law carried a somewhat
larger fine of 10 (200 shillings) and forfeiture of the weapon.